Supervision Framework For The Social Work Profession In South Africa

Transcription

SUPERVISION FRAMEWORK FOR THE SOCIALWORK PROFESSION IN SOUTH AFRICAFEBRUARY 2012THE DEPARTMENT OF SOCIAL DEVELOPMENT (DSD) AND THE S.A. COUNCIL FOR SOCIALSERVICE PROFESSIONS (SACSSP)Page 1

AKNOWLEDGEMENTSThe Department in partnership with the South African Council for Social ServiceProfessions (SACSSP) established a task team for the development of supervisionframework for the social work profession in South Africa. The task team comprised ofinternal and external stakeholders from the social welfare sector. The Department andthe SACSSP would therefore like to express their sincere gratitude and appreciation tothe task team for their commitment, dedication and continued support in thedevelopment, participation in the consultative and national workshops for thesupervision framework.The team consisted of the following:Isabella Sekawana, Iveda Smith, Thulisiwe Long, Bella Nhlapo, Mpumelelo Ncube, DrLambert Engelbrecht, Johannes Mnguni, Nokuphiwa Khanyile, Nicholynia Mtshali,Sebonee Dintwe, Christa van Deventer, Natasja Retief, J M Lelaka, Louise Ferreira,John Sithole, Bulelwa Plaatjie, Lizette van Niekerk and Santie Spruis.The department further acknowledges and appreciates the contribution of all the otherstakeholders which made valuable inputs during the national and provincial consultativesessions.2

FOREWORDThe development of Supervision Framework for social work profession in South Africawas informed by the policies and legislative frameworks as well as supervision theoriesthat promote the effective supervision of social workers, student social workers, socialauxiliary workers, learner social auxiliary workers, social work specialists and privatepractitioners in order to ensure competent professional social work practice and theimprovement of quality social welfare services.This supervision framework is applicable to social workers, social auxiliary workers,student social workers and learner social auxiliary workers in the social welfare sectorand in private practice. The exposition of this supervision framework embraces theDepartment of Social Development, NGOs, other state department, local governmentand social workers in private practice in how they should conduct effective supervision;however this framework needs to be customised to suit their varied needs.It is imperative to note that the conceptual and contextual framework is not intended toprovide a comprehensive theoretical exposition of supervision. It does not purport to bea training manual or academic text. Concepts defined in the glossary are for thepurpose of this framework. The reader should also note that they are not limited by thetheories and concepts used in the framework.3

Table of ContentsCHAPTER ONE .111.1INTRODUCTION . 111.2RATIONALE . 131.3AIM OF THE SUPERVISION FRAMEWORK . 141.4OBJECTIVES . 14CHAPTER TWO .152.1 POLICY AND LEGISLATIVE FRAMEWORK . 152.2 PRINCIPLES OF SUPERVISION . 17CHAPTER THREE .183.1 CONCEPTUAL FRAMEWORK. 183.1.1 Social Work Supervision . 183.1.2 Social Work Supervisor . 183.1.3 Interrelatedness between management and supervision within the social work profession . 193.1.4 Consultation and Mentoring in Social Work Supervision . 193.1.4.1 Consultation . 193.1.4.2 Mentoring . 203.2 CONTEXTUAL FRAMEWORK . 213.2.1 Roles and Responsibilities of Supervisors . 213.2.2 Roles and Responsibilities of Supervisees . 233.2.3 Student Supervision . 233.2.3.1 Expectations for student social workers within the organisation . 243.2.4 Functions of Supervision . 244

3.2.4.1 Administrative function . 253.2.4.2 Educational function . 253.2.4.3 Supportive Function . 253.2.5 Phases of Supervision . 263.2.5.1 The beginning phase . 26Supervision contract . 273.2.5.2 The Middle phase. 273.2.5.3 Evaluation phase . 283.2.6 Methods of Supervision . 283.2.6.1 Individual Supervision . 283.2.6.2 Group Supervision. 283.2.6.3 Peer Supervision . 293.2.7 STYLES OF SUPERVISION . 29CHAPTER FOUR .304. NORMS AND STANDARDS OF SUPERVISION .304.1 Supervision of social workers . 304.1.1Supervision policy . 304.2Supervision of social auxiliary workers . 344.3Supervision of learner social auxiliary work . 374.4Supervision of student social workers . 39CHAPTER FIVE .425.1 Supervision of specialists . 425.2 Monitoring and evaluation . 426. CONCLUSION . 435

BIBLIOGRAPHY .44ANNEXURE A .48SUPERVISION CONTRACT .48.ANNEXURE B .52Supervision Policy .52ANNEXURE C .54SUPERVISION SESSIONS REPORT FOR SOCIAL WORKERS.54ANNEXURE D .56SUPERVISION SESSIONS REPORT FOR SOCIAL AUXILIARY WORKERS.56ANNEXURE E .58PERSONAL DEVELOPMENT PLAN .586

GlossaryConsultation in supervisionConsultation in supervision is an activity in supervision; it is determined by the contractand the performance appraisal.Continuing professional developmentContinuing professional development is the improvement of knowledge to become moreskilled and thus competent in performing one’s duties.MentoringIt is a formal or informal transmission of knowledge, skills, attitudes, psychosocialsupport, and professional development within a sustained period of time.OrientationIt is a process of training a new employee to become accustomed to a new position andwhat is expected of them and how their role fits into the overall objectives of theorganisations.Performance appraisalAn appraisal is a process that enables both the supervisor and supervisee to reflect onthe achievement of set outcomes in the supervisee's personal development plan and toidentify future development areas, which are incorporated within the supervisee'spersonal development plan.7

Performance managementIt is a component of supervision concerned with both quantitative and qualitative socialwork service delivery.Personal development assessmentPersonal development assessment is a process of information gathering to compile aregister of learning needs, strengths, assets and capabilities, which should be activelyengaged in a personal development plan and subsequent supervision sessions.Personal development planA personal development plan is a tool that clearly indicates identified developmentalareas in priority order, based on the personal development assessment.Portfolio of evidenceIt is recorded evidence demonstrating performance and professional development.Social auxiliary worker“Social auxiliary work is a supportive service to social work, rendered by a socialauxiliary worker under the supervision of a social worker to further the aims of socialwork”. Scope of practice of Social Work and Social Auxiliary Work” (2009:5).8

Social Auxiliary Work LearnerA social auxiliary work learner is a person who is registered with the South AfricanCouncil for Social Service Professions (SACSSP) in terms of chapter 2 Section 18Bsub-section 1 of the Social Service Professions Act, 1978 (Act No.110 of 1978), asamended.Social WorkerSocial worker is a person registered with the South African Council for serviceProfessions (SACSSP) in terms of Chapter 2 Section 17 of the Social ServiceProfessions Act, 1978, (Act No.110 of 1978) as amended.Social work managerSocial work manager is a social worker operating at a level(s) of management within theorganisation.Social work managementSocial work management refers to the performance of tasks, such as planning,organising, leading and controlling in terms of functions relating to programmes, workload, human resources, etc.Social work supervisorA social work supervisor is a social worker with the required experience andqualifications to whom authority is delegated to supervise social work practitioners.9

Social work supervisionSocial work supervision is an interactional and interminable process within the contextof a positive, anti-discriminatory relationship, based on distinct theories, models andperspectives on supervision whereby a social work supervisor supervises a social workpractitioner by performing educational, supportive and administrative functions in orderto promote efficient and professional rendering of social work services.Student Social WorkersStudent Social Worker is a person registered with the South African Council for serviceProfessions (SACSSP) in terms of chapter 2, section 17A of the Social ServiceProfessions Act, 1978, (Act No.110 of 1978) as amended.Social work organisationsSocial work organisations refer to the various service providers of developmental socialwelfare services in South Africa. These role players may include the nationalgovernment, provincial government, local government, NGOs, CBOs, FBOs, and privatesector entities.Supervision theoriesTheories and perspectives on supervision may derive from applying models ofintervention and from extrapolating models from other fields10

CHAPTER ONE1.1INTRODUCTIONIn 2003, the Minister of Public Service and Administration declared social work a scarceskill. In response, the National Department of Social Development initiated thedevelopment of a Recruitment and Retention Strategy (Department of SocialDevelopment, 2006) for social workers. One of the key objectives of the Recruitmentand Retention Strategy is to address the concerns and conditions of services that havea negative impact on service provision.The Strategy identified supervision as one of the critical areas that needs attention ifretention of professionals is to be realised. The Strategy further highlighted a decline inthe productivity and quality of services rendered due to lack of supervision. This is as theresult of high case loads, emotional and other trauma experienced by workers in servicedelivery, high stress levels due to personal, professional and societal demands as well aslack of resources to deliver on their mandate. Moreover, in reality the direct managementof social workers by non-social workers often have a detrimental impact on the practice ofthe profession. Whilst the Social Service Professions Act (RSA, 1978) clearly stipulatesthat a social worker may only be supervised on social work matters by another competentand registered social worker, many social workers had raised concern that this was notcomplied with in practice. The South African Council for Social Service Professions(SACSSP) also expressed concern about the issue of social workers being supervised bymanagers who are not social workers themselves, notwithstanding the fact that "socialworker" refers to a person registered with the SA Council for Social Service Professions.It is thus of critical importance to distinguish between the supervision of social workers onthe one hand and general management of social work services on the other. It isaccepted that whilst the latter requires management skills and competencies, it does notrequire competency or skills in social work owing to its specific administrative focus.Second, given the current skills shortage, the strategic deployment of scarce skills is11

prudent. This may be done by determining where in the operations of an organisation ordepartment, social work skills and competencies are most required. Lastly, authoritativeguidelines for an objective assessment of the roles and responsibilities of anadministrative or executive manager, versus those of a social work manager are essentialto provide clear direction to organisations and the social work constituency on the issueof supervision.The momentum to develop a supervision framework within the social work profession inSouth Africa has thus been propelled by the concern of various stakeholders. Therefore,the SACSSP and the Department of Social Development initiated a process for thedevelopment of the supervision framework, consisting of a conceptual and contextualframework, as well as norms and standards for supervision within the social workprofession. This framework will be used by all organisations employing social workpractitioners.The supervision framework for social work profession comprises of rationale, aim andobjectives followed by an exposition of a conceptual and contextual framework whichserve as basis for the norms and standards on supervision in South Africa. It isimperative to note that the conceptual and contextual framework is not intended toprovide a comprehensive theoretical exposition of supervision. It does not purport to bea training manual or academic text. It is assumed that the reader of this document willhave a conceptual background and basic understanding of social work supervision.Supervision is an academic discipline on its own, and endeavours to encapsulate thetheoretical foundations of it within a single framework would be unscholarly and anegation of social work’s heritage of a professional body of knowledge. Therefore theroles, responsibilities and competencies of supervisors towards the employment ofsupervision of social workers are implied in the norms and standards for supervision ofsocial workers as indicated in this framework. The interrelatedness of management andsupervision in social work is furthermore addressed as peculiar to social work, and assupervision of all social workers is moreover a mandatory activity, consultation ofexperienced social workers is depicted in this framework as an activity of supervision,12

as determined by the supervision contract between the supervisor and the socialworker.1.2RATIONALEThe rationale of the supervision framework within the social work profession derivedfrom the perceived need for effective supervision within the social work profession inorder to improve quality social work services offered to service users as highlighted inthe Recruitment and Retention Strategy for social workers. Furthermore, it is informedby amongst others lack of adequate training, structural support and unmanageableworkloads; however the development of this supervision framework acknowledges thatsome departments and NGOs have supervision policies and supervisory posts. Therationale also ties in with the professional status of social work and the significance ofsupervision in the social welfare sector. The emergence of other social serviceprofessions has brought another challenge with regards to supervision.Botha (2002:1) argues that "the problem however does not lie with supervision practiceor the nature thereof, but the fact that supervision applied is either faulty or weak". Thecontext of this postulation refers to the necessity of effective, situation-relevantsupervision. It is further necessitated by the SACSSP's resolution to regulate certainareas of specialisation in social work and thus to formulate recommendations in thisregard on supervision.In the South African context, it is especially the unpredictable, non-routine, nonstandardised, highly individualised and imperceptible nature of social work practice,which necessitates supervision (Botha, 2002). In addition, the statutory requirements ofsocial work practices in South Africa, such as the Social Service Professions Act (1978),Code of Ethics (SACSSP, 2007), and the Children’s Act, No. 38 of 2005 (RSA, 2006),all imply supervision of social workers.13

Hence, although supervision can take place in many different contexts andemployments, the core significance of social work supervision is that globally it alwayswas, and still is, a professional activity ingrained within social work as a demanding anddynamic profession. The social work profession in South Africa is therefore compelledto put measures in place to pass on a scholarly theoretical body of knowledge as wellas tacit practice experience and wisdom to subsequent generations through installingeffective supervision practices, in order to convey a competent professional social workheritage to practitioners. This heritage should be the product of an on-going process, as"practitioners who experience supervision from this perspective can be inspired in a waythat will make them more effective and more immune to the despair, disillusionment,and isolation that erode pride in social work professionalism" (Munson, 2002:92).1.3AIM OF THE SUPERVISION FRAMEWORKThis document seeks to provide a framework for effective supervision of social workers,student social workers, social auxiliary workers, learner social auxiliary workers, socialwork specialists and private practitioners in order to ensure competent professionalsocial work practices that serve the best interests of service users in South Africa.1.4OBJECTIVESThe objectives of the framework are to conceptualise, contextualise and provide normsand standards guiding the execution of supervision.14

CHAPTER TWO2.1 POLICY AND LEGISLATIVE FRAMEWORKWith reference to the supervision of social workers, student social workers, socialauxiliary workers and learner social auxiliary workers, organisations and employersoperate within the ambit of different policies and legislative frameworks, which includebut are not limited to the following:Policy and legislativeCore mandateframeworkConstitution of theChapter 10 of the Constitutions highlights the basic valuesRepublic of Southand principles governing public administration. Section 195Africa, No.108 of 1996(1): a & h identified the following principles: (a) a highstandard of professional ethics must be promoted and (b)good human-resource management and career-developmentpractices, to maximise human potential, must be cultivated.Social Service Professions Act, No.110Stipulates that a social worker may only be supervised onsocial work matters by another competent and registeredsocial worker.of 1978 as amended, itsRegulations and Rules Code of EthicsDSD. (2005). IntegratedService Delivery Modeltowards improved socialThe model provides the nature, scope and the levels ofintervention based on the developmental social servicedelivery that provide guidance on service delivery.servicesDSD.(18/2009)Recruitment and Retention Strategy calls for the effectiveRecruitment andmanagement and supervision of social welfare professionals15

Retention Strategy foras part of effective service delivery.Social WorkersBatho Pele “PeopleBatho Pele principle promotes service delivery which is qualityFirst” White Paper ondrivenTransforming Publicinformation, encourages transparency, redress and respect,Service Delivery (1997).standards, cost effective and time bound.Labour Relations Act,The Act ensures the right to fair labour practices. The ActNo.66 of 1998reflects the vision of workers' and employers’ rights asandperson-centred.Italsoallowsaccesstoenvisioned by the Constitution.White Paper for Social Chapter 4 of the White Paper for Social Welfare gives anWelfare (1997)overview of the status of human resources within the welfaresector, specifically social workers. It reflects issues of redeployment, capacity building and orientation, education andtraining, remuneration and the working conditions.DSD. (2011, August).Supervision of social service practitioners aim to ensure theFramework for Socialdelivery of quality services to beneficiaries, whilst supportingWelfare Services.and building the capacity of the practitioner.16

2.2 PRINCIPLES OF SUPERVISIONThe following principles amongst others underpin supervision of social workers, socialauxiliary workers, student social workers and social auxiliary learners (AustralianAssociation of Social Workers, 1999; SACSSP, 2007; Regional Ireland Health andSocial Care, 2008 and New Zealand Social Workers Registration Board, 2009): Promote and protectThe priority of supervision should be to promote and protect the interests ofbeneficiaries. Promote active recognition of the cultural systems that shape the socialworkers, social auxiliary workers, student social workers and socialauxiliary learners’ practice. Professional development is valued and encouraged.Supervision is located in the learning environment where professionaldevelopment is valued and encouraged Accountability.Supervision promotes safe and accountable practice Social workers respect the inherent dignity and worth of every person.All social workers must make ethically accountable professional decisions based on theSACSSP Code of Ethics.17

CHAPTER THREE3.1 CONCEPTUAL FRAMEWORKConceptualising key concepts, which are used in this document is imperative to ensurea context that can be used as a framework for the understanding and execution ofsupervision within the social work profession.3.1.1 Social Work SupervisionSupervision is a formal arrangement where supervisees review and reflect on theirwork. It is related to on-going learning and performance. Social work supervision is aninteractional process within the context of a positive anti-discriminatory relationship,based on distinct theories, models and perspectives on supervision whereby asupervisor with the required experience and qualification, and to whom authority isdelegated, supervises a social worker, student social worker, social auxiliary worker andlearner auxiliary worker by performing educational, supportive and administrativefunctions in order to promote efficient and professional rendering of social workservices.3.1.2 Social Work SupervisorA Social work supervisor is a social worker with the required experience andqualifications to whom authority is delegated to supervise social workers, social auxiliaryworkers, student social workers and social auxiliary learners. Supervisors areaccountable for the ethical and work performances of supervisees and managesupervisees’ work by means of a supervision process containing tasks such peratingapersonaldevelopment plan, performance management and appraisals of supervisees inaccordance with organisational policies and procedures.18

3.1.3 Interrelatedness between management and supervision within the socialwork professionManagement and supervision functions may be interrelated depending on the level ofresponsibility within the organisation, as management may be regarded as a function ofsupervision and supervision conversely, may be regarded as a management function.The interrelatedness also refers to whether a manager is a registered social worker. Amanager who is not a social worker may manage the organisation but cannot supervisesocial workers, student social workers, social auxiliary workers and learner socialauxiliary workers on social work related activities. However, a social work supervisormay also be a manager of both the organisation and social work practitioners.3.1.4 Consultation and Mentoring in Social Work SupervisionConsultation and mentoring are some of the activities of supervision. For instancementoring may be applied to newly qualified social workers or social auxiliary workers,social auxiliary work learners and student social workers; and consultation may beapplied to experienced social workers, as determined by the supervision contractbetween the supervisee and the supervisor.3.1.4.1 ConsultationIt is an activity of supervision determined by the supervision contract and performanceappraisal after the goals and outcomes of supervision in the initial contract areachieved. Consultation is work-related, goal-directed; problem-solving centred, andmust be executed as part of the supervision process. Consultation is usually notfocussed on administrative control, as it is of an advisory nature and conducted in mostinstances on the request of the social worker.Consultation should be provided by a social work supervisor to social workers on socialwork matters. Social workers who provide consultation should have necessaryknowledge, skill and be registered with the SACSSP. They should consult within their19

areas of knowledge and competence. Consultation can be conducted in an individual orgroup format.In consultation the supervisee takes full responsibility for the workload and own actions.The supervisee is considered to be motivated and professionally matured and can workindependently and autonomously regarding the total scope of his/ her work. He or shehas confidence, is respo

Social Worker Social worker is a person registered with the South African Council for service Professions (SACSSP) in terms of Chapter 2 Section 17 of the Social Service Professions Act, 1978, (Act No.110 of 1978) as amended. Social work manager Social work manager is a social worker operating at a level(s) of management within the