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Urton Anderson, "The New Federal Sentencing Guidelines:Implications for the Internal Audit Function," Internal Auditing,Volume 8 (Fall) 1992, pp. 71-77.Urton Anderson, "Internal Control and the Business EducationCurriculum," Internal Auditing, Volume 8 (Summer) 1992, pp. 6468.Urton Anderson, "Internal Auditing in Times of OrganizationalChange," Internal Auditing, Volume 7 (Spring) 1992, pp. 68-72.Urton Anderson, "Writing for the Profession," Internal Auditing,Volume 7 (Winter) 1992, pp. 72-76.Urton Anderson, "Quality Assurance, Total Quality Managementand the Evaluation of the Internal Audit Function," Internal Auditing,Volume 7 (Fall) 1991, pp. 66-71.Urton Anderson, “The External Auditor's Consideration of theInternal Audit Function," Internal Auditing, Volume 7 (Summer)1991, pp. 59-67.Urton Anderson, "Creative Staffing Practices to Enhance AuditEffectiveness," Internal Auditing, Volume 6 (Spring) 1991, pp. 6468.Urton Anderson and Richard Young, "Strategic Auditing: A DifferentGame," Internal Auditing, Volume 4 (Fall) 1988, pp. 14-24.Urton Anderson and Gordon Duke, "The Total Auditor: Fact orFiction?" The Internal Auditor, October 1984, pp. 30-33.Urton Anderson, "Quality Assurance and Review Alternatives," TheInternal Auditor, February 1982, pp. 20-25.PUBLICATIONS-Urton Anderson, Marcus M. Doxey, Marshall A. Geiger, Willie EarlRESEARCH REPORTS Gist, Diane Janvrin and Paul Polinski, “Comments by the AuditingPROCEEDINGS &Standards Committee of the Auditing Section of the AmericanMISCELLANEOUS:Accounting Association on FASB Exposure Draft of ProposedAccounting Standard Update Notes to Financial Statements (Topic235): Assessing Whether Disclosures Are Material, Current Issuesin Auditing, forthcoming.Urton Anderson, Margaret H. Christ and Diane J. Janvrin,“Comments by the Auditing Standards Committee of the AuditingSection of the American Accounting Association on The Institute ofInternal Auditors' Proposed Enhancements to the InternationalProfessional Practices Framework (IPPF),” Current Issues inAuditing, June 2015, pp. C23-C33.Urton Anderson, Willie E. Gist, Diane J. Janvrin and Marshall K.Pitman, Comments by the Auditing Standards Committee of theAuditing Section of the American Accounting Association on theIESBA ED Release (August 14, 2014), Proposed Changes toCertain Provisions of the Code Addressing the Long Association ofPersonnel with an Audit or Assurance Client,” Current Issues inAuditing, June 2015, pp. C18-C22.Urton Anderson, Lisa Gaynor, Karl Hackenbrack, Ling Lisic and YiJing Wu, “Committee of the Auditing Section of the American-6-

Accounting Association on PCAOB Release No. 2013-009:Proposed Rule on Improving the Transparency of Audit: ProposedAmendments to PCAOB Auditing Standards to Provide Disclosurein the Auditor's Report of Certain Participants in the Audit,” CurrentIssues in Auditing, December 2014, pp. C1-C7.Urton Anderson, Margaret Christ, Karla Johnstone, and LarryRittenberg, Effective Sizing of Internal Audit Departments, The IIAResearch Foundation November 2010, 1-80.Urton Anderson, Margaret Christ, Karla Johnstone, and LarryRittenberg, Effective Sizing of Internal Audit Departments forColleges and Universities, The IIA Research Foundation November2010, 1-66.Kenneth Lawson, Michael Johnsrud, and Urton Anderson,Estimates of the Cost of Dispensing a Prescription in TexasPharmacies. Center for Pharmacoeconomic Studies, TheUniversity of Texas at Austin, Report of the Texas Health andHuman Services Commission, November 2008.Urton Anderson, “Development of the Proposed Standards for theProfessional Practice of Internal .htm, July 2000.Urton Anderson, “The New Attribute and Performance Standards,”Connections, December 1999, pp. 3-4.Appeared in English,French and Spanish versions.Urton Anderson, "Auditor Independence," Sloan ManagementReview, Volume 79 (Fall) 1997, pp. 5-6.Urton Anderson, “Technological Change: A Glass Half Empty or aGlass Half Full,” 1996 Deloitte and Touche/University of KansasSymposium on Auditing Problems, May 1996, pp. 127-133.Michael Barrett, Urton Anderson and Donald Ricketts, Editors,Proceedings of the 1987 Risk Analysis Symposium, AltamonteSprings, Fl: The Institute of Internal Auditors Research Foundation,1988.Michael Barrett, Urton Anderson and Donald Ricketts, "RiskAnalysis and Internal Auditing: An Overview," Proceedings of the1987 Risk Analysis Symposium, The Institute of Internal AuditorsResearch Foundation, 1988, pp. 1-8.William Wright and Urton Anderson, "Anchoring and ContextFamiliarity Effects on Subjective Probability Assessments,"condensed version is in the Proceedings of the 1982 AAA AnnualMeeting, pp. 49-50.Urton Anderson, P. George Benson and Edna White, "A RelativeArea Approach to Subjective Probability Assessment."Proceedings of the 1980 National AIDS Meeting, 1980.Urton Anderson, Jay Holmen and John Lere, "The True Irrelevanceof Irrelevant Costs," Proceedings of the Midwest RegionalAmerican Accounting Association, 1980, pp. 49-61.-7-

SELECTEDPRESENTATIONS:“Compliance Assurance,” (with Mark Salamasick), HigherEducation Compliance Conference, Society of CorporateCompliance and Ethics, Baltimore, June 2016“Risk is not Just another Four Letter Word: How a State AuditEducated a Kentucky School System,” (with Dave Osborne), 1 daytraining, KASBO Workshop, Louisville, May 2016.“Combined Risk Assurance: A Holistic Approach to RiskManagement and Assurance Activities,” Central RegionalConference, The Institute of Internal Auditors, Nashville, May 2016.“How do we Measure the Impact of Accounting Research,” (withFrances Ayres and Mary Stanford), 2016 APLG/FSA JointSeminar, Savannah, February 2016.“Connecting Compliance and Internal Audit,” (with Martha Sarra),Grant Thornton - CAE Roundtable – Series #3, Columbus,December 2015.“Introduction to Accounting,” Audit & Compliance CommitteeConference, The Society of Corporate Compliance and Ethics,Scottsdale, November 2016.“Assurance Networks and Effective Corporate Governance,”International XIX Turkey Internal Audit Conference, Istanbul,October 2015.“Connecting Compliance and Internal Audit,” (with Martha Sarra),Grant Thornton - CAE Roundtable – Series #3, Cincinnati,September 2015.“Internal Auditing Textbook and Other Educational Resources,”Educators’ Forum, 2015 IAEP Leadership and Networking Retreat,Orlando, September 2015.“Auditing the Organization’s Ethics/Compliance Program,” 2015Audit Conference, Texas State Auditor’s Office, Austin, August2015.“The IPPF Revisited: The Enhancements to the IPPF and WhatThey Mean to You and Your Organization,” Nashville IIA Chapter,Summer Seminar, July 2015“IA and the Organization’s Ethical Climate: Taking it to the NextLevel,” (with Mark Salamasick), The Institute of Internal AuditorsInternational Conference, Vancouver, July 2015.“Crossing the Morass: Solving the Compliance Role Puzzle inHigher Education Organizations,” (with Joseph Maleszewski, DRichard Moyer, and Sheryl Vacca), Higher Education ComplianceConference, Society of Corporate Compliance and Ethics, Austin,June 2015.“Designing Monitoring and Auditing Plans: Best Practices andInnovations,” Mid Central Regional Annual Conference, HealthCare Compliance Association, Louisville, November 2014.“Practical Applications of the Code of Ethics for Compliance &Ethics Professionals,” (with M. Doyle, J, Murphy, and A. Weiss),-8-

2014 Compliance & Ethics Institute, The Society of CorporateCompliance and Ethics, Chicago, September 2014.“Collision Avoidance: Managing and Monitoring Conflicts of Interestand Conflicts of Commitment,” (with J. Fergusson), 12th AnnualHigher Education Compliance Conference, Society of CorporateCompliance and Ethics, Austin, June 2014.“Auditing and Governance,” Internal auditing and internal controlportions of course, 13 contact hours, Global MBA program,University of Pisa, May 2014.“Much to do about Something: Navigating the world of Conflicts ofInterest,” (with D. Torpey), 2014 Annual Williamsburg FraudConference, IIA Tidewater Chapter, April 2014.“Combined Assurance,” Midwest Regional Conference, TheInstitute of Internal Auditors, Minneapolis, November 2013.“Internal Audit’s Role in Enhancing the Organization’s EthicalClimate,” 2013 All Star Conference, The Institute of InternalAuditors, New Orleans, October 2013.Discussion of “The Influence of IA on Information SecurityEffectiveness: Perceptions of Internal Auditors,” University ofWaterloo Symposium on Information Integrity and InformationSystems Assurance, Toronto, October 2013.“Internal Audit, ERM and Internal Audit Performance Appraisal andManagement,” 2 and 1/2 day training seminar for SINOPEC’s AuditBureau, Houston Trade Center, September 2013.“Combined Assurance: Meeting Shareholder Expectations forAssurance,” presentation to the monthly meeting of the CentralKentucky Chapter of The Institute of Internal Auditors, September2013.“Auditing for Effective Organizational Governance,” 5 hoursseminar, DOE Contractors Internal Audit Directors 2013Professional Development Seminar, Sandia National Laboratories,Albuquerque, July 2013.“Managing and Monitoring Conflicts of Interest Practical Solutions,”(with S. Vacca). Premeeting workshop, 11th Annual Conference forEffective Compliance Systems in Higher Education, Society ofCorporate Compliance and Ethics, Austin, June 2013.“Shooting the Messengers: A Survival Guide for Audit andCompliance in Higher Ed,” (with C. Chaffin, M. Somich, and S.Vacca). 11th Annual Conference for Effective Compliance Systemsin Higher Education, Society of Corporate Compliance and Ethics,Austin, June 2013.“Managing and Monitoring Conflicts of Interest,” (with D. Torpey)UT Dallas Fraud Summit, The University of Texas at Dallas, March2013.“Ethics for Internal Auditors: Dealing with Moral Dilemmas,” halfday seminar, Twin Cities Chapter of the The Institute of InternalAuditors, St. Paul, March 2013.-9-

“Managing Conflicts of Interest,” half-day seminar, Twin CitiesChapter of the The Institute of Internal Auditors, St. Paul, March2013.“Auditing and Monitoring: Providing Assurances,” ComplianceAcademy - The Society of Corporate Compliance and Ethics,Scottsdale – June 2014, Boston – April 2014, New Orleans –March 2014, San francisco – February 2014, San Diego December 2013, Orlando – November 2013, Denver – October2013, Las Vegas – September 2013, New York – August 2013,Scottsdale – June 2013, Chicago – April 2013, New Orleans –March 2013, San francisco – February 2013, San Diego December 2012, Orlando – November 2012, Boston – August2012, Thousand Oaks – June 2011, Scottsdale – June2011,Thousand Oaks – April 2011, Orlando – March 2011,Scottsdale – February 2011, Thousand Oaks – December 2010,Chicago – August 2010, San Francisco – April 2010, Orlando –November 2010, Scottsdale – February 2010, Scottsdale –November 2009, Orlando – October 2009, Scottsdale – February2009, San Francisco – November 2008, Zurich – September 2008,Chicago – August 2008, Orlando - May 2008, Scottsdale –February 2008, San Francisco - September 2007, Dallas - March2007.“Traversing the Morass: Changes in Auditing Standards Presentand Future,” 2012 TSCPA Single Audits & GovernmentalAccounting Conference, Austin, October 2012.“Assurance Coordination: Managing the Organization’s AssuranceNetwork,” (with Mark Salamasick), Southern Regional Conference,The Institute of Internal Auditors, Austin, September 2012.“Internal Audit Role in Enhancing the Organization’s EthicalClimate,” Southern Regional Conference, The Institute of InternalAuditors, Austin, September 2012.“Dodd-Frank and the Jobs Act: Developments in SEC andFinancial Market Regulation and Financial Market Regulation,”Austin Chapter, Association of Government Accountants (AGA),Austin, September 2012.“Ethics for Internal Auditors: Dealing with Moral Dilemmas,” Halfday seminar for Texas Health and Human Services Commission,Austin, August 2012.“Evaluating Ethics-related Programs and Compliance SystemEffectiveness,” Half-day seminar for Texas Health and HumanServices Commission, Austin, August 2012.“Assurance Mapping - Meeting Stakeholder Expectations forAssurance: It Takes a Village,” (with Mark Salamasick), TheInstitute of Internal Auditors International Conference, Boston, July2012.“Assurance Networks and Effective Corporate Governance,”Annual Conference, Center for Innovation and Competition-basedDevelopment Studies, Bogazici University, Istanbul, May 2012.-10-

“A Post SOX Examination of Factors Associated with the Size of IAFunction,” Rutgers University, March 2012.“Meeting Stakeholder Expectations for Assurance: Internal Audit’sRole in a Group Effort,” Pre-meeting seminar for the Dallas Chapterof the The Institute of Internal Auditors, Dallas, February 2012.“Assurance Coordination: Managing the Organization’s AssuranceNetwork, Presentation to Office of Internal Oversight Services,United Nations, New York, February 2012.“Risk Management, Internal and External Audit and their Roles inOrganizational Governance: Tools and Techniques for the AuditCurriculum,” Moderator, Auditor Education Workshop,” AmericanAccounting Association - Auditing Section Mid-year Conference,Savannah, January 2012.“The Role of Auditing in Effective Organizational Governance – APartnership Among Management, the Board, Risk Managementand Assurance,” Moderator, panel presentation, AmericanAccounting Association - Auditing Section Mid-year Conference,Savannah, January 2012.“Internal Audit and the Organization’s Ethical Climate,” 2011Professional Development Conference, Association of PublicPension Fund Auditors, Austin, Texas, November 2011.“A Post SOX Examination of Factors Associated with the Size of IAFunction,” Wake Forest University, School of Business, October2011.“Governance, Risk Assessment and Transparency: Internal Audit’sRole in a Group Effort,” 2011 Single Audits & GovernmentalAccounting Conference, Texas Society of CPAs, Austin, October2011.Discussion of “Identifying Value-Added Roles for IA in Green ITActivities,” University of Waterloo Symposium on InformationIntegrity and Information Systems Assurance, Toronto, October,2011.“Meeting Stakeholder Expectations for Assurance: Internal Audit’sRole in a Group Effort,” Winds of Innovation Conference, TheCanadian Association of University Business Officers, Calgary,Alberta, June 2011.“Right Sizing Internal Audit: How to Determine the AppropriateAllocation of Resources,” Winds of Innovation Conference, TheCanadian Association of University Business Officers, Calgary,Alberta, June 2011.“Implementing Internal Control,” 5 hour course for SinopecExecutive Education Leadership Program, McCombs SchoolExecutive Development, June 2011.“Internal Auditing Research Opportunities in Internal Auditing,”Nanjing Audit University, Nanjing China, May 2011.“Internal Audit: Adding Value,” 16 hour course for Nanjing AuditUniversity, Nanjing China, May 31- June 4, 2011.-11-

“Developing Tomorrow’s Internal Auditor: What are the skills,abilities and knowledge needed?” Nanjing Audit University, NanjingChina, June 2011.“The IIA Value Proposition: Focus on Insight,” (with S. Morgan andD. MacCabe), The 21 Century Auditor, Austin Chapter of TheInstitute of Internal Auditors, May 2011“Guidance from the Standards: What does the Auditor of theFuture Need to Know?” (with S. Morgan) The 21 Century Auditor,Austin Chapter of The Institute of Internal Auditors, May 2011“Using an ROI Tool to Promote Understanding of the FinancialImplications of Hospital CS&E Projects,” (with D. Platt and P.Simpson), Innovation in health Care Delivery Systems: ImprovingSystems for Improving Health and Health Behaviors, McCombsSchool of Business, April 2011.“Internal Audit and Ethics in the Organization,” 2011 WinterSeminar San Antonio Chapter of The Institute of Internal Auditors,March 2011.“Internal Audit and Ethics,” 3 hour workshop, Austin Chapter of TheInstitute of Internal Auditors, December 2010.“Return on Investment for CS&E Projects,” (with P. Simpson),Building the Bridge: Preserving Quality after Health Care Reform,The University of Texas System Clinical Safety and EffectivenessConference, Austin, November 2010.“Guidance for an Evolving Profession: The Internal AuditingStandards, the IPPF and the Yellow Book,” 4 hour workshop,Texas Department of Public Safety, Austin, October 2010.“Effective Sizing of Internal Audit Activities for College &Universities,” 2010 Annual ACUA Conference, Association ofCollege and University Auditors, Baltimore, September 2010“Practical Applications of the Code of Ethics for Compliance &Ethics Professionals,” (with M. Doyle), 2010 Compliance & EthicsInstitute, The Society of Corporate Compliance and Ethics,Chicago, September 2010.“The Internal Auditing Standards - the IPPF and Additional Updateson Guidance,” Texas Department of Transportation, 21th AnnualAudit Conference, Austin, June 2010."The Future of Auditing: An Update on the State of the Professionfrom Practice and Research", (panel member with E. Cohen, C.Fornelli, A. Kogan, P. McCollough, T. Stewart, M. Vasarhelyi), 2010Annual Meeting of the American Accounting Association, AmericanAccounting Association, San Fransisco, August 2010.“A Post-Sox Examination of the Factors Associated with the Size ofInternal Audit Functions,” National Chengchi University, Taipei,June 2010“Research in Organizational Compliance and Ethics,” NationalChengchi University, Taipei, June 2010-12-

“Assessing the Effectiveness of Organizational Compliance andEthics Programs,” National Chengchi University, Taipei, June 2010“Ethical Culture and Compliance System Effectiveness,” NGBRegion V Conference, San Antonio, May 2010.“Rightsizing the Internal Audit Function,” presentation to themonthly meeting of the Austin Chapter of The Institute of InternalAuditors, April 2010.“Internal Audit’s Role in Promoting and Evaluating InstitutionalCompliance,” session moderator, 8th Conference for EffectiveCompliance Systems in Higher Education, The University of TexasSystem-wide Compliance Program and the Society of CorporateCompliance and Ethics, April 2010“Rightsizing the Internal Audit Function,” Houston IIA, 1st AnnualConference, Houston, April 2010.“Enhancing the IA Value Proposition: Consulting, OperationalAuditing and Blended Engagements,” one day training seminar, theKansas City Chapter, the Institute of Internal Auditors, April 2010.“Internal Audit: Adding Value,” 16 hour course for Nanjing AuditUniversity, Nanjing China, March 15-18, 2010.“Internal Audit: Trusted, Recognized and Valued,” CAE Forum IIA-Taiwan, Taipei, November 2009.“Accounting Education and Auditing Research in US,” NationalChengchi University, Taipei, November 2009“Internal Auditing Research Opportunities in Assurance andConsulting Activities,” National Taipei University, Taipei, November2009“Rightsizing the Internal Audit Function for Higher Education,” (withM. Christ), Webinar, EthicsPo

Accountancy, Gatton College of Business and Economics, . Department of Accounting, University of Texas at Austin, 1995 - 2013. Academic Fellow, U. S. Securities and Exchange Commission, (Aug 2011 - July 2012) Chair, Department of Accounting, 2007 - 2011 . Florida: The Institute of Internal Auditors Research Foundation, July 2013. .