Superintendent'S Register / Registre Du Surintendant

Transcription

SUPERINTENDENT'S REGISTER / REGISTRE DU SURINTENDANTJune 22, 2022 / le 22 juin, 2022BANKS / BANQUESBANK OF NOVA SCOTIA (See Bank of Nova Scotia Trust Co. (Scotiatrust)/VoirSociete de Fiducie Banque de Nouvelle-Ecosswe)CANADIAN IMPERIAL BANK OF COMMERCE (see CIBC Trust Corporation/VoirCompagnie Trust CIBC)CANADIAN WESTERN BANKCONCENTRA BANKHSBC BANK CANADATANGERINE BANKNATIONAL BANK FINANCIAL GROUPLIRA/CRICREDIT UNIONS / CREDIT UNION ET CAISSES POPULAIRESCentral 1 Credit Union Aldergrove Credit Union Bulkley Valley Credit Union CCEC Credit Union Columbia Valley Credit Union Compensation Employees Credit Union Creston & District Credit Union Cumberland & District Credit Union East Kootenay Community Credit Union Enderby & District Credit Union First Credit Union First West Credit Union Fisgard Capital Corporation Grand Forks District Savings Credit Union Greater Vancouver Community Credit Union Gulf and Fraser Credit Union Heritage Credit Union Integris Credit Union Khalsa Credit Union Kootenay Savings Credit Union Ladysmith & District Credit Union Lake View Credit Union Mount Lehman Credit Union Nelson & District Credit Union Northern Savings Credit Union North Peace Savings Credit Union Osoyoos Credit Union Revelstoke Credit Union Salmon Arm Savings Credit endent's Register / Registre du XXXXXXXXXXXXXXXX1 of 9

CREDIT UNIONS / CREDIT UNION ET CAISSES POPULAIRES (cont) Sharons Credit Union Spruce Credit Union Summerland & District Credit Union Sunshine Coast Credit Union Union Bay Credit Union V.P. Credit Union Vancouver Firefighters Credit Union VantageOne Credit Union Williams Lake Credit UnionBLUESHORE FINANCIAL CREDIT UNIONCOAST CAPITAL SAVINGS CREDIT UNIONCOASTAL COMMUNITY CREDIT UNIONCONNECT FIRST CREDIT UNION LTD.FIRST ONTARIO CREDIT UNION LIMITEDINTERIOR SAVINGS CREDIT UNIONPROSPERA CREDIT UNIONVANCOUVER CITY SAVINGS CREDIT UNIONLIFE INSURANCE COMPANIES / COMPAGNIES D'ASSURANCEASSUMPTION MUTUAL LIFE INSURANCE COMPANYBMO LIFE ASSURANCE COMPANYTHE CANADA LIFE ASSURANCE COMPANYCO-OPERATORS LIFE INSURANCE COMPANYCUMIS LIFE INSURANCE COMPANYDESJARDINS FINANCIAL SECURITY LIFE ASSURANCE COMPANYDESJARDINS INSURANCETHE EMPIRE LIFE INSURANCE COMPANYTHE EQUITABLE LIFE INSURANCE COMPANY OF CANADATHE GREAT-WEST LIFE ASSURANCE COMPANYINDUSTRIAL ALLIANCE INSURANCE AND FINANCIAL SERVICES INC.IVARILA CAPITALE CIVIL SERVICES INSURER INC.LONDON LIFE INSURANCE COMPANYTHE MANUFACTURER'S LIFE INSURANCE COMPANY (Manulife Financial)PRIMERICA LIFE INSURANCE COMPANY OF CANADARBC LIFE INSURANCESSQ, LIFE INSURANCE COMPANY INCSUN LIFE ASSURANCE COMPANY OF CANADATHE STANDARD LIFE ASSURANCE COMPANY OF CANADATHE WAWANESA LIFE INSURANCE COMPANYTRUST COMPANIES / SOCIETE DE FIDUCIEBANK OF NOVA SCOTIA TRUST CO. (SCOTIA TRUST) 1832 Asset Management L.P. MD Financial ManagementSuperintendent's Register / Registre du RVXXXXXXXXXXXXXXXXXXXLIF/FRVXXX2 of 9

TRUST COMPANIES / SOCIETE DE FIDUCIE (cont) Scotia Capital Inc. Scotia Securities Inc. ScotiabankBMO TRUST COMPANY Bank of Montreal BMO GRS BMO Private Investment Counsel Inc. BMO InvestorLine Inc. BMO Investments Inc. BMO Nesbitt Burns Inc.B2B TRUSTCO AGF Group of Funds B2B Bank B2B Bank Financial Services Inc. B2B Bank Intermediary Services Inc. B2B Bank Securities Services Inc. Counsel Portfolio Services Inc. Investors Group Financial Services Inc. Investors Group Securities Mackenzie Financial Corporation PFSL Fund Management Ltd. Quadrus Investment Services Ltd.THE CANADA TRUST COMPANY Canadian ShareOwner Investments Inc. IPC Investment Corporation Manulife Bank of Canada Peak Investments Services Inc. Peak Securities Inc. TD Asset Management Inc. (TD Mutual Funds) TD Bank (TD Employee Future Builder) TD Bank (TD Canada Trust) TD Waterhouse (Canada) Inc. TD Waterhouse Private TrustCANADIAN WESTERN TRUST COMPANY Adroit Investment Management Agora Dealer Services Corp. Assante Capital Management Ltd. Assante Financial Management Ltd. ATB Securities Inc. Benflex Canadian Western Trust Company CGS Canoe Financial LP Carte Wealth Management Inc.Superintendent's Register / Registre du XXXXXXXXXX3 of 9

TRUST COMPANIES / SOCIETE DE FIDUCIE (cont) CI Investments Inc. CI Investment Services Inc. Credential Asset Management Credential Qtrade Securities Inc. Haywood Securities Inc. Leede Jones Gable Inc. Morneau Shepell Ltd Odlum Brown Limited Open Access Limited Portfolio Strategies Securities Inc. Qtrade Asset Management Qustrade Inc. Raymond James Ltd. RKL/CWT Steadyhand Investment Funds Inc. The Canadian Conference of Mennonite Brethren Church of North America Trinity Western University Worldsource Financial Management Inc.CENTRAL 1 TRUST COMPANY Adjala Credit Union Bancorp Financial Cannect Mic Copper Pacific Copperfin Credit Union First Circle Financial Services Ltd. Health Care Credit Union Italian Canadian Savings & Credit Union Mainstreet Credit Union Limited Moya Financial Credit Union Limited United Employees Credit UnionCIBC MELLON TRUST COMPANY Cidel Asset Management Inc. Foyston, Gordon & Payne Inc. Highstreet Asset Management Inc. Leith Wheeler Investment Counsel Ltd. Lincluden Management Limited McCain Foods Limited NCM Asset Management Ltd. PenderFund Capital Management Ltd. Portland Investment Counsel Inc. Purpose Investments Inc. Seymour Investment Management Ltd. The Manufacturers Life Insurance Company Tradex Management Inc.Superintendent's Register / Registre du XXXXXXXXXXXXXX4 of 9

TRUST COMPANIES / SOCIETE DE FIDUCIE (cont)CIBC TRUST CORPORATION CIBC Investor Services Inc. CIBC Securities Inc. CIBC Personal Portfolio Services CIBC Wood Gundy Simplii Financial Renaissance Investments Questrade Inc.CITADEL TRUST COMPANYCOMMUNITY TRUST COMPANY Questrade Inc.COMPUTERSHARE TRUST COMPANY OF CANADA Caldwell Securities Limited Canaccord Genuity Corp. Cormark Securities Credential Qtrade Securities Inc. Edward Jones Excel Private Wealth Fidelity Investments Global Securities Corporation Keybase Financial Group Inc. Ninepoint Partners LP PI Financial Corp. Peters & Co. Limited Portfolio Strategies Corporation RF Securities Clearing LP Sterling Mutuals Inc. Stone & Co. Limited Stone Investment Group Limited Wolverton Securities Ltd.CONCENTRA TRUST Alterna Bank Alterna Savings Belay Wealth Inc. Concentra Bank Crocus Investment Fund Diamond North First Nations Bank of Canada Golden Opportunities Fund Inc. GrowthWorks-Matrix League Savings & Mortage Company MWCN Northwest & Ethical InvestmnetsSuperintendent's Register / Registre du XXXXXX5 of 9

TRUST COMPANIES / SOCIETE DE FIDUCIE (cont) Penderfund Capital Management Ltd. SaskWorks Venture Fund Inc. Tangerine Investment Funds LimitedCredit Union RSP & RIF 1st Choice Savings & Credit Union Ltd. Accent Credit Union Access Credit Union Limited Achieva Financial Affinity Credit Union Amaranth Credit Union Assiniboine Credit Union Belgian Alliance Credit Union Cambrian Credit Union Limited Carpathia Credit Union Limited Casera Credit Union Limited Caisse Populaire Groupe Financier Ltee Churchbridge Credit Union Compass Credit Union Limited Conexus Credit Union Connect First Credit Union Ltd. Cornerstone Credit Union Financial Group Crossroads Credit Union Easternedge Credit Union Firstontario Credit Union Flin Flon Credit Union Limited Foam Lake Savings & Credit Union Ltd. Fusion Credit Union Limited Kindred Credit Union Limited Lafleche Credit Union Ltd. Newfoundland & Labrador Credit Union Ltd. Niverville Credit Union Ltd. North Valley Credit Union Nova Scotia Teachers Credit Union O/A Teachers Plus Credit Union Noventis Credit Union Outlook Financial Prairie Centre Credit Union (2006) Ltd Prairie Pride Rapport Credit Union Limited Rosenort Credit Union Limited St Gregor Credit Union Steinbach Credit Union Limited Stride Credit Union Limited Sunova Credit UnionSuperintendent's Register / Registre du XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX6 of 9

TRUST COMPANIES / SOCIETE DE FIDUCIE (cont) SunRise Credit Union Swan Valley Credit Union Limited Synergy Credit Union Ltd. Westoba Credit Union Limited Winnipeg Police Credit Union LimitedDESJARDINS TRUST INC. Desjardins Financial Security Investments Inc. Desjardins Funds and Guaranteed Investment Desjardins Securities Inc.TSX TRUST COMPANY Fidelity Clearing Canada ULCHOME TRUST COMPANYHSBC TRUST COMPANY (CANADA) HSBC Investment (Canada) Ltd. HSBC Investment Funds (Canada) Inc. HSBC Pooled Funds Life Income Fund (1060) HSBC Premier Wealth Planning HSBC Securities (Canada) Inc. HSBC World SelectionINDUSTRIAL ALLIANCE TRUST INC. FundEX Investments Inc. IA Clarington Investments Inc. iA Private Wealth Inc. Investia Financial Services Inc.INVESTORS GROUP TRUST CO. LTD. Investors Group Financial Services Inc. London Life Insurance Company Quadrus Investment Services Ltd.LBC TRUST Laurentian Bank of Canada Laurentian Bank Securities Return on Inovation Fund Inc.MANULIFE TRUST COMPANY Manulife Asset Management Limited Manulife Private Wealth Manulife Securities Incorporated Manulife Securities Investment Services Inc. MICA Capital IncNATCAN TRUST COMPANY National Bank Financial Inc. National Bank Direct Brokerage Inc. National Bank Investments Inc. National Bank of CanadaSuperintendent's Register / Registre du XXXXXXX7 of 9

TRUST COMPANIES / SOCIETE DE FIDUCIE (cont) National Bank Trust Inc./Private Investment ManagementOLYMPIA TRUST COMPANYPEACE HILLS TRUST COMPANYTHE ROYAL TRUST COMPANY Arrow Capital Management Inc. Beutel Goodman & Company Limited BMG Management Services Inc. Burgundy Asset Management Ltd. Connor, Clark & Lunn Private Capital Ltd. Duncan Ross Associates Ltd. EdgePoint Wealth Management Inc. Empire Life Mutual Funds Fiera Capital Corporation Fiera Capital Corporation (imaxxFunds) Franklin Templeton Investments Corporation Galibier Capital Mangement Ltd Global Growth Assets Inc. Gluskin Sheff & Associates Inc. Guardian Partners Inc. I.A. Michael Investment Counsel Ltd. Invesco Canada Ltd. Letko Brosseau & Associates Inc. Marval Capital Ltd. Mawer Investment Management Ltd. Montrusco Bolton Investments Inc. Nexus Investment Management Inc. QV Investors Inc. Phillips, Hager & North Investment Management Ltd. RBC Global Asset Management Inc. RBC Investor Services Trust RBC Direct Investing Inc. RBC Dominion Securities Inc. RBC Structured Notes RBC Phillips, Hager & North Investment Counsel Inc. RBC Private Counsel (USA) Inc. Research Capital Corporation Royal Bank of Canada Royal Trust Corporation of Canada SEI Investments Canada Company SLGI Asset Management Inc. Starlight Investments Capital LP UBS Bank (Canada)Superintendent's Register / Registre du XXXXXXX8 of 9

TRUST COMPANIES / SOCIETE DE FIDUCIE (cont) Value Partners Investment Inc. Yorkville Asset Management Inc.STATE STREET TRUST COMPANY CANADA Russell InvestmentsSUN LIFE FINANCIAL TRUST INC. CI Investments Inc. Income Master Sun Life Assurance Company of Canada Sun Life Financial Investment Services (Canada) Inc. Sun Spectrum Superflex SunWise EliteWESTERN PACIFIC TRUST COMPANYOTHER / AUTRE Knights of ColumbusSuperintendent's Register / Registre du XXXLIRA/CRILIF/FRVX9 of 9

co-operators life insurance company x x cumis life insurance company x x desjardins financial security life assurance company x x desjardins insurance x the empire life insurance company x x the equitable life insurance company of canada x x the great-west life assurance company x x industrial alliance insurance and financial services inc. x x .