Transcription
AOC & MMD 2020 CONFLICTMINERALS REPORTISSUE DATE: FEBRUARY 5, 2021
07CONFLICT MINERALDEFINITIONCONFLICT MINERALMANAGEMENT POLICYDUE DILIGENCEPROGRAMDUE DILIGENCE PRACTICEIN THE SUPPLY CHAINCOLLABORATIONWITH PACTFURTHER DUEDILIGENCE PLANADDRESSINGCONCERNSAPPENDIX: 2020 SMELTER/REFINERY LISTCONTENTSCONFLICT MINERAL DEFINITIONCONFLICT MINERAL MANAGEMENT POLICYDUE DILIGENCE PROGRAMDUE DILIGENCE PRACTICE IN THE SUPPLY CHAINCOLLABORATION WITH PACTFURTHER DUE DILIGENCE PLANADDRESSING CONCERNSAPPENDIX: 2020 SMELTER/REFINERY LISTKEY TO BROWSING THIS DOCUMENTPREVIOUSPAGENEXTPAGEINDEXPRINT
03CONFLICT MINERALDEFINITIONCONFLICT MINERALMANAGEMENT POLICYDUE DILIGENCEPROGRAMDUE DILIGENCE PRACTICEIN THE SUPPLY CHAINCONFLICT MINERALDEFINITIONConflict minerals: In Congo-Kinshasa and thesurrounding countries, the mining of tin, tantalum,tungsten and gold (known as “3TG” conflict mineral),cobalt and other rare earth elements have causedserious human rights and environmental issues.Most of the mining activities in these areas associatedwith armed groups of conflict (funding), lead to long-terminstability in the region.Various parties, including the United States Congress,have concerns that the exploitation and trade of conflictminerals by armed groups is helping to finance conflictin the DRC region and is contributing to an emergencyhumanitarian crisis.COLLABORATIONWITH PACTFURTHER DUEDILIGENCE PLANADDRESSINGCONCERNSAPPENDIX: 2020 SMELTER/REFINERY LISTCONFLICT MINERALMANAGEMENT POLICYBeing a TPV branch company, AOC &MMD buys their monitors only fromTPV internal facilities. Therefore AOC& MMD adopts TPV conflict mineralmanagement policy including conflictmineral definition in I&D (Innovation& Development), supply chain CMRTinvestigation and survey, and its OECD 5steps framework.Being a brand company, AOC & MMDonly requires the monitor part for conflictmineral control. Since it is not easy toseparate the monitor’s conflict mineralsfrom all the other suppliers of TPV, AOC& MMD accept the whole suppliers CMRTinvestigation results as AOC & MMD’sresult for disclosure.To support the global prohibition of conflictminerals, AOC & MMD also drive TPVrelated facilities and its suppliers to avoidprocurement of conflict minerals.AOC & MMD itself and suppliers neitherdirectly nor indirectly finance armedgroups in conflict-affected regions. AOC &MMD itself and suppliers neither toleratenor contribute to human rights abusesthat include forced labor, child labor andenvironmental degradation.
04CONFLICT MINERALDEFINITIONCONFLICT MINERALMANAGEMENT POLICYDUE DILIGENCEPROGRAMDUE DILIGENCE PRACTICEIN THE SUPPLY CHAINCOLLABORATIONWITH PACTFURTHER DUEDILIGENCE PLANADDRESSINGCONCERNSAPPENDIX: 2020 SMELTER/REFINERY LISTDUE DILIGENCEPROGRAMBased on the second edition of theOrganization for Economic Co-operationand Development Due DiligenceGuidance for Responsible Supply Chainsof Minerals from Conflict-Affectedand High-Risk Areas (including itssupplements on 3TG, referred to in thisreport as “OECD Guidance”), AOC &MMD endorse the responsible mineralinitiative (RMI) that uses an independentthird-party process called the RMAP(Responsible Mineral Assurance Process)compliant smelter list since March 2020.Based on the RMAP list, which regularly isupdated for RMI members (TPV TechnologyLimited is the RMI member), AOC & MMDcan identify whether the smelters or refinersare conformant or not. Based on the OECD’sfive-step framework for due diligence in theconflict mineral supply chain, AOC & MMDhas the following system in place:STEP 1STEP 2ESTABLISH STRONG COMPANYMANAGEMENT SYSTEMIDENTIFY AND ASSESS RISKSIN THE SUPPLY CHAIN1) AOC & MMD has disclosed this conflictminerals report which has suppliersconflict minerals managementrequirements on www.aoc.com andwww.mmdmonitors.com;2) AOC & MMD has committed not topurchase raw materials, subassemblies,or supplies which we know containconflict minerals that directly orindirectly finance or benefit armedgroups in the DRC or an adjoiningcountry.3) AOC & MMD requires suppliers tocomplete the Conflict Minerals ReportingTemplates (CMRT) on a yearly basisbefore each March.1) Being a monitor brand company ofTPV, AOC & MMD requires TPV monitorfacilities to build the risk review systemin the whole supply chain. TPV hasestablished the risk review system in thewhole supply chain, identifying the metalparts as high risk if they have either tin,tantalum, tungsten, gold or cobalt. Themetal parts are identified as low risk ifthey have no tin, tantalum, tungsten,gold or cobalt. They identify the othernon-metal parts as no Risk.2) According to the above riskidentification, AOC & MMD confirmsthat TPV addresses high and low risksuppliers for due diligence investigation:a). It requires high and low risk suppliersto sign the guarantee letter that theynot directly or indirectly finance armedgroups in the DRC or an adjoiningcountry, neither that they do not toleratenor contribute to human rights abusesthat include forced labor, child labor andenvironmental degradation.3) AOC & MMD requires TPV to annuallyexecute a CMRT (Conflict MineralsReporting Template) investigation andprovides CMRT investigation resultseach March. AOC & MMD also relies onindustry programs like the RMAP to carryout smelter assessments and also relieson the RMAP compliant smelter list todetermine whether smelters performeddue diligence or not.
05CONFLICT MINERALDEFINITIONCONFLICT MINERALMANAGEMENT POLICYDUE DILIGENCEPROGRAMDUE DILIGENCE PRACTICEIN THE SUPPLY CHAINSTEP 3STEP 4DESIGN AND IMPLEMENT ASTRATEGY TO RESPOND TOIDENTIFIED RISKSPLAN AN INDEPENDENT THIRDPARTY AUDIT OF THE SMELTERS ORREFINER’S DUE DILIGENCEAOC & MMD identifies non RMAP compliantsmelters as high risks. The RAMP smeltersand/or refiners shall be more than 90%.For non RMAP smelters or refiners, AOC &MMD will drive TPV related facilities and itssuppliers to either drive the suppliers tochange to RMAP smelters or refiners, or tochange them to the RMAP compliant ones.Since AOC & MMD does not purchasematerials directly from smelters, refiners, andit is a long supply chain from final assemblyto the most upper suppliers, it is difficult forAOC & MMD to arrange such independent3rd party audit of the smelters or refiners.AOC & MMD relies for this step on informationprovided by the RMAP and uses the RMI RCOIreport to identify the minerals country of originand conflict-free status of smelters.STEP 5REPORT ANNUALLY ON SUPPLYCHAIN DUE DILIGENCEFrom 2019, AOC & MMD reports annuallyon supply chain due diligence and willcontinue to update the smelter list.COLLABORATIONWITH PACTFURTHER DUEDILIGENCE PLANADDRESSINGCONCERNSAPPENDIX: 2020 SMELTER/REFINERY LISTDUE DILIGENCEPRACTICE IN THESUPPLY CHAINAs above described second step, AOC & MMD requiresTPV related facilities and its suppliers to execute anannual CMRT investigation in the whole supply chain.In 2020, TPV has initiated a high-risk supplier survey and theresponse rate was 100%. Till February 5 2021 there were 243 3TG cobalt smelters or refineries in the supply chain, considering theRMAP validity within the last 6 months of the previous calendaryear and 234 (96.3%) of them have an eligible smelter ID. Despitewhat AOC & MMD and TPV related facilities achieve we all knowthat researching the source of minerals through the supply chainis a complex task. As a brand company of TPV, AOC & MMD doesnot purchase materials directly from mines, smelters or refiners.At this stage, it is impossible to trace the use of mineral materialsat each downstream supplier of each material. Instead of that,AOC & MMD relies on the suppliers’ reports and execute conflictminerals surveys. Therefore, the complete and correct supplierreports and the suppliers’ procurement contracts will reduce therisk of purchasing components with mineral-containing materials.
05CONFLICT MINERALDEFINITIONCONFLICT MINERALMANAGEMENT POLICYDUE DILIGENCEPROGRAMDUE DILIGENCE PRACTICEIN THE SUPPLY CHAINCOLLABORATIONWITH PACTFURTHER DUEDILIGENCE PLANADDRESSINGCONCERNSAPPENDIX: 2020 SMELTER/REFINERY LISTCOLLABORATIONWITH PACTIn 2020, AOC & MMD have partneredwith Pact to improve responsiblesourcing of minerals in the DemocraticRepublic of Congo. Artisanal andsmall-scale mining (ASM) provides animportant livelihood in DRC.An estimated 2 million people directlydepend on ASM activities across thecountry, mining vital minerals for the world’selectronic devices and green technologythat result in significant contributions to thenational and global economies.With AOC & MMD’s support, Pact willtrain local mining stakeholders, includingartisanal miners, mining cooperatives andstate mining services, on DRC’s new MiningCode and Regulations on ASM that wereadopted in 2018.The training will help mining communitiesknow their rights; understand issuesand challenges with mining in conflictaffected and high-risk areas, and possibleimplications for miners’ security and humanrights; make informed decisions on legalrequirements to engage in mining; andfollow the rules and avoid fines.In addition to raising awareness ongovernance of the sector, the partnershipwill also focus on improving occupationalhealth and safety (OHS) at mine sites. ASMinvolves the manual extraction of mineralsusing rudimentary tools and techniques.It is often carried out informally, with littlegeological knowledge and scant attentionpaid to mine management or health andsafety. These mines often present a widerange of physical hazards to workers thatcompromise their safety and wellbeing.Working with local mining cooperatives,Pact will assess OHS risks at artisanal minesites and develop mitigation measures,in cooperation with the cooperatives’leadership, concession owner andstate services. Pact will also train minemanagers, team leaders, cooperatives andgovernment agents on OHS using a ‘trainthe trainers’ approach.This type of approach creates a cadreof people who can then pass the skillson to others, increasing the project’seffectiveness and sustainably.
06CONFLICT MINERALDEFINITIONCONFLICT MINERALMANAGEMENT POLICYDUE DILIGENCEPROGRAMDUE DILIGENCE PRACTICEIN THE SUPPLY CHAINCOLLABORATIONWITH PACTFURTHER DUEDILIGENCE PLANADDRESSINGCONCERNSAPPENDIX: 2020 SMELTER/REFINERY LISTFURTHER DUEDILIGENCE PLANADDRESSINGCONCERNSAOC & MMD will collaborate with TPV related facilities responsible persons tostrengthen the due diligence practice in the supply chain and will cooperate withRMI for supporting its programs for conflict free minerals.AOC & MMD actively encourages its employees andother parties to report concerns either directly to thecompany or through lissa.wang@mmd-p.com or lissa.wang@aoc.com.AOC & MMD accepts all feedback to minimize procurementrisks and increase responsibility to the internationalcommunity’s actions for conflict-free minerals.
07CONFLICT MINERALDEFINITIONCONFLICT MINERALMANAGEMENT POLICYDUE DILIGENCEPROGRAMDUE DILIGENCE PRACTICEIN THE SUPPLY CHAINCOLLABORATIONWITH PACTFURTHER DUEDILIGENCE PLANADDRESSINGCONCERNSAPPENDIX: 2020 SMELTER/REFINERY LISTAPPENDIX: 2020 SMELTER/REFINERY LISTITEMMINERALSMELTERS/REFINERY NAMECOUNTRYRMAP ID1TungstenXiamen Tungsten Co., Ltd.CHINACID0020822TungstenHunan Chunchang Nonferrous Metals Co., Ltd.CHINACID0007693TungstenGanzhou Seadragon W & Mo Co., Ltd.CHINACID0024944TantalumJiangxi Tuohong New Raw MaterialCHINACID0028425TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.CHINACID0025516TungstenChenzhou Diamond Tungsten Products Co., Ltd.CHINACID0025137TantalumH.C. Starck Inc.UNITED STATES OF AMERICACID0025488TantalumUlba Metallurgical Plant JSCKAZAKHSTANCID0019699TantalumD Block Metals, LLCUNITED STATES OF AMERICACID00250410TantalumExotech Inc.UNITED STATES OF AMERICACID00045611TantalumF&X Electro-Materials Ltd.CHINACID00046012TantalumH.C. Starck Tantalum and Niobium GmbHGERMANYCID00254513TantalumJiujiang Tanbre Co., Ltd.CHINACID00091714TantalumNingxia Orient Tantalum Industry Co., Ltd.CHINACID00127715TantalumTelex MetalsUNITED STATES OF AMERICACID00189116TantalumGlobal Advanced Metals BoyertownUNITED STATES OF AMERICACID00255717TantalumFIR Metals & Resource Ltd.CHINACID00250518TantalumH.C. Starck Co., Ltd.THAILANDCID002544
08MESSAGE FROM OURGLOBAL VICE PRESIDENTABOUT THISREPORT2020OVERVIEWFINANCIAL & NONFINANCIAL HIGHLIGHTSAOC & MMDAT A GLANCEHOW AOC & MMDCREATE PARENTSUPPLY CHAINSCORPORATECARBON FOOTPRINTOUR CONTRIBUTIONTO THE SDGsGOVERNANCEITEMMINERALSMELTERS/REFINERY NAMECOUNTRYRMAP ID19TantalumH.C. Starck Hermsdorf GmbHGERMANYCID00254720TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.CHINACID00152221TantalumH.C. Starck Ltd.JAPANCID00254922TantalumH.C. Starck Smelting GmbH & Co. KGGERMANYCID00255023TantalumGlobal Advanced Metals AizuJAPANCID00255824TantalumMetallurgical Products India Pvt., Ltd.INDIACID00116325TantalumAsaka Riken Co., Ltd.JAPANCID00009226TantalumChangsha South Tantalum Niobium Co., Ltd.CHINACID00021127TungstenXiamen Tungsten (H.C.) Co., Ltd.CHINACID00232028TungstenJapan New Metals Co., Ltd.JAPANCID00082529TantalumGuangdong Zhiyuan New Material Co., Ltd.CHINACID00061630TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.CHINACID00091431TantalumHengyang King Xing Lifeng New Materials Co., Ltd.CHINACID00249232TungstenGanzhou Huaxing Tungsten Products Co., Ltd.CHINACID00087533TungstenWolfram Bergbau und Hutten AGAUSTRIACID00204434TungstenKennametal HuntsvilleUNITED STATES OF AMERICACID00010535TungstenChongyi Zhangyuan Tungsten Co., Ltd.CHINACID00025836TungstenGlobal Tungsten & Powders Corp.UNITED STATES OF AMERICACID00056837TungstenJiangxi Yaosheng Tungsten Co., Ltd.CHINACID00231638TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.CHINACID00231739TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.CHINACID00231840TungstenJiangxi Gan Bei Tungsten Co., Ltd.CHINACID00232141TungstenH.C. Starck Tungsten GmbHGERMANYCID002541APPENDIX
09MESSAGE FROM OURGLOBAL VICE PRESIDENTABOUT THISREPORT2020OVERVIEWFINANCIAL & NONFINANCIAL HIGHLIGHTSAOC & MMDAT A GLANCEHOW AOC & MMDCREATE PARENTSUPPLY CHAINSCORPORATECARBON FOOTPRINTOUR CONTRIBUTIONTO THE SDGsGOVERNANCEITEMMINERALSMELTERS/REFINERY NAMECOUNTRYRMAP ID42TungstenMasan Tungsten Chemical LLC (MTC)VIET NAMCID00254343TungstenNiagara Refining LLCUNITED STATES OF AMERICACID00258944TungstenHydrometallurg, JSCRUSSIAN FEDERATIONCID00264945TinPT Timah Tbk 0189847TinMetallo Belgium N.V.BELGIUMCID00277348TungstenH.C. Starck Smelting GmbH & Co. KGGERMANYCID00254249GoldRoyal Canadian MintCANADACID00153450GoldSEMPSA Joyeria Plateria S.A.SPAINCID00158551GoldValcambi S.A.SWITZERLANDCID00200352TinFenix MetalsPOLANDCID00046853TinGejiu Non-Ferrous Metal Processing Co., Ltd.CHINACID00053854TinMalaysia Smelting Corporation (MSC)MALAYSIACID00110555TinMetallic Resources, Inc.UNITED STATES OF AMERICACID00114256TinMineracao Taboca tsubishi Materials CorporationJAPANCID00119159TinOperaciones Metalurgicas S.A.BOLIVIA (PLURINATIONAL STATE OF)CID00133760TinPT Timah Tbk KundurINDONESIACID00147761TinWhite Solder Metalurgia e Mineracao Ltda.BRAZILCID00203662TinYunnan Tin Company LimitedCHINACID00218063TinAlphaUNITED STATES OF AMERICACID00029264TinDowaJAPANCID000402APPENDIX
10MESSAGE FROM OURGLOBAL VICE PRESIDENTABOUT THISREPORT2020OVERVIEWFINANCIAL & NONFINANCIAL HIGHLIGHTSAOC & MMDAT A GLANCEHOW AOC & MMDCREATE PARENTSUPPLY CHAINSCORPORATECARBON FOOTPRINTOUR CONTRIBUTIONTO THE SDGsGOVERNANCEITEMMINERALSMELTERS/REFINERY NAMECOUNTRYRMAP ID65GoldMitsubishi Materials CorporationJAPANCID00118866TinChina Tin Group Co., Ltd.CHINACID00107067TinGejiu Kai Meng Industry and Trade LLCCHINACID00094268TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.CHINACID00311669TinJiangxi New Nanshan Technology Ltd.CHINACID00123170TinPT Mitra Stania PrimaINDONESIACID00145371TinPT Refined Bangka TinINDONESIACID00146072TinRui Da HungTAIWAN, PROVINCE OF CHINACID00153973TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.CHINACID00215874TantalumSolikamsk Magnesium Works OAORUSSIAN FEDERATIONCID00176975TinO.M. Manufacturing (Thailand) Co., Ltd.THAILANDCID00131476GoldLS-NIKKO Copper Inc.KOREA, REPUBLIC OFCID00107877GoldMetalor Technologies (Singapore) Pte., Ltd.SINGAPORECID00115278GoldJX Nippon Mining & Metals Co., Ltd.JAPANCID00093779GoldMatsuda Sangyo Co., Ltd.JAPANCID00111980GoldAida Chemical Industries Co., Ltd.JAPANCID00001981GoldAsahi Pretec Corp.JAPANCID00008282GoldAsaka Riken Co., Ltd.JAPANCID00009083GoldIshifuku Metal Industry Co., Ltd.JAPANCID00080784GoldKojima Chemicals Co., Ltd.JAPANCID00098185GoldKorea Zinc Co., Ltd.KOREA, REPUBLIC OFCID00260586GoldMitsui Mining and Smelting Co., Ltd.JAPANCID00119387GoldSumitomo Metal Mining Co., Ltd.JAPANCID001798APPENDIX
11MESSAGE FROM OURGLOBAL VICE PRESIDENTABOUT THISREPORT2020OVERVIEWFINANCIAL & NONFINANCIAL HIGHLIGHTSAOC & MMDAT A GLANCEHOW AOC & MMDCREATE PARENTSUPPLY CHAINSCORPORATECARBON FOOTPRINTOUR CONTRIBUTIONTO THE SDGsGOVERNANCEITEMMINERALSMELTERS/REFINERY NAMECOUNTRYRMAP ID88GoldTokuriki Honten Co., Ltd.JAPANCID00193889TinChifeng Dajingzi Tin Industry Co., Ltd.CHINACID00319090TinO.M. Manufacturing Philippines, Inc.PHILIPPINESCID00251791TinThai Nguyen Mining and Metallurgy Co., Ltd.VIET NAMCID00283492GoldThe Refinery of Shandong Gold Mining Co., Ltd.CHINACID00191693GoldTanaka Kikinzoku Kogyo K.K.JAPANCID00187594GoldWestern Australian Mint (T/a The Perth Mint)AUSTRALIACID00203095GoldMetalor Technologies S.A.SWITZERLANDCID00115396GoldMetalor Technologies (Hong Kong) Ltd.CHINACID00114997GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.CHINACID00162298TungstenA.L.M.T. Corp.JAPANCID00000499GoldAdvanced Chemical CompanyUNITED STATES OF AMERICACID000015100GoldAllgemeine Gold-und Silberscheideanstalt A.G.GERMANYCID000035101GoldAlmalyk Mining and Metallurgical Complex (AMMC)UZBEKISTANCID000041102GoldAngloGold Ashanti Corrego do Sitio MineracaoBRAZILCID000058103GoldArgor-Heraeus S.A.SWITZERLANDCID000077104GoldAurubis AGGERMANYCID000113105GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PHILIPPINESCID000128106GoldBoliden ABSWEDENCID000157107GoldC. Hafner GmbH Co. KGGERMANYCID000176108GoldCCR Refinery - Glencore Canada CorporationCANADACID000185109GoldCendres Metaux S.A.SWITZERLANDCID000189110TungstenGuangdong Xianglu Tungsten Co., Ltd.CHINACID000218APPENDIX
12MESSAGE FROM OURGLOBAL VICE PRESIDENTABOUT THISREPORT2020OVERVIEWFINANCIAL & NONFINANCIAL HIGHLIGHTSAOC & MMDAT A GLANCEHOW AOC & MMDCREATE PARENTSUPPLY CHAINSCORPORATECARBON FOOTPRINTOUR CONTRIBUTIONTO THE SDGsGOVERNANCEITEMMINERALSMELTERS/REFINERY NAMECOUNTRYRMAP ID111TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.CHINACID000228112GoldChimet S.p.A.ITALYCID000233113GoldDSC (Do Sung Corporation)KOREA, REPUBLIC OFCID000359114GoldDODUCO Contacts and Refining ldEco-System Recycling Co., Ltd. East PlantJAPANCID000425117TinEM VintoBOLIVIA (PLURINATIONAL STATE OF)CID000438118GoldOJSC Novosibirsk RefineryRUSSIAN FEDERATIONCID000493119TinGejiu Zili Mining And Metallurgy Co., Ltd.CHINACID000555120GoldLT Metal Ltd.KOREA, REPUBLIC OFCID000689121GoldHeimerle Meule GmbHGERMANYCID000694122GoldHeraeus Metals Hong Kong Ltd.CHINACID000707123GoldHeraeus Precious Metals GmbH & Co. KGGERMANYCID000711124TungstenHunan Chenzhou Mining Co., Ltd.CHINACID000766125GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.CHINACID000801126GoldIstanbul Gold RefineryTURKEYCID000814127GoldJapan MintJAPANCID000823128GoldJiangxi Copper Co., Ltd.CHINACID000855129GoldAsahi Refining USA Inc.UNITED STATES OF AMERICACID000920130GoldAsahi Refining Canada Ltd.CANADACID000924131GoldJSC UralelectromedRUSSIAN 57133TungstenKennametal FallonUNITED STATES OF AMERICACID000966APPENDIX
13MESSAGE FROM OURGLOBAL VICE PRESIDENTABOUT THISREPORT2020OVERVIEWFINANCIAL & NONFINANCIAL HIGHLIGHTSAOC & MMDAT A GLANCEHOW AOC & MMDCREATE PARENTSUPPLY CHAINSCORPORATECARBON FOOTPRINTOUR CONTRIBUTIONTO THE SDGsGOVERNANCEITEMMINERALSMELTERS/REFINERY NAMECOUNTRYRMAP ID134GoldKennecott Utah Copper LLCUNITED STATES OF AMERICACID000969135GoldKyrgyzaltyn JSCKYRGYZSTANCID001029136TantalumLSM Brasil S.A.BRAZILCID001076137GoldMaterionUNITED STATES OF AMERICACID001113138GoldMetalor Technologies (Suzhou) Ltd.CHINACID001147139GoldMetalor USA Refining CorporationUNITED STATES OF AMERICACID001157140GoldMetalurgica Met-Mex Penoles S.A. De C.V.MEXICOCID001161141TantalumMineracao Taboca S.A.BRAZILCID001175142TantalumMitsui Mining and Smelting Co., Ltd.JAPANCID001192143TantalumNPM Silmet ASESTONIACID001200144GoldMoscow Special Alloys Processing PlantRUSSIAN FEDERATIONCID001204145GoldNadir Metal Rafineri San. Ve Tic. A.S.TURKEYCID001220146GoldNihon Material Co., Ltd.JAPANCID001259147GoldOhura Precious Metal Industry Co., Ltd.JAPANCID001325148GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)RUSSIAN FEDERATIONCID001326149GoldPAMP S.A.SWITZERLANDCID001352150GoldPrioksky Plant of Non-Ferrous MetalsRUSSIAN FEDERATIONCID001386151GoldPT Aneka Tambang (Persero) TbkINDONESIACID001397152TinPT Artha Cipta LanggengINDONESIACID001399153TinPT Prima Timah UtamaINDONESIACID001458154GoldPX Precinox TED STATES OF AMERICACID001508156GoldRand Refinery (Pty) Ltd.SOUTH AFRICACID001512APPENDIX
14MESSAGE FROM OURGLOBAL VICE PRESIDENTABOUT THISREPORT2020OVERVIEWFINANCIAL & NONFINANCIAL HIGHLIGHTSAOC & MMDAT A GLANCEHOW AOC & MMDCREATE PARENTSUPPLY CHAINSCORPORATECARBON FOOTPRINTOUR CONTRIBUTIONTO THE SDGsGOVERNANCEITEMMINERALSMELTERS/REFINERY NAMECOUNTRYRMAP ID157GoldSichuan Tianze Precious Metals Co., Ltd.CHINACID001736158GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRUSSIAN FEDERATIONCID001756159TinSoft Metais Ltda.BRAZILCID001758160GoldSolar Applied Materials Technology Corp.TAIWAN, PROVINCE OF CHINACID001761161TantalumTaki Chemical Co., Ltd.JAPANCID001869162TungstenTejing (Vietnam) Tungsten Co., Ltd.VIET NAMCID001889163TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.CHINACID001908164GoldTorecomKOREA, REPUBLIC OFCID001955165GoldUmicore S.A. Business Unit Precious Metals RefiningBELGIUMCID001980166GoldUnited Precious Metal Refining, Inc.UNITED STATES OF AMERICACID001993167GoldYamakin Co., Ltd.JAPANCID002100168GoldYokohama Metal Co., Ltd.JAPANCID002129169GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationCHINACID002224170GoldGold Refinery of Zijin Mining Group Co., Ltd.CHINACID002243171GoldUmicore Precious Metals ThailandTHAILANDCID002314172TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.CHINACID002315173TungstenMalipo Haiyu Tungsten Co., Ltd.CHINACID002319174GoldGeib Refining CorporationUNITED STATES OF AMERICACID002459175TinMagnu's Minerais Metais e Ligas Ltda.BRAZILCID002468176TinMelt Metais e Ligas S.A.BRAZILCID002500177TinPT ATD Makmur Mandiri JayaINDONESIACID002503178TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.CHINACID002506179TantalumXinXing HaoRong Electronic Material Co., Ltd.CHINACID002508APPENDIX
15MESSAGE FROM OURGLOBAL VICE PRESIDENTABOUT THISREPORT2020OVERVIEWFINANCIAL & NONFINANCIAL HIGHLIGHTSAOC & MMDAT A GLANCEHOW AOC & MMDCREATE PARENTSUPPLY CHAINSCORPORATECARBON FOOTPRINTOUR CONTRIBUTIONTO THE SDGsGOVERNANCEITEMMINERALSMELTERS/REFINERY NAMECOUNTRYRMAP ID180GoldMMTC-PAMP India Pvt., Ltd.INDIACID002509181TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.CHINACID002512182GoldSingway Technology Co., Ltd.TAIWAN, PROVINCE OF CHINACID002516183TantalumKEMET Blue MetalsMEXICOCID002539184GoldAl Etihad Gold Refinery DMCCUNITED ARAB EMIRATESCID002560185GoldEmirates Gold DMCCUNITED ARAB EMIRATESCID002561186GoldT.C.A S.p.AITALYCID002580187GoldMarsam MetalsBRAZILCID002606188TinResind Industria e Comercio Ltda.BRAZILCID002706189TantalumResind Industria e Comercio Ltda.BRAZILCID002707190TungstenUnecha Refractory metals plantRUSSIAN oldItalpreziosiITALYCID002765193TinMetallo Spain S.L.U.SPAINCID002774194GoldSAXONIA Edelmetalle GmbHGERMANYCID002777195GoldWIELAND Edelmetalle GmbHGERMANYCID002778196GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAUSTRIACID002779197TungstenPhilippine Chuangxin Industrial Co., Inc.PHILIPPINESCID002827198TungstenXinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.CHINACID002830199TungstenACL Metais EireliBRAZILCID002833200TungstenWoltech Korea Co., Ltd.KOREA, REPUBLIC OFCID002843201TinHuiChang Hill Tin Industry Co., Ltd.CHINACID002844202TungstenMoliren Ltd.RUSSIAN FEDERATIONCID002845APPENDIX
16MESSAGE FROM OURGLOBAL VICE PRESIDENTABOUT THISREPORT2020OVERVIEWFINANCIAL & NONFINANCIAL HIGHLIGHTSAOC & MMDAT A GLANCEHOW AOC & MMDCREATE PARENTSUPPLY CHAINSCORPORATECARBON FOOTPRINTOUR CONTRIBUTIONTO THE SDGsGOVERNANCEITEMMINERALSMELTERS/REFINERY NAMECOUNTRYRMAP ID203GoldAU Traders and RefinersSOUTH AFRICACID002850204GoldSungEel HiMetal Co., Ltd.KOREA, REPUBLIC OFCID002918205GoldPlanta Recuperadora de Metales SpACHILECID002919206GoldSafimet S.p.AITALYCID002973207TinTin Technology & RefiningUNITED STATES OF AMERICACID003325208GoldSAFINA A.S.CZECHIACID002290209GoldKGHM Polska Miedz Spolka AkcyjnaPOLANDCID002511210TungstenAsia Tungsten Products Vietnam Ltd.VIET NAMCID002502211GoldSamduck Precious MetalsKOREA, REPUBLIC OFCID001555212TantalumPRG DooelNORTH MACEDONIACID002847213GoldBangalore RefineryINDIACID002863214TungstenKGETS Co., Ltd.KOREA, REPUBLIC OFCID003388215TinMa'anshan Weitai Tin Co., Ltd.CHINACID003379216TinYunnan Yunfan Non-ferrous Metals Co., Ltd.CHINACID003397217TungstenFujian Ganmin RareMetal Co., Ltd.CHINACID003401218TungstenLianyou Metals Co., Ltd.TAIWAN, PROVINCE OF CHINACID003407219GoldDS PRETECH Co., Ltd.KOREA, REPUBLIC OFCID003195220TungstenHunan Litian Tungsten Industry Co., Ltd.CHINACID003182221GoldL'Orfebre S.A.ANDORRACID002762222Gold8853 S.p.A.ITALYCID002763223GoldREMONDIS PMR B.V.NETHERLANDSCID002582224TungstenGanzhou Haichuang Tungsten Co., Ltd.CHINACID002645225GoldChugai MiningJAPANCID000264APPENDIX
17MESSAGE FROM OURGLOBAL VICE PRESIDENTABOUT THISREPORT2020OVERVIEWFINANCIAL & NONFINANCIAL HIGHLIGHTSAOC & MMDAT A GLANCEHOW AOC & MMDCREATE PARENTSUPPLY CHAINSCORPORATECARBON FOOTPRINTOUR CONTRIBUTIONTO THE SDGsGOVERNANCEITEMMINERALSMELTERS/REFINERY NAMECOUNTRYRMAP ID226TungstenJSC "Kirovgrad Hard Alloys Plant"RUSSIAN FEDERATIONCID003408227TinPT Bangka SerumpunINDONESIACID003205228TinEstanho de Rondonia S.A.BRAZILCID000448229GoldNavoi Mining and Metallurgical CombinatUZBEKISTANCID001236230TinPT Babel Surya Alam LestariINDONESIACID001406231TinPT Stanindo Inti PerkasaINDONESIACID001468232TinCV Venus Inti PerkasaINDONESIACID002455233TinPT Rajehan Ariq234GoldTOO Tau-Ken-AltynKAZAKHSTANCID002615235TungstenChina Molybdenum Co., Ltd.CHINACID002641236TinPT Menara Cipta MuliaINDONESIACID002835237TinPT Lautan Harmonis SejahteraINDONESIACID002870238TinPT Rajawali Rimba PerkasaINDONESIACID003381239TinLuna Smelter, Ltd.RWANDACID003387240GoldC.I Metales Procesados Industriales SASCOLOMBIACID003421241GoldEco-System Recycling Co., Ltd. North PlantJAPANCID003424242GoldEco-System Recycling Co., Ltd. West PlantJAPANCID003425243TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.BRAZILCID003427CID002593APPENDIX
AOC International Europe B.V.MMD-Monitors & Displays Nederland B.V.
on to others, increasing the project's effectiveness and sustainably. collaboration with pact conflict mineral definition due diligence practice in the supply chain collaboration with pact further due diligence plan addressing concerns appendix: 2020 smelter/ refinery list due diligence program conflict mineral management policy
