Annexure A: Financial Services Necessary To Maintain The Functioning Of .

Transcription

ANNEXURE A: FINANCIAL SERVICES NECESSARY TO MAINTAIN THE FUNCTIONING OF THE JSEAuthorised users of the JSE (including brokers, banks, including trading and clearing members)1. 28 Degrees South Capital (Pty) Ltd2. ABSA Bank Ltd3. ABSA Capital Securities (Pty) Ltd4. ABSA Stockbrokers and Portfolio Management (Pty) Ltd5. Afgri Operations Ltd6. Afrifocus Securities (Pty) Ltd7. AG Institutional Brokers (Pty) Ltd8. Agricultural Services Corp Ltd9. Allem Brothers (Pty) Ltd10. Alpha Derivatives CC11. Anchor Stockbrokers (Pty) Ltd12. Anglorand Securities Ltd13. Applied Derivatives (Pty) Ltd14. Argon Securities (Pty) Ltd15. Arqaam Capital South Africa (Pty) Ltd16. Atisa Securities (Pty) Ltd17. Avior Capital Markets (Pty) Ltd18. Bester Derivative Trading (Pty) Ltd19. Bester Feed & Grain (Pty) Ltd20. BGC SA Financial Brokers (Pty) Ltd21. BNK Agriculture Ltd22. Boland Agri (Edms) Bpk23. BP Bernstein (Pty) Ltd24. Brent Trading (Pty) Ltd25. Brisen Financial Services (Pty) Ltd26. Bsec Derivative Brokers (Pty) Ltd27. BUI Medical & Technology Suppliers (Pty) Ltd28. BVG Commodities (Pty) Ltd29. Cargill RSA (Pty) Ltd30. Cazenove South Africa (Pty) Ltd31. Cirrus Securities (Proprietary) Limited32. Citibank N.A. South Africa33. Citigroup Global Markets (Pty) Ltd34. CJS Securities (Pty) Ltd35. Computershare Outsourcing (Pty) Ltd36. Constellation Capital (Pty) Ltd37. Corn International (Pty) Ltd38. Coronation Asset Management (Pty) Ltd39. Cratos Derivatives (Pty) Ltd40. Cratos Institutional (Pty) Ltd

2 73.74.75.76.77.78.79.80.81.82.83.CRK Agriculture LtdDerived Market Investment & Planning (Pty) LtdDeutsche Bank AG Johannesburg BranchDeutsche Securities (Pty) LtdDHJ Grain Brokers (Pty) LtdDWT Securities (Pty) LtdEskom Pension and Provident FundFFO Securities (Pty) LtdFixnetix LtdFNB Stockbroking and Portfolio Management (Pty) LtdFoord Asset Management (Pty) LtdF-Wise Capital (Pty) LtdGL Trade South Africa Pty LtdGroCapital Broking Services (Pty) LtdGWK Trading (Pty) LtdHSBC Bank PLc Johannesburg BranchHSBC Securities (South Africa) (Pty) LtdICAP Securities South Africa (Pty) LtdIJG Securities (Pty) LtdIndependent Securities (Pty) LtdIntrepid Capital (Pty) LtdInvestec Bank LimitedInvestec Markets (Pty) LtdIRESS Financial Markets (Pty) LtdJP Morgan Chase Bank, N.A. Johannesburg BranchJP Morgan Equities South Africa (Pty) LtdKaon Capital (Pty) LtdKhumo Securities (Pty) LtdLefika Securities (Pty) LtdLegae Peresec (Pty) LtdLegae Peresec Derivatives (Pty) LtdMacquarie Securities South Africa LtdMCI Consultants (Pty) LtdMergence Africa Capital (Pty) LtdMerrill Lynch South Africa (Pty) LtdMGK Bedryfsmaatskappy (Edms) BpkMKB Moorreesburgse KoringboereMomentum Securities (Pty) LtdNavigare Securities (Pty) LtdNed Settle Services (Pty) LtdNedbank LimitedNedgroup Private Wealth Stockbrokers (Pty) LtdNedgroup Securities (Pty) Ltd

3 Page84. Noah Capital Markets (Pty) Ltd85. NTK86. NVest Securities (Pty) Ltd87. NWK Ltd88. Oakleaf Capital (Pty) Ltd89. Old Mutual Life Assurance Co SA Limited90. Oos-Kaap Boerdery & Graanhandelaars (Edms) Bpk91. Options Technology Limited92. Philippus de Witt (Pty) Ltd93. Pico Global Ltd94. Prescient Securities (Pty) Ltd95. PSG Securities Ltd96. Rand Merchant Bank, a Division of FirstRand Bank Limited97. Rencap Securities (Pty) Ltd98. Ridgecape Capital (Pty) Ltd99. RMB Morgan Stanley (Pty) Ltd100. RMB Securities (Pty) Ltd101. RMB Stockbroking Operations (Pty) Ltd102. Robinson Mulder de Waal Financial Services (Pty) Ltd103. Russellstone Group (Pty) Ltd104. Russellstone International (Pty) Ltd105. SA Derivatives (Pty) Ltd106. SA Stockbrokers (Pty) Ltd107. Sanlam Investment Management (Pty) Ltd108. Sanlam Private Wealth (Pty) Ltd109. Sanlam Securities (Pty) Ltd110. Sasfin Securities (Pty) Ltd111. SBG Securities (Pty) Ltd112. Schoeman Boerdery113. Sentraal-Suid Koop114. Senwes Graanmakelaars (Pty) Ltd115. Senwes Ltd116. Sigma Option Writers (Pty) Ltd117. Sinayo Securities (Pty) Ltd118. Siyanda Capital (Pty) Ltd119. Societe Generale Johannesburg Branch120. Standard Chartered Bank Johannesburg Branch121. STANLIB Asset Management (Pty) Ltd122. Suidwes Landbou (edms) Bpk123. Suidwes Makelary (Pty) Ltd124. Sygnia Securities (Pty) Ltd125. Taquanta Securities (Pty) Ltd126. The Standard Bank of South Africa Limited

4 8.139.140.Thebe Stockbroking (Pty) LtdTradition Government Bond Brokers & Derivatives Brokers (Pty) LtdTribe Capital (Pty) LtdTuinroete AgriTWK Agriculture LtdUBS South Africa (Pty) LtdUnigrain Trading (Pty) LtdVanguard Derivatives (Pty) LtdVKB Graan (Pty) LtdVorlon (Pty) LtdVrystaat Kooperasie BpkVunani Securities (Pty) LtdWPK Agriculture LtdZargoscape (Pty) LtdCentral Securities Depository Participant (CSDP)1. ABSA2. Citibank3. Standard Bank4. Standard Chartered5. First National Bank6. Link7. Computershare8. Nedbank9. South African Reserve Bank10. EskomClearing Members1. ABSA2. Standard Bank3. Rand Merchant Bank4. Nedbank5. JP Morgan6. Merril Lynch7. Societe Generale8. InvestecSecurities Lending Desks1. ABSA Bank Ltd2. AG Capital (Pty) Ltd3. Axon/ORG4. Investec Bank Ltd5. HSBC6. Navigare

5 Page7.8.9.10.11.12.13.Nedbank LtdOptimize Financial ServicesRand Merchant Bank, a division of FirstRand Bank LtdSanlam Investment ManagementSygnia Securities.The Standard Bank of South Africa LimitedZarclear Securities Lending (Pty) LtdCentral Securities Depository1. StrateCentral Bank Payment System1. ARB Samos2. PASATrading and Clearing Software Providers1. MCI2. FIS Global3. Options IT4. Pico Global5. IRESS6. DMA7. MTN8. RMB9. Internet Solutions10. IBM11. Nedbank12. Liquid Telecom13. EOH14. BUI15. Fixnetix16. Estuary17. Agribase18. Diro19. Bloomberg20. Fidessa21. STT22. Synthesis Technologies23. Refinitive24. ITIVITI25. Cortical SystemsEntities listed on the JSE, in respect of capital raising and transactions

6 PageEntities that publish announcements for listed companies1. INCE2. Bastion3. Studio 54. Max Communication5. Purple Frog6. HKLM7. Wounded Buffalo8. Maxx9. Green Grass DesignData Vendors1. Bloomberg Finance L.P.2. Refinitiv3. IRESS South Africa Pty Ltd4. Factset Research Systems Inc5. Morningstar Real-Time Data Limited6. Infront SA7. FIS Financial Systems (France) SAS8. MCI Consultants (Pty) Ltd9. Profile Data Technology (Pty) Ltd10. Sharenet (Pty) Ltd11. IG Markets South Africa (Pty) Ltd12. QuickTrade (Pty) Ltd13. First World Trader (Pty) Ltd14. New Age Investments (Pty) Ltd t/a PDSnet15. SCM DMA (Pty) Ltd (old Saxo Capital Markets South Africa(Pty) Ltd)16. Fixnetix Ltd17. Timbukone (Pty) Ltd18. Equity RT19. Estuary Solutions (Pty) Ltd20. InvestorData (Pty) Ltd21. BVG Commodities (Pty) Ltd22. BT Communications Services South Africa (Pty) Ltd23. Dunamis Financial Services (Pty) Ltd t/a Share DirectData Clients1. SBG Securities (Pty) Ltd2. Investec Securities (Pty) Ltd3. Satrix Managers (RF) (Pty) Ltd4. Nedbank Group Limited5. PSG Securities Ltd6. Nedgroup Private Wealth Stockbrokers (Pty) Ltd

7 3.24.25.Velocity Trade Capital (Pty) LtdLegae Peresec (Pty) Ltd (old Peregrine Equities (Pty) Ltd)FNB Stockbroking and Portfolio Management (Pty) Ltd (old FNB Securities (Pty) Ltd)Momentum Securities (Pty) LtdThebe Stockbroking (Pty) LtdAfrifocus Securities (Pty) LtdAbsa Stockbrokers and Portfolio Management (Pty) LtdSanlam Investment Management (Pty) Ltd (a division of Sanlam life)SA Stockbrokers (Pty) LtdF-Wise Capital (Pty) LtdYEBOYETHU(RF) LIMITEDBsec Derivative Brokers (Pty) LtdSenwes LtdUnigrain Trading (Pty) LtdAfgri Operations LtdSuidwes Landbou (Edms) BpkBester Derivative Trading (Pty) LtdBester Feed & Grain (Pty) LtdRussellstone Group t/a Grainvest FuturesSponsors and Designated Sponsors1. ABSA Capital2. Arbor Capital Sponsors (Pty) Ltd3. Bravura Capital (Proprietary) Limited4. Bridge Capital Advisors (Pty) Ltd5. Dea-Ru Proprietary Limited6. Deloitte & Touche Sponsor Services (Pty) Ltd7. Exchange Sponsors (2008)(Pty) Ltd8. Grindrod Bank Limited9. Investec Bank Limited10. Java Capital Trustees & Sponsors Pty Ltd11. JP Morgan Equities South Africa (Pty) Ltd12. KPMG Services Proprietary Limited13. Merchantec Capital14. Merrill Lynch Sa (Pty) Limited15. Mettle Specialised Finance (Pty) Ltd16. National Treasury (Republic Of Sa17. Nedbank Capital A Division Of Nedbank Limited18. Nedbank Corporate & Investment Banking (A Division Of Nedbank Ltd)19. Nodus Capital (Pty) Ltd20. One Capital Sponsor Services (Proprietary) Ltd21. Pallidus Capital Proprietary Limited22. Pricewaterhousecoopers Corporate Finance (Pty) Ltd

8 8.39.40.PSG Capital (Pty) LtdPSG Capital (Pty) LtdQuestco (Pty) Ltd / Questco Corporate Advisory (Pty) LtdQuestco (Pty) Ltd / Questco Corporate Advisory (Pty) LtdRand Merchant BankRand Merchant Bank Corporate Finance DivisionRedinkcapital (Pty) LtdRencap Securities (Pty) LimitedRiver Capital Partners (Pty) LtdRothschild (South Africa) (Pty) LtdSanlam Capital Markets (Pty) LtdSasfin Bank LtdSasfin Capital Proprietary LimitedStandard Bank Of SA LtdTamela Holdings Proprietary LimitedTrans-Caledon Tunnel Authority (Tcta)UBS South Africa (Pty) LtdVunani Sponsors (Pty) LtdSilo Owners1. AFGRI Operations Limited2. Allem Brothers (Pty) Ltd3. Bester Feed And Grain (Pty) Ltd4. BKB Beperk5. GWK Limited6. Kaap Agri Beprek Bpk7. Keystone Milling Pty Ltd8. NWK Limited9. Oos-Vrystaat Kaap Operations10. Overberg Agri Bedrywe (Pty) Ltf11. Schoeman Boerdery (Edms) Bpk12. Sentraal-Suid Koop Bpk13. Senwes Ltd14. Suidwes Landbou (Edms) Bpk15. TWK Agri (Pty) Ltd16. VKB Landbou (Edms) BpkGrain Storage Inspectors and Collateral Managers1. Bureau Veritas Testing and Inspections2. Collateral Management International3. Drum Commodities Ltd4. Commodity Inspections Group (CIG)5. Grain Training Institute6. SGS South Africa (Pty) Ltd

9 PageFund Administrators and Fund Services1. Curo2. Maitland3. Prescient4. Risk Café5. Sanne6. RealfinBuy side (including asset managers, financial service providers, pension and hedge funds) https://www.asisa.org.za/about-us/membership/ List-Regulated-Entities-Persons.aspxNetwork Service Providers1. Business Connexion (BCX)2. BT Communication Services3. Dark Fibre Africa4. EOH Network Solutions5. Internet Solutions6. Metrofibre Networx7. Liquid Telecom8. Vodacom SAEssential JSE Vendors1. Lorge2. STT3. MTS4. ServiceNow5. Rogerwilco6. Fixnetix7. BCX8. Dimension Data9. Deloitte10. Performanta11. EchoSP12. Commvault13. First Tech14. Ubusha15. Oracle16. Blue Turtle17. Nexio18. Aptronics19. Millinium IT

10 P a g 6.37.38.39.40.41.42.43.44.45.EOHDatacentrixIBM South AfricaInternet SolutionsGoldenSourceMicrosoftNasdaqMint GroupRefinitivMCIDDIAPBSESCLawTrustDRSMelco LiftsTempest FireServest CleaningBurgess PlumbingChill Out ServicesICASDiscoveryLexus NexusCorpconnectSageG-Pay

4. Factset Research Systems Inc 5. Morningstar Real-Time Data Limited 6. Infront SA 7. FIS Financial Systems (France) SAS 8. MCI Consultants (Pty) Ltd 9. Profile Data Technology (Pty) Ltd 10. Sharenet (Pty) Ltd 11. IG Markets South Africa (Pty) Ltd 12. QuickTrade (Pty) Ltd 13. First World Trader (Pty) Ltd 14. New Age Investments (Pty) Ltd t/a .