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OFFICE OF TECHNOLOGYREQUIREMENTSJustin McAllisterCFO – WV Office of TechnologyHope FoutEnterprise Service Manager– WV Office of TechnologyDepartment of Administration

Why does OT review IT Procurements? To abide by the following Statutes:– W.Va. Code §5A-6-4(a)(3)– W.Va. Code §5A-6B-1,et seq. To identify opportunities for standardization and a unified approachto information technology across state government To evaluate operational efficiencies To leverage enterprise solutions when possible To ensure safeguarding of information systems, sensitive andrestricted data, and communications infrastructures To ensure tax dollars are being spent wisely2

What is the internal OT process for CTO Requests?When an Agency initiates a request, the CTO Review Administratordetermines the appropriate technical unit within the Office of Technology toperform the review. Requests are often reviewed by more than one technicalunit, depending on the nature and complexity.Technical Units include: Enterprise Data Storage Solutions Application Development, IT Services, and Software Networking and Telecommunications Security, Privacy, and Antivirus Initiatives Client Services and Desktop SupportUpon completion of the technical review/s, the CTO evaluates therecommendation/s, makes a final determination, and issues an approval ordenial of the Agency’s request.3

Recent Policy Changes Created a new CTO-19-001 Policy referenced in the Purchasing Handbook- issued-by-the-cto.aspx Implemented internal process changes within the Office of Technology Implemented Email acknowledgments from theConsulting Services mailboxwith OT Tracking # added Implemented changes forprocurements that are less than 2,500 Procurement Implemented changes forContract Renewals for futureyears4

CTO Process OverviewTechnology purchases generally refers to hardware, software, and services (includingprofessional services) implemented on or connected to the State’s network. When anAgency is considering a technology purchase of any value, the Agency must requestreview and approval of the proposed procurement from the Office of Technology.Requests are made electronically, and processed by the CTO ReviewAdministrator. Requests are processed by the date received from oldest to newest.Expedited requests take precedent.Types of CTO requests: Less than 2,500.00 Expedited CTO Requests (RFP, RFQ, RFI, Change Requests) Contract Renewals Telecommunication Waivers Statewide Contracts Other5

What should you send to OT for CTO Requests? Description (What do you need?)Justification (Why do you need it?)Estimated Cost (How much it will cost?)Will it be replacing something already in place or will it be a new addition?Specification Documents (if applicable)Where will equipment be located? (if applicable)Oasis number (if applicable)If Expedited, additional data will be needed (see subsequent slides)6

Procurements under 2,500.00Non-Software Technology Procurements under 2,500.00 Non-Software Technology procurements under 2,500.00 are pre-approved for purchase and do not require a CTOapproval memo unless referenced in the list below:– Hardware (Not previously provided in Office of Technology Bill of Material (BOM)) Routers Wireless Access Points Ethernet Switches VoIP Phones/Equipment Circuits PCs and Tablets that are not on the IP19 Statewide contract– Technology Statewide Contract Purchases will still require 3rd party approval (if applicable)Software Technology Procurements under 2,500.00 The only software items under 2,500.00 that are pre-approved and do not require CTO approval memo are referencedbelow:– Adobe DC PDF– Nuance PDFRemoveable Media If you are purchasing removeable media under the 2,500.00 threshold it will not require CTO approval. However, youwill need to work with your Agency Privacy Officer, the State Privacy Office, and the OT Security Office when applicable.Removeable Media must have a privacy impact assessment (PIA).7

Expedited RequestsThe intent of the expedite review is to provide agencies a mechanism to indicate atime-sensitive procurement as the result of a legitimate business need. For timesensitive requests, an Agency may request expedited review for an additional charge.The requesting agency head must approve expedited requests. An Email chain isacceptable.The following review types are NOT authorized for expedited review.– Request for Proposals (RFPs) at the concept stage– Request for Proposals (RFPs) at the release stage– Contract Renewals8

Expedited Requests (Cont)An expedited review request must be sent to the ConsultingServices@wv.gov Email addresswith the subject line of “Expedite Request” and marked as high importance. In the Emailrequest, provide specification documents and detailed business justification in accordance withthe criteria outlined below:- Detailed explanation of the funding source impact to the agency.Estimated Cost of procurementFund source type (General Revenue, Special Revenue, Grants, etc.)If funds are expiring, provide expiration date(s).Additional details, as necessary.- Significant Operational Impact.Detailed explanation of the operational impact to the agency.Explanation of the urgency and scope of anticipated or actual impact.Timeline of existing or anticipated operational impact.Additional details, as necessary.9

CTO Requests (RFP)Request for Proposal (RFP) Concept Stage - At concept stage the Agency must submit an overview and justification ofthe desired RFP to the ConsultingServices@wv.gov Email address with the subject line of“RFP Concept Stage: Description of Request”. At this stage of procurement, the Officeof Technology is reviewing the request to ensure alignment with the strategic initiatives.Agency contact will receive an approval memo from the Office of Technology via Email sothey can move forward with the procurement. Release Stage - At release stage the Agency must submit the RFP solicitation withestimated costs to the ConsultingServices@wv.gov Email address with the subject line of“RFP Release Stage: Description of Request”. At this stage of procurement, the Officeof Technology is ensuring the solicitation aligns with the concept. Agency contact willreceive an approval memo form the Office of Technology via Email so they can moveforward with the procurement. Award Stage - At award stage the Agency must submit all award documentation to theConsultingServices@wv.gov Email address with the subject line of “RFP Award Stage:Description of Request”. At this stage or procurement, the Office of Technology isvalidating strategic alignment and cost. Agency contact will receive an approval memo fromthe Office of Technology via Email so they move forward with the procurement.10

CTO Requests (RFQ)Request for Quote (RFQ) Release Stage - At release stage the Agency must submit the RFQ solicitation withestimated costs to the ConsultingServices@wv.gov Email address with the subject lineof “RFQ Release Stage: Description of Request”. At this stage of procurement, theOffice of Technology is ensuring strategic alignment. Agency contact will receive anapproval memo form the Office of Technology via Email so they can move forward withthe procurement. Award Stage - At award stage the Agency must submit all award documentation to theConsultingServices@wv.gov Email address with the subject line of “RFQ AwardStage: Description of Request”. At this stage or procurement, the Office ofTechnology is validating strategic alignment and cost. Agency contact will receive anapproval memo from the Office of Technology via Email so they move forward with theprocurement.11

CTO Requests (RFI)Request for Information (RFI) At concept stage the Agency must submit an overview and justification of the desiredRFI to the ConsultingServices@wv.gov Email address with the subject line of “RFIConcept Stage: Description of Request” . At this stage of procurement, the Office ofTechnology is reviewing the request to ensure alignment with the strategic initiatives.Agency contact will receive an approval memo from the Office of Technology via Emailso they can move forward with the procurement.12

Contract RenewalsAt Contract Renewal the Agency must submit all renewal documentation to theConsultingServices@wv.gov Email address with the subject line of “ContractRenewal: Description of Request”. At this stage of procurement, the Office ofTechnology is validating strategic alignment and cost. Agency contact will receive anapproval memo from the Office of Technology via Email so they move forward with theprocurement. Contract Renewals will be approved for the initial contract plus all optional years.A new request will not be required in subsequent years unless noted on the initialMemo or if the contract renewal somehow alters the technical specifications orprice of the original procurement effort. Contract Approvals approved prior to September 1, 2019The next renewal will need to come through the process to obtain approval for theremainder of the contract. Contract Renewals will be Audited as needed.13

Change OrdersContract Changes Changes to an existing contract that alters the technical specifications or price ofthe original procurement requires the Agency to submit documentation to theConsultingServices@wv.gov Email address with the subject line of “ChangeOrder: Description of Request”. At this stage of procurement, the Office ofTechnology is validating strategic alignment and cost. Agency contact willreceive an approval memo from the Office of Technology via Email so they moveforward with the procurementContract Reassignments CTO approval is not needed for contract reassignments necessitated by a nameand/or other administrative change, such as funding or address changes.14

Telecommunication WaiversTelecommunications Waiver Process Per W.Va. Code §5A-7-1,et seq, the IS&C Division, reporting to the CTO, isresponsible for the payment of uncontested invoices for telecommunicationsservices Provided, That the service is provided under a statewide contract. An Agency desiring an exemption from the WVOT’s ordering and billing services’authority may make a written request, with sufficient justification, for review andapproval. These requests should be sent to Consulting.Services@wv.gov. NOTE: A Telecommunications Services Ordering/Billing waiver does notconstitute a waiver from any Statewide Contract, as that authority is held by theCentral Purchasing Division. In addition, these waivers are not to be confusedwith CTO review and approval for the requisition of telecommunication services. The provisions of this article do not apply to the Legislature or the Judiciary.15

Statewide ContractsThe following Statewide Contracts require Office of Technology Approval via 3rd partyapproval in OASIS. For ordering instructions and attachments, ault.html and click on the link in theContract column for the respective contracts. IP19 - Desktop and Laptop Computers and MonitorsDIGICOP - Digital Copiers (Lease or Purchase of Multi-FunctionCopiers)MAILMCHN - Digital Mailing Machine SystemsITCONSULT - Information Technology & Advisory Services provided byGartner16