How To Use This Handbook - PMI

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How to Use this Handbook .1About PMI’s Certification Program .2Overview of the PMI-PBA Credential .3About the PMI-PBA Certification .3Timeline of the PMI-PBA Certification Process .4Business Analysis Role Delineation .5PMI-PBA Eligibility Requirements .6How to Complete the Online Application .7PMI-PBA Application & Payment.7How to Record Your Experience on the Application.8How to Record Your Training on the Application .9Application Processing .10PMI-PBA Certification Fees .11How to Submit Payment .12PMI-PBA Refund Policy .13PMI Audit Process.14PMI Audit Process .14Exam Policies & Procedures .15PMI-PBA Exam Information .15PMI-PBA Exam Blueprint .16Examination Administration .17New PBT Policy effective as of 1 July 2017 .17Test Accommodations for the Exam .18Legal Restrictions on Taking the Examination .19Exam Eligibility .20How to Schedule Your Exam .21Rescheduling/Cancellation Policy for CBT Exams .24Rescheduling/Cancellation Policy for PBT Exams .25Extenuating Circumstances .25PMI Examination Security & Confidentiality .27Examination Site Requirements & Instructions .28Examination Report.31Reexamination .32Certification Policies & Procedures .33Certification Complaints Process .33Certification Appeals Procedure .33

Use of Your PMI-PBA Certification.35CCR Program Overview .36Continuing Certification Requirements (CCR) Program .36PMI Code of Ethics & Professional Conduct .37PMI Certification Application/Renewal Agreement .38

How to Use this HandbookThis handbook contains information on how you can apply for the PMI Professional in Business Analysis(PMI-PBA) certification. It applies to both computer-based and paper-based testing candidates.PMI requires that all certification applicants read the entire handbook. The purpose of this handbook is toprovide you with important information about the policies and procedures for obtaining and maintainingthe PMI-PBA certification.This handbook allows you to: Find information on each policy or procedure by clicking on a topic in the left navigation bar. Find tips and important information by reading NOTES throughout the handbook. Access the online application system and other information by clicking on links within this handbook.PMI CONTACT INFORMATIONFor general information about the Certification Program, contact theCustomer Care Service Center in your region. Find this information athttps://www.pmi.org/about/contactPMI Customer Care email:customercare@pmi.orgPMI Certification Complaints email:certcomplaints@pmi.orgUse the Online Certification system to apply:https://certification.pmi.orgUse the Online Continuing Certification Requirements (CCR) systemfor certification maintenance:https://ccrs.pmi.org/PMI Professional in Business Analysis (PMI-PBA) Handbook was updated on 1 August 2017 2016-2017 Project Management Institute, Inc. All rights reserved.Revised: 2016, 2017“PMI”, the PMI logo, “Making project management indispensable for business results”, “PMBOK”, “CAPM”, “Certified Associatein Project Management (CAPM)”, “PMP”, “Project Management Professional (PMP)”, “Project Management Professional”, thePMP logo, “PgMP”, “Program Management Professional (PgMP)”, “PMI-RMP”, “PMI Risk Management Professional (PMIRMP)”, “PMI Scheduling Professional (PMI-SP)”, “PMI-SP”, “PMI Agile Certified Practitioner (PI-ACP)”, “PMI-ACP”, “PfMP”,“Portfolio Management Professional (PfMP)”, “ PMI Practitioner in Business Analysis (PMI-PBA)” and “PMI-PBA” are registeredmarks of Project Management Institute, Inc.For a comprehensive list of PMI marks, contact the PMI Legal Department.PMI-PBA Handbook – revised 1 August 2017 2016 - 2017 Project Management Institute Inc. All rights reserved.1

About PMI’s Certification ProgramPMI offers a comprehensive certification program for practitioners with many different levels of education andexperience. There are currently eight certifications which are developed and maintained through a vigorousprocess.The certification program includes: Certified Associate in Project Management (CAPM) certificationPMI Agile Certified Practitioner (PMI-ACP) certificationPMI Risk Management Professional (PMI-RMP) certificationPMI Scheduling Professional (PMI-SP) certificationPortfolio Management Professional (PfMP) certificationProgram Management Professional (PgMP) certificationProject Management Professional (PMP) certificationPMI Professional in Business Analysis (PMI-PBA) certificationPMI understands the importance of impartiality in carrying out its certification activities, manages conflictof interest and ensures the objectivity of its certification activities.PMI’s certifications are distinguished by their global development and application, which makes themtransferable across industries and geographic borders. The roles and tasks of professionals around the globeare researched and documented to define each certification. The strength of PMI’s certifications is that theyare portable and not tied to any single method, standard or organization.PMI’s certification program is designed to ensure that all certification holders have demonstrated theircompetence through fair and valid measures. Steps are taken to ensure only the most reliable testingmeasures are used in the assessment of candidates. For example, interviews can be influenced by howdifficult the interviewer tends to be, how well the candidate is performing that day and even how manyquestions the interviewer asks along the same line of questioning.PMI certifications are also developed by practitioners for practitioners. The certification program is driven bythe thousands of certification holders who volunteer to spend time constructing and refining the examquestions. These volunteers represent the diversity of PMI’s market, coming from every region of the world,industry, job level and experience level. The exam questions are monitored through industry-standardstatistical procedures, also overseen by volunteers.Finally, PMI’s certification program is supervised by the Certification Governance Council (CGC), a committeeof PMI certification holders who have a board mandate to oversee the program.Candidates are assessed by examining their competence using: Reviewing Education and Experience – A combination of education and/or experience is requiredfor each certification. For example, the PMP requires both training specifically in project managementand experience in the role of a project manager by leading and directing project teams while deliveringproject results. Testing Competence – The candidate is required to apply concepts and experience to potential onthe-job situations through a series of scenario-based questions. Ongoing Development – Maintenance of a PMI certification requires the accumulation of ongoingprofessional development and education or, in the case of the CAPM certification, re-certification.PMI Certification Department MissionInitiate, establish, evaluate, maintain and administer a professional certificationprogram to promote and support practitionersand the profession.PMI-PBA Handbook – revised 1 August 2017 2016 - 2017 Project Management Institute Inc. All rights reserved.2

Overview of the PMI-PBA CertificationAbout the PMI-PBA CertificationBusiness analysis is a topic of growing importance to projects and programs. The marketplace reflectsthis importance, as practitioners increasingly embrace business analysis as a technique for uncoveringbusiness needs, managing requirements, and creating effective solutions to business problems. ThePMI-PBA certification recognizes an individual’s expertise in business analysis, and using these toolsand techniques to improve the overall success of projects.In addition, the PMI-PBA certification carries a high level of professional credibility. It requires acombination of business analysis training, experience working on projects, and examination on businessanalysis principles, practices, tools, and techniques. This global certification also supports individuals inmeeting the needs of organizations that rely on business analysis practitioners to play key roles on theirteams.PMI-PBA Handbook – revised 1 August 2017 2016 - 2017 Project Management Institute Inc. All rights reserved.3

Overview of the PMI-PBA CertificationTimeline of the PMI-PBA Certification ProcessPMI-PBA Handbook – revised 1 August 2017 2016 - 2017 Project Management Institute Inc. All rights reserved.4

Overview of the PMI-PBA CertificationBusiness Analysis Role DelineationPMI conducted a Role Delineation Study (RDS) in the development of the certification in alignment withindustry best practices. This study determined the level of importance of each of the tasks, tools andtechniques, and knowledge and skills required to use business analysis principles and practices inproject management. It is the basis for the creation of the examination. The examination for the PMI-PBAcertification is a vital part of the activities that lead to earning this certification. Thus, it is imperative thatthe examination accurately reflect the business analysis practices, tools and techniques being used bypractitioners of business analysis.The PMI-PBA Role Delineation states that candidates for the PMI-PBA certification: Perform their duties under general supervision and are responsible for working withstakeholders to define an organization’s business requirements in order to shape the output ofprojects and ensure they deliver the expected business benefit. . Spearhead the discovery, analysis and overall management of the requirements for a project. Demonstrate sufficient knowledge and experience to appropriately apply business analysis toolsand techniques to enable project success.PMI-PBA Handbook – revised 1 August 2017 2016 - 2017 Project Management Institute Inc. All rights reserved.5

Overview of the PMI-PBA CertificationPMI-PBA Eligibility RequirementsTo be eligible for the PMI-PBA certification, you must meet the following educational and professionalexperience High schooldiploma,associate’sdegree orglobalequivalent). BusinessAnalysisExperience 7,500 hours(5 years) workingas a practitionerof businessanalysis.This experiencemust have beenearned in the last8 years.General ProjectExperience*2,000 hoursworking on project teams.This project experiencecan be inclusive of the7,500 hours of businessanalysis experience listed.Any business analysisexperience that occurredwithin the context of aproject can be included. Training inBusiness Analysis35 contact hours.Hours must havebeen earned inbusiness analysispractices.This experience musthave been earned in thelast 8 years.Bachelor’sdegree orhigher degree(or globalequivalent).4,500 hours(3 years) workingas a practitionerof businessanalysis.This experiencemust have beenearned in the last8 years.*2,000 hoursworking on project teams.This project experiencecan be inclusive of the4,500 hours of businessanalysis experience listed.Any business analysisexperience that occurredwithin the context of aproject can be included.35 contact hours.Hours must havebeen earned inbusiness analysispractices.This experience musthave been earned in thelast 8 years.*Note: for those who hold an active PMP and/or PgMP certifications, PMI has already verified you have exceeded the projectexperience requirements. In other words, active PMP and/or PgMP certification holders will be accepted as fulfilling the generalproject experience requirements.PMI-PBA Handbook – revised 1 August 2017 2016 - 2017 Project Management Institute Inc. All rights reserved.6

PMI-PBA Application & PaymentHow to Complete the Online ApplicationYou can use our online certification system to apply for all certifications and certifications.Before you begin:Check to make sure you meet the eligibility requirements and canrecord the necessary information on the application.Once you start anonline application: You cannot cancel it. You can save it unfinished, come back to it later, and editany information you already entered. The application will remain open for 90 daysduring which time PMI will send you an email reminder to complete theapplication.Please ensure that the application includes your valid email address as this will be the primary mode ofcommunication from PMI throughout the certification process. Although PMI will email you remindersduring the process, you have the responsibility to schedule and sit for your examination withinthe one-year eligibility period (see Exam Eligibility section of this handbook for more details).NOTE: Electronic communications from PMI may inadvertently be blocked or forwarded to bulkmail folders by some spam filters. Please add customercare@pmi.org to the personal addressbook in your email program to help ensure that you don’t miss important certification notificationsfrom PMI.Before you submit the application, you will be required to read and agree to the PMI Code of Ethics andProfessional Conduct and the Certification Application/Renewal Agreement, which can be found in thishandbook and on PMI.org.You can also use the online certification system to: View your submitted applicationView your examination eligibility statusDownload PMI audit formsDownload your exam report with your pass/fail statusApply and submit payment to take or retake any PMI examination and/or evaluationSubmit payment for certification renewalDownload receiptsAccess your certification record and update your contact informationView your listing on the Certification RegistryPMI-PBA Handbook – revised 1 August 2017 2016 - 2017 Project Management Institute Inc. All rights reserved.7

PMI-PBA Application & PaymentHow to Record Your Experience on the ApplicationBusiness Analysis ExperienceUse the Business Analysis Experience Worksheet in the application to record your business analysisexperience.Record each business analysis activity you worked on individually. You need a minimum of 4,500 hoursof unique, non-overlapping experience accrued within the last eight years. This means that each monthyou worked on multiple, overlapping activities (projects that ran simultaneously) counts as one monthtoward the total requirement.General Project ExperienceUse the General Project Experience Worksheet in the application to record your general projectexperience. This can include your business analysis experience, as long as it was within the context of aproject. Record each project you worked on individually.You need a minimum of 2,000 hours of unique, non-overlapping experience accrued within the last eightyears. This means that each month you worked on multiple, overlapping projects (projects that ransimultaneously) counts as one month toward the total requirement. Using the example below, the timespent working on Project 1 from January-April would count as four months toward the eligibilityrequirement while the time spent working on Project 2 during May-June would count as two monthstoward the eligibility requirement. However, you cannot count the time working on both projects duringFebruary-April twice. Therefore, Project 1 and Project 2 equal six months (January-June) of projectexperience toward your eligibility requirement.Note: The experience included as part of the business analysis experience requirement can counttowards the general project experience as long as this experience occurred within the context ofa project.PMI-PBA Handbook – revised 1 August 2017 2016 - 2017 Project Management Institute Inc. All rights reserved.8

PMI-PBA Application & PaymentHow to Record Your Training on the ApplicationRecord at least 35 contact hours of training on business analysis practices. Business Analysis trainingcan include topics covering business analysis methodologies, principles and practices.Record all training hours, regardless of when they were accrued. The course work must be completedby the time you submit your application.NOTE: One hour of classroom instruction equals one contact hour. If you have completed auniversity or college course on business analysis that met for three hours per week for 15 weeks,you would record 45 contact hours. If only a portion of a course dealt with business analysispractices, only the hours spent on business analysis practices can be applied toward the total.You can satisfy the training requirements by demonstrating the successful completion of courses,workshops and educational sessions offered by one or more of the following types of providers: PMI Registered Education Providers (R.E.P.s)*PMI chapters or communities of practice*Employer/company-sponsored programsTraining companies or consultants (e.g., training schools)Distance-learning companies, including an end-of-course assessmentUniversity/college academic and continuing education programsThe following education does not satisfy the training requirements: PMI chapter meetings*Self-directed learning (e.g., reading books, watching instructional videos or sessionswith coaches or mentors)*If at least one hour of a chapter meeting is spent conducting a learning activity, the hour(s)spent in that activity can be counted towards the training eligibility requirement.NOTE: While you may be able to record applicable classes that counted toward a degree, youcannot record the degree program in its entirety because some classes within the program willnot apply to the requirement.PMI-PBA Handbook – revised 1 August 2017 2016 - 2017 Project Management Institute Inc. All rights reserved.9

PMI-PBA Application & PaymentApplication ProcessingPMI strives to process applications in a timely manner. The following table details the applicationprocessing timeline.Application Processing TimelineApplication submitted:OnlineProcess time:5 calendar daysNOTE: This processing timeline does not apply if your application has been selected for PMI’saudit process (refer to the PMI Audit Process section in this handbook for more details).PMI-PBA Handbook – revised 1 August 2017 2016 - 2017 Project Management Institute Inc. All rights reserved.10

PMI-PBA Application & PaymentPMI-PBA Certification FeesThe proper fees for payment are determined by your PMI membership status and the examinationdelivery type (computer-based versus paper-based) for your geographic location. Refer to theExamination Administration section in this handbook to see if you qualify for paper-based exam delivery.Otherwise, plan on taking a computer-based exam and submitting the associated fees. Use the followingchart to determine the certification fee.Exam Administration TypeComputer-based testing (CBT)Paper-based testing (PBT)Computer-based testing (CBT)Paper-based testing (PBT)PMI Member StatusmembernonmemberUS DollarsEuros 405 340 555 465Reexamination CBT/PBTReexamination CBT/PBTmembernonmember 275 375 230 315CCR certification renewalCCR certification renewalmembernonmember 60 150USD OnlyUSD OnlyThe PMI membership rate will apply only if you are a member of PMI in good standing at the time yousubmit payment for the certification. If you apply for membership right before you apply for thecertification, make sure you receive confirmation of your membership before you pay for the certification.If your membership has not been completely processed before you pay for the certification, you will becharged the nonmember rate.If PMI membership is obtained after you submit payment for the certification, PMI will not refund thedifference.Review all the benefits of PMI membership or join now!PMI-PBA Handbook – revised 1 August 2017 2016 - 2017 Project Management Institute Inc. All rights reserved.11

PMI-PBA Application & PaymentHow to Submit PaymentOnce your online application has been processed and determined to be complete, PMI will sendelectronic notification to you requesting payment.This requires you to go back into the online certification system to complete the following steps:1. Select your examination delivery method.(Refer to the Examination Administration section in this handbook for more details).2. Request test accommodations for your examination at no extra cost, if necessary.(refer to the Test Accommodations section in this handbook for more details).3. Submit payment.(Refer to the Certification Fees section of this handbook for more details).You can submit payment of the certification fees in any of the following ways:Payment typeMethod for sending paymentCredit cardOnline certification system or postal mail to PMICheckPostal mail to PMIMoney OrderPostal mail to PMIWire transferContact customercare@pmi.org for detailsIf you submit your application online, you may submit payment by the following ways:1. Online—Use the online certification system to submit credit card payment. This will enable PMI toprocess your payment more quickly.OR2. By Postal Mail—Mail a check, money order, credit card information or wire payment informationto PMI. Include your PMI identification number and user name.PMI-PBA Handbook – revised 1 August 2017 2016 - 2017 Project Management Institute Inc. All rights reserved.12

PMI-PBA Application & PaymentPMI-PBA Refund PolicyTo obtain a refund for the PMI-PBA certification, you must make a request at least 30 days before theexam eligibility expiration date. A refund of US 200 will be made if you have not yet scheduled ortaken the CBT exam. A refund of US 135 will be made if you have not yet scheduled or taken the PBTexam.PMI will NOT provide you with a refund in the following instances: If your one-year eligibility period has expired and you have not scheduled the exam, you will notreceive a refund. You will forfeit the entire fee. You will not be able to use the initial fees foranything else. If you still wish to obtain the certification, you will have to reapply and submit allassociated fees again. If you have scheduled the exam and did not take it, nor provided the necessarycancellation/rescheduling notification to PMI’s testing administration partner, Prometric, you willnot receive a refund. Again, you will forfeit the fee and not be able to apply it to anything else.NOTE: You can send a request for refund to customercare@pmi.org or by fax to 1 610 482 9971.PMI-PBA Handbook – revised 1 August 2017 2016 - 2017 Project Management Institute Inc. All rights reserved.13

PMI Audit ProcessPMI Audit ProcessThe submission of an application indicates your agreement to comply with the terms of the audit process.All applications are subject to an audit, although only a percentage of applications are selected for audit.The selection of an application for audit is random.If your application is selected for an audit, you will be notified by email prior to payment of the certificationfee. The electronic audit notification provides detailed information on how to comply with the terms of theaudit.During an audit, you will be asked to submit supporting documentation such as: Copies of your diploma/global equivalent.Signatures from your supervisor(s) or manager(s) from the project(s) recorded in the experienceverification section of the application.Copies of certificates and/or letters of registration from the training institute(s) for each courserecorded on the application to meet the required contact hours of training in business analysispractices.PMI provides you with 90 days to submit the requested documentation. If you are able to provide thenecessary documentation to meet the terms and requirements of the audit process, the audit should takeabout five to seven business days to complete.You can send your completed audit forms by regular postal mail or express courier service to theaddress below. Please send all materials at one time, in one envelope. Sending audit documentsseparately can cause delay in the audit review timeframe.PMIAttn: Certification Audit14 Campus Blvd.Newtown Square, PA 19073-3299 USAYou may not continue with the certification process until you have complied with the audit requirements.Once you successfully complete the audit, your one-year examination eligibility period starts.Incomplete submissions will not be processed and will result in failure of the audit. If you choose notto comply with the audit, it will result in an audit failure and there is a one-year suspension period toapply for that certification again.NOTE: Please be advised that while the selection process for an audit is primarily random, PMIreserves the right to select any candidate to be audited at any time, including after the certificationhas been bestowed. If you fail to meet the audit requirements after attaining the certification, yourcertification will be revoked and you will not be entitled to a refund.PMI-PBA Handbook – revised 1 August 2017 2016 - 2017 Project Management Institute Inc. All rights reserved.14

Exam Policies & ProceduresPMI-PBA Exam InformationThe PMI-PBA exam is comprised of 200 multiple-choice questions. Of the 200 questions, 25 areconsidered pre-test questions. Pre-test questions do not affect the score and are used in examinationsas an effective and legitimate way to test the validity of future questions. All questions are randomlyplaced throughout the exam.No. of Scored QuestionsNo. of Pre-test(Unscored) QuestionsTotal ExaminationQuestions17525200Computer-based testing (CBT) is the standard method of administration for PMI examinations. Paperbased testing (PBT) is available under limited circumstances (refer to the Examination Administrationsection in this handbook for more details).The allotted time to complete the computer-based examination is four hours.Allotted Examination Time4 hoursIt may take some candidates less than the allotted four hours to complete the examination.There are no scheduled breaks during the exam, although you are allowed to take a break ifneeded. If you take a break during the exam, your exam clock continues to count down.The examination is preceded by a tutorial and followed by a survey, both of which are optionaland can take up to 15 minutes to complete. The time used to complete the tutorial and survey is notincluded in the examination time of four hours.Item DevelopmentPMI-PBA exam questions: Are developed and independently validated by global work groups of business analysisprofessionals;Are referenced to the current business analysis reference list;Are m

PMI-PBA certification recognizes an individual’s expertise in business analysis, and using these tools and techniques to improve the overall success of projects. In addition, the PMI-PBA certif