Request For Qualifications And Quotations (Rfqq)

Transcription

STATE OF WASHINGTONHEALTH CARE AUTHORITYREQUEST FOR QUALIFICATIONS AND QUOTATIONS (RFQQ)RFQQ NO. 2021HCA23PROJECT TITLE: Enterprise Architecture ConsultantPROPOSAL DUE DATE: September 29, 2021 by 2:00p.m. Pacific Time.E-mailed bids will be accepted. Faxed bids will not.ESTIMATED TIME PERIOD FOR CONTRACT: November 15, 2021 to November 14, 2024The Health Care Authority reserves the right to extend the contract for up to three (3) additional1-year periods.BIDDER ELIGIBILITY: This procurement is open to those Bidders that satisfy the minimumqualifications stated herein and that are available for work in Washington State.

1. INTRODUCTION. 41.1.DEFINITIONS.41.2.ESTIMATED SCHEDULE OF PROCUREMENT ACTIVITIES .41.3.PURPOSE AND BACKGROUND .51.4.OBJECTIVES AND SCOPE OF WORK .51.5.MINIMUM QUALIFICATIONS .51.6.FUNDING .61.7.FEDERAL FUNDING ACCOUNTABILITY AND TRANSPARENCY ACT .61.8.PERIOD OF PERFORMANCE .61.9.CONTRACTING WITH CURRENT OR FORMER STATE EMPLOYEES .61.10.ADA .72. GENERAL INFORMATION FOR BIDDERS . 82.1.RFQQ COORDINATOR .82.2.SUBMISSION OF PROPOSALS.82.3.PROPRIETARY INFORMATION / PUBLIC DISCLOSURE .82.4.REVISIONS TO THE RFQQ .92.5.DIVERSE BUSINESS INCLUSION PLAN .92.6.ACCEPTANCE PERIOD .92.7.COMPLAINT PROCESS .92.8.RESPONSIVENESS . 102.9.MOST FAVORABLE TERMS . 102.10.CONTRACT AND GENERAL TERMS & CONDITIONS . 102.11.COSTS TO PROPOSE . 112.12.RECEIPT OF INSUFFICIENT NUMBER OF PROPOSALS . 112.13.NO OBLIGATION TO CONTRACT . 112.14.REJECTION OF PROPOSALS . 112.15.COMMITMENT OF FUNDS . 112.16.ELECTRONIC PAYMENT . 113. PROPOSAL CONTENTS . 123.1.LETTER OF SUBMITTAL (M) . 123.2.BIDDER INFORMATION (M) and (Optional) . 13

3.3.QUALIFICATIONS (MS) . 143.4.QUOTATIONS (MS) . 153.5.EXECUTIVE ORDER 18-03 (MS). 154. EVALUATION AND CONTRACT AWARD . 164.1.EVALUATION PROCEDURE. 164.2.EVALUATION WEIGHTING AND SCORING. 164.3.SCORING METHODOLOGY - QUALIFICATIONS . 174.4.ORAL PRESENTATIONS MAY BE REQUIRED . 174.5.SUBSTANTIALLY EQUIVALENT SCORES . 174.6.NOTIFICATION TO BIDDERS . 184.7.DEBRIEFING OF UNSUCCESSFUL BIDDERS . 184.8.PROTEST PROCEDURE . 185. RFQQ EXHIBITS . 20HCA RFQQ No.Page 3 of 23

1. INTRODUCTION1.1. DEFINITIONSDefinitions for the purposes of this RFQQ include:Apparent Successful Bidder (ASB) – The Bidder selected as the entity to perform the anticipatedservices, subject to completion of contract negotiations and execution of a written contract.Bidder – Individual or company interested in the RFQQ that submits a proposal in order to attain acontract with the Health Care Authority.Business Day(s) – Monday through Friday, except for holidays observed by the State ofWashington.Contractor – The Bidder who is awarded and enters into the Contract for Enterprise ArchitectureConsultant.Health Care Authority (HCA) – An executive agency of the state of Washington that is issuing thisRFQQ.Mandatory (M) – The Bidder must comply with the requirement, and the Response will be evaluatedon a pass/fail basis.Mandatory Scored (MS) – The Bidder must comply with the requirement, and the Response will bescored.Proposal – A formal offer submitted in response to this solicitation.Request for Qualifications and Quotations (RFQQ) – Formal procurement document in which aservice or need is identified, and firms are invited to provide their qualifications to provide the servicesand their hourly rates.Subcontractor – One not in the employment of Bidder, who is performing all or part of the businessactivities under the RFQQ under a separate contract with Bidder. The term “Subcontractor” meansSubcontractor(s) of any tier.1.2. ESTIMATED SCHEDULE OF PROCUREMENT ACTIVITIESThis RFQQ is being issued under the following Schedule. The Response deadlines are Mandatoryand non-negotiable. Failure to meet any of the required deadlines (dates and times) may result indisqualification from participation.Issue Request for Qualifications and QuotationsSeptember 3, 2021Questions DueSeptember 14, 2021 -Answers PostedSeptember 17, 2021Proposals DueSeptember 29, 2021 2:00PM Pacific TimeEvaluate ProposalsSeptember 30, 2021 October 6, 2021Conduct Oral Interviews with Finalists, if requiredOctober 11 - 12, 2021HCA RFQQ No. 2021HCA23Page 4 of 23

Announce “Apparent Successful Bidder” and send notification viae-mail to unsuccessful BiddersOctober 15, 2021Debrief Request DeadlineOctober 20, 2021Begin Contract NegotiationsOctober 21, 2021HCA reserves the right in its sole discretion to revise the above schedule and to waive informalitiesor deficiencies.1.3. PURPOSE AND BACKGROUNDThe Washington State Health Care Authority, hereafter called “HCA,” is initiating this Request forQualifications and Quotations (RFQQ) to solicit proposals from firms interested in participating toassist HCA’s Enterprise Technology Services (hereafter called “ETS”) Division with a nationallyrecognized industry expert level Enterprise Architecture consultant to work alongside their StrategicServices Team to develop a number of architecture products with appropriate processes, serviceownership, governance structures and workflows across the varied and numerous businessservices that ETS provides the agency. This is a critical undertaking for the business success of thedivision and is a large body of work. In addition, the consultant will assist the Architectural ReviewBoard and its members with the creation, approval adoption and finalization of technological modelsfor a wide variety of existing work and new projects ETS has in its portfolio.HCA intends to award one contract to provide the services described in this RFQQ.1.4. OBJECTIVES AND SCOPE OF WORKHCA’s ETS Division requires an expert level Enterprise Architecture (EA) consultant to assist theirStrategic Services Team with developing a number of business processes with appropriate serviceownership, governance structures and workflows across the varied and numerous businessservices that ETS provides the HCA. This is a critical undertaking for the business success of thedivision and is a large body of work.The consultant will also work with the ETS EA team to develop enterprise data models, processmodels, technology models and other necessary enterprise level deliverables to drive and supportbusiness functions. The consultant will help the EA team create enterprise level principles, policies,models and standards as requested by service owners and/or divisional leadership. In addition, theconsultant will assist the Architectural Review Board and its members with the creation, approvaladoption and finalization of deliverables for a wide variety of existing work and new projects ETShas in its portfolio.1.5. MINIMUM QUALIFICATIONSThe following are the minimum qualifications for Bidders:Licensed to do business in the State of Washington or provide a commitment that it willbecome licensed in Washington within 30 calendar days of being selected as the ASB.HCA RFQQ No. 2021HCA23Page 5 of 23

25 years’ experience in Enterprise Architecture.25 years’ experience with enterprise business processes.25 years’ experience with enterprise data modeling.10 years’ experience within a modern Medicaid environment.25 years’ experience with facilitating enterprise decision making at the executive level.1.6. FUNDINGHCA has a current maximum budgeted amount of 300,000 per year for the initial three (3) yearcontract term.Any contract awarded as a result of this procurement is contingent upon the availability of funding.1.7. FEDERAL FUNDING ACCOUNTABILITY AND TRANSPARENCY ACTIf the resulting contract is supported by federal funds, such contract may require compliance withthe Federal Funding Accountability and Transparency Act (FFATA or the Transparency Act). Thepurpose of the Transparency Act is to make information available online so the public can see howfederal funds are spent.To comply with the act and be eligible to enter into the resulting contract, the ASB’s organizationmust have a Data Universal Numbering System (DUNS ) number. A DUNS number provides amethod to verify data about your organization. If the organization does not already have one, it mayreceive a DUNS number free of charge by contacting Dun and Bradstreet at www.dnb.com.The ASB may be required to complete a Federal Funding Accountability and Transparency Act(FFATA) Data Collection Form which must be returned with the signed contract. If applicable, thecontract will not be executed until this form has been properly completed, executed, and receivedby the agency.Required information about the contracting organization and this contract will be made available onUSASpending.gov by the Washington State Health Care Authority as required by P.L. 109-282. Asa tool to provide the information, HCA encourages registration with the Central Contractor Registry(CCR) because less data entry and re-entry is required on behalf of both HCA and the contractingorganization. Registration can be done with CCR online athttps://www.uscontractorregistration.com/.1.8. PERIOD OF PERFORMANCEThe period of performance of any contract resulting from this RFQQ is tentatively scheduled tobegin on or about November 15, 2021 through November 14, 2024. Amendments extending theperiod of performance, if any, will be at the sole discretion of HCA.HCA reserves the right to extend the contract for three (3), additional 1-year periods.1.9. CONTRACTING WITH CURRENT OR FORMER STATE EMPLOYEESSpecific restrictions apply to contracting with current or former state employees pursuant to chapter42.52 of the Revised Code of Washington. Bidders should familiarize themselves with therequirements prior to submitting a proposal that includes current or former state employees.HCA RFQQ No. 2021HCA23Page 6 of 23

1.10.ADAHCA complies with the Americans with Disabilities Act (ADA). Bidders may contact the RFQQCoordinator to receive written information in another format (e.g., large print, audio, accessibleelectronic formats and other formats).HCA RFQQ No. 2021HCA23Page 7 of 23

2. GENERAL INFORMATION FOR BIDDERS2.1. RFQQ COORDINATORThe RFQQ Coordinator is the sole point of contact in HCA for this procurement. All communicationbetween the Bidder and HCA upon release of this RFQQ must be with the RFQQ Coordinator, asfollows:NameDanielle MortensonE-Mail AddressHCAProcurements@hca.wa.govAny other communication will be considered unofficial and non-binding on HCA. Bidders are to relyon written statements issued by the RFQQ Coordinator. Communication directed to parties otherthan the RFQQ Coordinator may result in disqualification of the Bidder.2.2. SUBMISSION OF PROPOSALSThe proposal must be received by the RFQQ Coordinator no later than the Proposal Due deadlinein Section Error! Reference source not found., Estimated Schedule of Procurement.Proposals must be submitted electronically as an attachment to an e-mail to the RFQQ Coordinatorat the e-mail address listed in Section 2.1. Attachments to e-mail should be in Microsoft Wordformat or PDF. Zipped files cannot be received by HCA and cannot be used for submission ofproposals. The cover submittal letter and the Certifications and Assurances form must have ascanned signature of the individual within the organization authorized to bind the Bidder to the offer.HCA does not assume responsibility for problems with Bidder’s e-mail. If HCA e-mail is not working,appropriate allowances will be made.Proposals may not be transmitted using facsimile transmission.Bidders should allow sufficient time to ensure timely receipt of the proposal by the RFQQCoordinator. Late proposals will not be accepted and will be automatically disqualified from furtherconsideration, unless HCA e-mail is found to be at fault. All proposals and any accompanyingdocumentation become the property of HCA and will not be returned.2.3. PROPRIETARY INFORMATION / PUBLIC DISCLOSUREProposals submitted in response to this RFQQ will become the property of HCA. All proposalsreceived will remain confidential until the ASB is announced; thereafter, the proposals will bedeemed public records as defined in chapter 42.56 of the Revised Code of Washington (RCW).Any information in the proposal that the Bidder desires to claim as proprietary and exempt fromdisclosure under chapter 42.56 RCW, or other state or federal law that provides for thenondisclosure of a document, must be clearly designated. The information must be clearly identifiedand the particular exemption from disclosure upon which the Bidder is making the claim must becited. Each page containing the information claimed to be exempt from disclosure must be clearlyidentified by the words “Proprietary Information” printed on the lower right-hand corner of the page.Marking the entire proposal exempt from disclosure or as Proprietary Information will not behonored.If a public records request is made for the information that the Bidder has marked as “ProprietaryInformation,” HCA will notify the Bidder of the request and of the date that the records will bereleased to the requester unless the Bidder obtains a court order enjoining that disclosure. If theBidder fails to obtain the court order enjoining disclosure, HCA will release the requestedHCA RFQQ No. 2021HCA23Page 8 of 23

information on the date specified. If a Bidder obtains a court order from a court of competentjurisdiction enjoining disclosure pursuant to chapter 42.56 RCW, or other state or federal law thatprovides for nondisclosure, HCA will maintain the confidentiality of the Bidder’s information per thecourt order.A charge will be made for copying and shipping, as outlined in RCW 42.56. No fee will be chargedfor inspection of contract files, but 24 hours’ notice to the RFQQ Coordinator is required. Allrequests for information should be directed to the RFQQ Coordinator.The submission of any public records request to HCA pertaining in any way to this RFQQ will notaffect the procurement schedule, as outlined in Section 1.2, unless HCA, in its sole discretion,determines that altering the schedule would be in HCA’s best interests.2.4. REVISIONS TO THE RFQQIf HCA determines in its sole discretion that it is necessary to revise any part of this RFQQ, thenHCA will provide addenda via e-mail to all individuals who have made the RFQQ Coordinator awareof their interest. Addenda will also be published on Washington’s Electronic Bid System (WEBS) athttps://fortress.wa.gov/ga/webs/. For this purpose, the published questions and answers and anyother pertinent information will be provided as an addendum to the RFQQ and will be placed on thewebsite.HCA also reserves the right to cancel or to reissue the RFQQ in whole or in part, prior to executionof a contract.2.5. DIVERSE BUSINESS INCLUSION PLANBidders will be required to submit a Diverse Business Inclusion Plan with their proposal. Inaccordance with legislative findings and policies set forth in RCW 39.19, the state of Washingtonencourages participation in all contracts by firms certified by the Office of Minority and Women’sBusiness Enterprises (OMWBE), set forth in RCW 43.60A.200 for firms certified by the WashingtonState Department of Veterans Affairs, and set forth in RCW 39.26.005 for firms that are WashingtonSmall Businesses. Participation may be either on a direct basis or on a subcontractor basis.However, no preference on the basis of participation is included in the evaluation of DiverseBusiness Inclusion Plans submitted, and no minimum level of minority- and women-ownedbusiness enterprise, Washington Small Business, or Washington State certified Veteran Businessparticipation is required as a condition for receiving an award. Any affirmative action requirementsset forth in any federal Governmental Rules included or referenced in the contract documents willapply.2.6. ACCEPTANCE PERIODProposals must provide 120 calendar days for acceptance by HCA from the due date for receipt ofproposals.2.7. COMPLAINT PROCESSThe complaint process allows vendors to focus on the solicitation requirements and evaluationprocess and raise issues early enough in the process to allow HCA to correct a problem beforeproposals are submitted. The complaint period starts on the date of the RFQQ posting andconcludes on the Complaints Due date specified in section 1.2, Estimated Schedule ofProcurement Activities.Vendors may submit a complaint to HCA based on any of the following:HCA RFQQ No. 2021HCA23Page 9 of 23

2.7.1.1.The RFQQ unnecessarily restricts competition;2.7.1.2.The RFQQ evaluation or scoring process is unfair or unclear; or2.7.1.3.The RFQQ requirements are inadequate or insufficient to prepare a response.A complaint may be submitted to HCA prior to (5) five Business Days before the bidresponse deadline. The complaint must:2.7.2.1.Be in writing;2.7.2.2.Be sent to the RFQQ Coordinator, or designee;2.7.2.3.Clearly articulate the basis for the complaint; and2.7.2.4.Include a proposed remedy.The RFQQ Coordinator, or designee, will respond to the complaint in writing. The response to thecomplaint and any changes to the RFQQ will be posted on WEBS. The Director of HCA will benotified of all complaints and will be provided a copy of HCA’s response. A Bidder or potentialBidder cannot raise during a bid protest any issue that the Bidder or potential Bidder raised in acomplaint. HCA’s action or inaction in response to a complaint will be final. There will be no appealprocess.2.8. RESPONSIVENESSThe RFQQ Coordinator will review all proposals to determine compliance with administrativerequirements and instructions specified in this RFQQ. A Bidder’s failure to comply with any part ofthe RFQQ may result in rejection of the proposal as non-responsive.HCA also reserves the right at its sole discretion to waive minor administrative irregularities.2.9. MOST FAVORABLE TERMSHCA reserves the right to make an award without further discussion of the proposal submitted.Therefore, the proposal should be submitted initially on the most favorable terms which the Biddercan propose. HCA does reserve the right to contact a Bidder for clarification of its proposal.HCA also reserves the right to use a Best and Final Offer (BAFO) before awarding any contract tofurther assist in determining the ASB.The ASB should be prepared to accept this RFQQ for incorporation into a contract resulting fromthis RFQQ. The contract resulting from this RFQQ will incorporate some, or all, of the Bidder’sproposal. The proposal will become a part of the official procurement file on this matter withoutobligation to HCA.2.10.CONTRACT AND GENERAL TERMS & CONDITIONSThe ASB will be expected to enter into a contract which is substantially the same as the draftContract and its general terms and conditions included as Exhibit D. HCA will not accept any draftcontracts prepared by any Bidder. The Bidder must be prepared to agree to all terms of theattached Draft Contract, Exhibit D, as presented or the Proposal may be rejected. Bidders mustinclude a copy of the Draft Contract with their proposals that includes redline edits documenting thechanges they propose be made if selected as an ASB. If the Bidder fails to identify an objection toany particular term or condition, the term or condition will be deemed agreed to by the Bidder. HCAwill review requested exceptions and accept or reject the same at its sole discretion.HCA RFQQ No. 2021HCA23Page 10 of 23

If, after the announcement of the ASB, and after a reasonable period of time, the ASB and HCAcannot reach agreement on acceptable terms for the Contract, HCA may cancel the selection andAward the Contract to the next most qualified Bidder.2.11.COSTS TO PROPOSEHCA will not be liable for any costs incurred by the Bidder in preparation of a proposal submitted inresponse to this RFQQ, in conduct of a presentation, or any other activities related in any way tothis RFQQ.2.12.RECEIPT OF INSUFFICIENT NUMBER OF PROPOSALSIf HCA receives only one responsive proposal as a result of this RFQQ, HCA reserves the right toeither: 1) directly negotiate and contract with the Bidder; or 2) not award any contract at all. HCAmay continue to have the bidder complete the entire RFQQ process. HCA is under no obligation totell the Bidder if it is the only Bidder.2.13.NO OBLIGATION TO CONTRACTThis RFQQ does not obligate HCA to enter into any contract for services specified herein.2.14.REJECTION OF PROPOSALSHCA reserves the right, at its sole discretion, to reject any and all proposals received withoutpenalty and not to issue any contract as a result of this RFQQ.2.15.COMMITMENT OF FUNDSThe Director of HCA or his/her delegate is the only individual who may legally commit HCA to theexpenditures of funds for a contract resulting from this RFQQ. No cost chargeable to the proposedcontract may be incurred before receipt of a fully executed contract.2.16.ELECTRONIC PAYMENTThe state of Washington prefers to utilize electronic payment in its transactions. The ASB will beprovided a form to complete with the contract to authorize such payment method.HCA RFQQ No. 2021HCA23Page 11 of 23

3.PROPOSAL CONTENTSProposals must be written in English and submitted electronically to the RFQQ Coordinator in theorder noted below:A. Letter of Submittal (see Section 3.1), including signed Certifications and Assurances (ExhibitA)B. Bidder Information (see Section 3.2)C. Qualifications (see Section 3.3)D. Quotation Section (see Section 3.4)E. Executive Order 18-03 (see Section 3.5 and Exhibit C)F. Diverse Business Inclusion Plan (see Exhibit B)G. Draft Contract (see Exhibit D)Proposals must provide information in the same order and with the same section numbers and headingtitles as presented in this document.Items marked “Mandatory” or “M” must be included as part of the proposal for the proposal to beconsidered responsive; however, these items are not scored. Items marked “Scored” or “MS” are thosethat are awarded points as part of the evaluation conducted by the evaluation team.a) Mandatory Requirements (M): The Proposal must always indicate explicitly whether or not theBidder’s proposed services meet the requirement. A statement, “(Bidder Name) has read,understands, and fully complies with this requirement” is acceptable, along with any additionalinformation requested.b) Mandatory Scored Requirements (MS): The Proposal must always indicate explicitly whether ornot the Bidder’s proposed goods and services meet the requirement and describe how the Bidder’sproposed goods and services will accomplish each requirement.3.1. LETTER OF SUBMITTAL (M)The Letter of Submittal and the attached Certifications and Assurances form (Exhibit A to thisRFQQ) must be signed and dated by a person authorized to legally bind the Bidder to a contractualrelationship, e.g., the President or Executive Director if a corporation, the managing partner if apartnership, or the proprietor if a sole proprietorship. Along with introductory remarks, the Letter ofSubmittal is to include by attachment the following information about the Bidder and any proposedsubcontractors:Name, address, principal place of business, telephone number, and fax number/e-mailaddress of legal entity or individual with whom contract would be written.Name, address, and telephone number of each principal officer (President, VicePresident, Treasurer, Chairperson of the Board of Directors, etc.)Bidder’s authorized representative for this Procurement (This representative will also benamed the authorized representative identified in the Bidder’s Proposal);Legal status of the Bidder (sole proprietorship, partnership, corporation, etc.) and theyear the entity was organized to do business as the entity now substantially exists.Federal Employer Tax Identification number or Social Security number and theWashington Uniform Business Identification (UBI) number issued by the state ofWashington Department of Revenue. If the Bidder does not have a UBI number, theHCA RFQQ No. 2021HCA23Page 12 of 23

Bidder must state that it will become licensed in Washington within thirty (30) calendardays of being selected as the ASB.Location of the facility from which the Bidder would operate.Identify any state employees or former state employees employed or on the firm’sgoverning board as of the date of the proposal. Include their position and responsibilitieswithin the Bidder’s organization. If following a review of this information, it is determinedby HCA that a conflict of interest exists, the Bidder may be disqualified from furtherconsideration for the award of a contract.A statement of how you meet ALL of the Minimum Requirements specified in Section 1.5of the Procurement.Any information in the proposal that the Bidder desires to claim as proprietary andexempt from disclosure under the provisions of RCW 42.56 must be clearly designated.The page must be identified and the particular exemption from disclosure upon whichthe Bidder is making the claim must be listed. Each page claimed to be exempt fromdisclosure must be clearly identified by the word “Proprietary” printed on the lower righthand corner of the page. In your Letter of Submittal, please list which pages andsections that have been marked “Proprietary” and the particular exemption fromdisclosure upon which the Bidder is making the claim.3.2. BIDDER INFORMATION (M) and (Optional)BUSINESS INFORMATION (M):3.2.1.1.State the name of the company, address, phone number, fax number, e-mailaddress, legal status of entity (ownership), and year entity was established asit now substantially exists.3.2.1.2.Provide the firm’s Federal Employer Tax Identification number or SocialSecurity number and the Washington Uniform Business Identification (UBI)number issued by the state of Washington Department of Revenue.3.2.1.3.Indicate how many employees are with the firm. Name the firm principles andtheir roles.3.2.1.4.Identify any state employees or former state employees employed by the Bidderor on the Bidder’s governing board as of the date of the proposal. Include theirposition and responsibilities within the Bidder’s organization. If following areview of this information it is determined by HCA that a conflict of inter

The RFQQ Coordinator is the sole point of contact in HCA for this procurement. All communication between the Bidder and HCA upon release of this RFQQ must be with the RFQQ Coordinator, as follows: Name Danielle Mortenson E-Mail Address HCAProcurements@hca.wa.gov Any other communication will be considered unofficial and non-binding on HCA.