Transcription
BULKYDOCUMENT(FILED ON PAPER-ENTIRE DOCUMENT EXCEEDS 100 PAGES)!Proceeding No.191219477I Filing!06/01/2016DateDeclaration of Ignacio V. DuranExhibit MM (Cont.)91219477
Page 100. half, has been touting the stocks. Gary Chase, an analyst with Lehman Brothers, in a research report issued Monday,sharply . LLC (57%); UNITED AIR LINES INC (55%); LEHMAN BROTHERS HOLDINGS INC (50%)688. Chicago Tribune, June 4, 2002 Tuesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg. 7,1836 words, A bond(ing) experience; A primer to get you closer to the action, By Ann Meyer. Special to the Tribune. 500 index was down 11.9 percent in 2001, the Lehman Brothers Aggregate bond index was up 8.4 percent. Indeed,. Market Index, all of which try to match the performance of the benchmark Lehman Brothers Aggregate index. Taketaxes into account In addition, .PACIFIC INVESTMENT MANAGEMENT CO (PIMCO) (70%); LEHMAN BROTHERS HOLDINGS INC (54%);T ROWE PRICE GROUP .689. Chicago Tribune, May 29, 2002 Wednesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg.2, 345 words, Confidence higher, but expectations fall, From Tribune news services. said Drew Matus, financial market economist at Lehman Brothers. Sales of existing homes increased to a seasonallyadjusted .LEHMAN BROTHERS HOLDINGS INC (53%)690. Chicago Tribune, May 22, 2002 Wednesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg.3, 4 I 2 words, Target profits climb, but retailer wary; Home Depot gain clouded by rival's, From Tribune news services. market share from Home Depot," said Alan Rifkin of Lehman Brothers. Home Depot said it opened 57 stores. 57%); NEW YORK STOCK EXCHANGE LLC (54%); LEHMAN BROTHERS HOLDINGS INC (51%)691. Chicago Tribune, May 12, 2002 Sunday, CHICAGOLAND FINAL EDITION, BUSINESS; ZONE: C;WORKING.; Pg. 5, 1145 words, In business, one dress style does not fit all; More companies are making shift back toformal attire, but casual wear still option for many, By Ann Therese Palmer. Special to the Tribune. summer. So, in March, did investment banking firm Lehman Bros. Inc. In addition to Doculabs, other Chicagocompanies with . standards, started receiving calls in January from firms such as Lehman Bros. about re-adopting traditional businessattire. "Companies are .LEHMAN BROTHERS HOLDINGS INC (83%); MERITAGE HOMES CORP (67%); .692. Chicago Tribune, May 9, 2002 Thursday, NORTH SPORTS FINAL EDITION, NEWS; ZONE: N; Pg. 1, 1356words, Their account drained, victims sue broker's employers, By Janet Kidd Stewart, Tribune staff reporter. stolen from his clients for years. The Yales learned to their horror that their Lehman Brothers account is actuallyworth 67,000. Gruttadauria eventually . wealthy Chicagoans are suing two Wall Street giants--Lehman Brothers and SG Cowen--that employedGruttadauria during what authorities say was . 2 GRAPHICPHOTO: Judith and Alan Yale are seeking restitution from Lehman Brothers and SG CowenSecurities, who employed Frank Gruttadauria. . ONE CHICAGO COUPLE Judith and Alan Yale are suing Lehman Brothers and SG Cowen, two Wall Street giantsthat employed .LEHMAN BROTHERS HOLDINGS INC (56%); HAMBRECHT & QUIST CALIFORNIA (50%)693. Chicago Tribune, May 5, 2002 Sunday, CHICAGOLAND FINAL EDITION, BUSINESS; ZONE: C; Pg. 6, 933BARCLAYS026239
Page IOIwords, Job prospects dim despite brighter outlook, By Ameet Sachdev, Tribune staff reporter. MBA programs. Several longtime recruiters at the school, such as Lehman Bros. and Bear Steams investment banks,passed up campus .694. Chicago Tribune, April 28, 2002 Sunday, CHICAGOLAND FINAL EDITION, REAL ESTATE; ZONE: C;FINANCING.; Pg. 2, 710 words, More are retiring on the house, By Marilyn Kennedy Melia. Special to the Tribune. Financial Freedom Senior Funding Corp., a subsidiary of Lehman Brothers Bank (www.financialfreedom.com). Itisn't easy to .695. Chicago Tribune, April 24, 2002 Wednesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg.I, 1156 words, Product-rollout costs bite into profit at Wrigley; Hefty increase in NiSource net, By James P. Miller,Tribune staff reporter. Tribune staff reporter Melita Marie Garza contributed to this report. an upgrade to "strong buy" from "market perform" by Lehman Brothers analyst Andrew Lazar, because of what heconsiders Wrigley's solid growth . 70%); NEW YORK STOCK EXCHANGE LLC (56%); LEHMAN BROTHERS HOLDINGS INC (56%)696. Chicago Tribune, April 15, 2002 Monday, SPORTS FINAL EDITION, BUSINESS; ZONE: CN; Pg. 2, 683words, Israel's investment climate cloudy; Warfare, threat of sanctions spoil business growth, By Amy Teibel, DowJones News Service, JERUSALEM. business activities, said Toby Fischbein, an analyst with Lehman Brothers. Every Israeli firm has employees doingreserve duty as .LEHMAN BROTHERS HOLDINGS INC (58%)697. Chicago Tribune, April 14, 2002 Sunday, CHICAGOLAND FINAL EDITION, BUSINESS; ZONE: C; Pg. I,1580 words, New CEO to fashion trimmer Hartmarx; Shareholders want suitmaker's profits altered, By SusanChandler, Tribune staff reporter. long last. In March, investment banking firm Lehman Brothers brought back its "formal" dress code, which requiresmale .698. Chicago Tribune, April 11, 2002 Thursday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; THETICKER.; Pg. 2, 166 words, WALL STREET: Conflict-of-interest inquiry broadened, From Tribune news services,ALBANY, N.Y . Bear Steams Co. The Wall Street Journal reported that Lehman Brothers Holdings Inc. and Lazard Freres & Co.were also among the firms .MERRILL LYNCH & CO INC (94%); LEHMAN BROTHERS HOLDINGS INC (83%); GOLDMAN SACHSGROUP INC ( .699. Chicago Tribune, April 8, 2002 Monday, SPORTS FINAL EDITION, INVESTING; ZONE: CN; Pg. 2, 851words, With regulations on horizon, analysts look toward reform, Reuters, NEW YORK. prohibitions on stock ownership of covered companies. Recently, Lehman Brothers analysts provided a strikingexample of the new sensitivity .MERRILL LYNCH & CO INC (91 %); LEHMAN BROTHERS HOLDINGS INC (84%); ENRON CREDITORSRECOVERY CORP ( .700. Chicago Tribune, April 8, 2002 Monday, SPORTS FINAL EDITION, NEWS; ZONE: CN; Pg. 8, 571 words,BARCLAYS026240
Page 102Suit accuses firms of fraud in Enron case; Shareholders claim Wall Street giants played key roles, By David S.Hilzenrath and Peter Behr, The Washington Post, WASHINGTON. Inc., Bank of America Corp., Merrill Lynch & Co. and Lehman Brothers Holding Inc. A Merrill Lynch spokesmansaid . AMERICA CORP (91%); KIRKLAND & ELLIS LLP (90%); LEHMAN BROTHERS HOLDINGS INC (84%);MILBERG LLP (84%); CREDIT .70 I. Chicago Tribune, April 8, 2002 Monday, SPORTS FINAL EDITION, BUSINESS; ZONE: CN; Pg. 4, 593words, Thumb keyboards gain fans as hand-helds gain functions, By May Wong, Associated Press. puts his thumbs to work. A financial analyst for Lehman Brothers in San Francisco, he reaches for the BlackBerryhand- . SHARP ELECTRONICS CORP (62%); SONY CORP (60%); LEHMAN BROTHERS HOLDINGS INC (58%);KENSINGTON TECHNOLOGY GROUP (53%); .702. Chicago Tribune, April 5, 2002 Friday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg. 3, 527words, Chicago couple sue stockbroker; 12 million lost in Gruttadauria scam, they say, By Janet Kidd Stewart,Tribune staff reporter. 12 million in a scam run by their Lehman Brothers stockbroker are seeking damages of more than 100 millionLEHMAN BROTHERS HOLDINGS INC (58%); JENNER & BLOCK LLP (58%); .703. Chicago Tribune, April 4, 2002 Thursday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg. 2,358 words, WorldCom plans to lay off3,700 workers; Sluggish business prompts cost cuts, From Tribune newsservices. company laid off about 6,000 U.S. employees. Lehman Bros. analyst Blake Bath on Wednesday lowered his revenue. INC (68%); NASDAQ OMX GROUP INC (56%); LEHMAN BROTHERS HOLDINGS INC (52%)704. Chicago Tribune, March 28, 2002 Thursday Correction Appended, NORTH SPORTS FINAL EDITION,BUSINESS; ZONE: N; Pg. 1, 657 words, Ruling affords project a breather; Chin wins round against LaSalle, ByThomas A. Corfman, Tribune staff reporter. court ruling: a foreclosure case filed by Lehman Brothers. which provided 22.5 million in mezzanine financing.And if . GROUP LLC (64%); US BANCORP (62%); LEHMAN BROTHERS HOLDINGS INC (58%); LIBERTYFEDERAL BANK (HINSDALE, .705. Chicago Tribune, March 22, 2002 Friday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Marketreport.; Pg. 4, 678 words, Investors look past unsettling news, Bill Barnhart. cents, to 24.65, after an analyst at Lehman Brothers cut her estimates of advertising revenue for the media giant. 56%); NEW YORK STOCK EXCHANGE LLC (55%); LEHMAN BROTHERS HOLDINGS INC (55%)706. Chicago Tribune, March 21, 2002 Thursday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg.3, 480 words, Profits plummet 48% at General Mills; FedEx net up 11 %, From Tribune news services. shed 1.05, to 62.10, on the NYSE. - Lehman Brothers Holdings Inc. reported a 23 percent drop .BARCLAYS026241
Page 103. STEARNS COS INC (81%); THOMSON FINANCIAL (71%); LEHMAN BROTHERS HOLDINGS INC (60%);NEW YORK STOCK EXCHANGE .707. Chicago Tribune, March 20, 2002 Wednesday, FINAL EDITION, BUSINESS; ZONE: C; Market report.; Pg. 5,678 words, Earnings guidance turning upbeat, Bill Barnhart. share, said Michael Matus, an analyst at Lehman Brothers. Gary Schneider, an analyst at Bear Stearns,708. Chicago Tribune, March 16, 2002 Saturday, FINAL EDITION, BUSINESS; ZONE: N; Pg. I, 444 words, Kraftsets more cuts to digest Nabisco; Burden to shift to its own workers, By Ameet Sachdev, Tribune staff reporter. they're very much on track" on the Nabisco integration, Lehman Brothers analyst Andrew Lazar told Reuters."They're actually .KRAFT NABISCO (96%); MONDELEZ INTERN A TI ON AL INC (94%); LEHMAN BROTHERS HOLDINGS INC(55%); NEW YORK STOCK EXCHANGE .709. Chicago Tribune, March 10, 2002 Sunday, CHICAGOLAND FINAL EDITION, BUSINESS; ZONE: C; Pg. I,1600 words, Wendy's sizzles as burger wars heat up; Chain's sales grow more than rivals', By Ameet Sachdev, Tribunestaff reporter. reports Mitchell Speiser, a restaurant analyst at Lehman Brothers. The company has kept the momentum going thisyear despite the loss of .710. Chicago Tribune, March 7, 2002 Thursday, NORTH SPORTS FINAL EDITION, TEMPO; ZONE: N; Pg. 5, 386words, State-of-the-art studio planned for New York, By Verena Dobnik, Associated Press Writer, NEW YORK. partners who conceived the idea for Studio City. The Lehman Brothers investment banking firm is another financialpartner in the .LEHMAN BROTHERS HOLDINGS INC (53%)711. Chicago Tribune, March 7, 2002 Thursday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg. 2,663 words, Enron inquiry moves to Wall Street; House committee seeks information on partnerships, By Robert Manorand Delroy Alexander, Tribune staff reporters. Tribune senior correspondent William Neikirk contributed to this report. letters include Citigroup Inc., Goldman Sachs & Co., Lehman Brothers and J.P. Morgan Chase & Co. Calls forcomment from the . INC (84%); CREDIT SUISSE GROUP AG (58%); LEHMAN BROTHERS HOLDINGS INC (58%)712. Chicago Tribune, March 7, 2002 Thursday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;Market report.; Pg. 6, 671 words, Dow, Nasdaq and optimism ascend, Bill Barnhart. Citigroup, Goldman Sachs, Credit Suisse First Boston and Lehman Brothers--that had dealings with Enron. Tradingvolume remained heavier than market . CORP (54%); CREDIT SUISSE GROUP AG (54%); LEHMAN BROTHERS HOLDINGS INC (54%); NASDAQOMX GROUP INC ( .713. Chicago Tribune, February 27, 2002 Wednesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;Pg. 3, 499 words, Insurers fight to avoid payouts on Enron; Accountants urge tougher standards, From Tribune newsservices. Feygin of J.P. Morgan Chase & Co., Richard Gross of Lehman Brothers Holdings Inc., Curt Launer of Credit SuisseGroup's .BARCLAYS026242
Page 104. JPMORGAN CHASE & CO (85%); CITIGROUP INC (84%); LEHMAN BROTHERS HOLDINGS INC (83%);ARROWPOINT CAPITAL CORP (71%); .714. Chicago Tribune, February 22, 2002 Friday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg. 1,674 words, Downgrade knocks wind out of media stocks, By Kathy Bergen, Tribune staff reporter. Thursday, following a downgrade Wednesday by a Lehman Brothers analyst and reports that Janus mutual fundshave sold large .715. Chicago Tribune, February 22, 2002 Friday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; THETICKER. MIDWEST BRIEFS.; Pg. 2, 95 words, Jailed broker hit with SEC charges, From Tribune staff, wires. for various firms, including SG Cowen Corp. and Lehman Brothers Inc. Gruttadauria, in jail since Feb. 9,LEHMAN BROTHERS HOLDINGS INC (83%)716. Chicago Tribune, February 21, 2002 Thursday, NORTH SPORTS FINAL EDITION, CARS; ZONE: N; Pg. 5,274 words, Satellite radio gains new player in Sirius, By Catherine Tsai, Associated Press, DENVER. 1, though it is airing its programs over the Internet. Lehman Brothers analyst William Kidd said the satellite sectorhas had some . DAIMLER AG (82%); GENERAL MOTORS CO (66%); LEHMAN BROTHERS HOLDINGS INC (56%)717. Chicago Tribune, February 19, 2002 Tuesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg.1, 924 words, RiverBend in financing comer; Condominium development's sales tide must come back in, By ThomasA. Corfman, Tribune staff reporter. financed with an 11.7 million mezzanine loan from Lehman Brothers, which real estate experts estimate chargesmore than 20 . how much it will take to pay off Lehman Brothers, but said the New York investment bank's position isLEHMAN BROTHERS HOLDINGS INC (54%)718. Chicago Tribune, February 17, 2002 Sunday, CHICAGOLAND FINAL EDITION, BUSINESS; ZONE: C; Pg.1, 1556 words, Bolder flavor takes hold; 4th-generation leader, new execs foster innovation, By Ameet Sachdev,Tribune staff reporter. said Andrew Lazar, a food analyst at Lehman Bros. "Many of these new products have much higher profit margins,and that has . JR CO (96%); WRIGLEY CO LTD (63%); LEHMAN BROTHERS HOLDINGS INC (55%); PROCTER &GAMBLE CO (54%)719. Chicago Tribune, February 16, 2002 Saturday, NORTH FINAL EDITION, BUSINESS; ZONE: N; THETICKER. MIDWEST BRIEFS.; Pg. 2, 88 words, Broker is denied bond in Cleveland, From Tribune staff, wires. for several firms, including SG Cowen Corp. and Lehman Brothers.LEHMAN BROTHERS HOLDINGS INC (57%)720. Chicago Tribune, February 14, 2002 Thursday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;EARNINGS.; Pg. 3, 849 words, HP triples profit; Viacom reports loss, From Tribune news services. we're starting to see signs of an upturn," said Lehman Brothers analyst Stuart Linde. The first-quarter softness isexpected, he . 98%); VIACOM INC (85%); THOMSON FINANCIAL (70%); LEHMAN BROTHERS HOLDINGS INC (51%)BARCLAYS026243
Page 105721. Chicago Tribune, February 12, 2002 Tuesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg.3, 602 words, FBI finds missing broker; Client accounts sharply inflated, documents say, By Janet Kidd Stewart,Tribune staff reporter. Tribune news services contributed to this report. 13 million in assets in a Lehman Brothers account, but the account actually had a value of . for various firms, including SG Cowen Corp. and Lehman Brothers Inc. He began to work at Cowen in 1989. About two dozen other customers, representing 110 Lehman Brothers accounts, are affected, a Lehman spokesmansaid Monday .LEHMAN BROTHERS HOLDINGS INC (85%); PNC FINANCIAL SERVICES GROUP .722. Chicago Tribune, February 12, 2002 Tuesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Onpersonal finance.; Pg. 5, 744 words, Mind-bending adventures in Enronland, Andrew Leckey. said Robert Willens, accounting and tax analyst at Lehman Brothers. Convinced there are "probably one or twomore Enrons out there," .723. Chicago Tribune, February 11, 2002 Monday, SPORTS FINAL EDITION, NEWS; ZONE: CN; ACROSS THENATION.; Pg. 12, 146 words, Fugitive investment broker surrenders, Items compiled from Tribune news services,CLEVELAND, OHIO. Saturday evening, two blocks from his old office at Lehman Brothers.LEHMAN BROTHERS HOLDINGS INC (58%)724. Chicago Tribune, February 6, 2002 Wednesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;Pg. 3, 586 words, Healthy increase in factory orders; Data now show service sector lag, By James P. Miller, Tribunestaff reporter. Reuters news service contributed to this report. U.S. economy, as today's data clearly show," echoed Lehman Brothers economist Drew Matus. According to theCommerce Department, factory . SUPPLY MANAGEMENT (83%); WELLS FARGO & CO (83%); LEHMAN BROTHERS HOLDINGS INC(56%)725. Chicago Tribune, February 2, 2002 Saturday, NORTH FINAL EDITION, BUSINESS; ZONE: N; Pg. 2, 262words, Investor losses probed; broker sought, By Janet Kidd Stewart, Tribune staff writer. cheated out of millions of dollars are among the clients of a Lehman Brothers broker from Cleveland underinvestigation by federal authorities, sources said. Lehman Brothers Holdings Inc. officials acknowledged they havebeen working with the Federal Bureau of . size of these cases is extraordinary," Stoltmann said Friday. A Lehman Brothers spokesman said Gruttadauriajoined the firm in 2000 .LEHMAN BROTHERS HOLDINGS INC (94%); COWEN GROUP INC (67%); .726. Chicago Tribune, January 25, 2002 Friday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;INSIDE TRAVEL.; Pg. 3, 604 words, United gearing up for another round of contract talks, JOHN SCHMELTZER. said Joyce Minor, gaming and lodging analyst for Lehman Brothers Inc. If true, that would be welcome news notonly to the hotel .727. Chicago Tribune, January 13, 2002 Sunday, CHICAGOLAND FINAL EDITION, BUSINESS; ZONE: C; Pg. 1,833 words, Against the wall at Andersen; Chiefs challenge to defend firm, restore its name, By Robert Manor andAmeet Sachdev, Tribune staff reporters. Tribune news services contributed to this reportBARCLAYS026244
Page 106. altar of Enron," Bob Willens, accounting analyst at Lehman Brothers. said on Thursday. "They were the goldstandard those days. Now, .728. Chicago Tribune, January 4, 2002 Friday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg. 3,124 words, AOL may lower forecasts as Web, ad sales slide, Reuters. retire and the appointment of top deputy Richard Parsons to succeed him. Lehman Bros. Inc. analyst Holly Beckercomplained in a .AOL INC (95%); LEHMAN BROTHERS HOLDINGS INC (84%)729. Chicago Tribune, December 29, 2001 Saturday, NORTH FINAL EDITION, BUSINESS; ZONE: N; Pg. I, 482words, Stocks upbeat, buoyed by data on consumers, Tribune staff and wire reports. said Jeffrey Applegate, chief investment strategist at Lehman Brothers. While the market's mood was upbeat, someinvestors sold . CORP (63%); CREDIT SUISSE ASSET MANAGEMENT (57%); LEHMAN BROTHERS HOLDINGS INC(54%); FMC TECHNOLOGIES INC (51%); .730. Chicago Tribune, December 21, 2001 Friday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg.2, 603 words, Results off at 3 major investment banks; Layoffs expected at A.G. Edwards after profit falls, FromTribune news services. major investment banks announced large quarterly declines. Lehman Brothers Holding Inc. said net income,excluding special .LEHMAN BROTHERS HOLDINGS INC (94%); GOLDMAN SACHS GROUP INC ( .731. Chicago Tribune, December 19, 2001 Wednesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;INSIDE REAL ESTA TE.; Pg. 3, 631 words, Time tolling on 550 W. Jackson loan as developer seeks tenants,THOMAS A. CORFMAN. deal needs the approval of New York investment bank Lehman Brothers, which has an interest in the building worthbetween . million that is subordinate to Bank One's mortgage, sources said. Lehman Brothers has to decide whether it wouldbe better off letting Goodman refinance the . CHASE & CO (92%); CBRE GROUP INC (83%); LEHMAN BROTHERS HOLDINGS INC (55%)732. Chicago Tribune, December 19, 2001 Wednesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;Pg.3. attacks Images on a video board of the new Lehman Brothers building in New York appear to mirror people733. Chicago Tribune, December 16, 2001 Sunday, CHICAGOLAND FINAL EDITION, BUSINESS; ZONE: C;CHICAGO'S TOP 50 STOCKS.; Pg. 8, 490 words, Tellabs, TDS off as telecoms slip, By Bill Barnhart, Tribunemarkets columnist. industrial distributor W.W. Grainger, Lake Forest, faded. Lehman Brothers downgraded the stock. Shares fell 1.39,or2.9 . CHASE & CO (57%); SERVICEMASTER CO LLC (57%); LEHMAN BROTHERS HOLDINGS INC (57%);WW GRAINGER INC (55%); .734. Chicago Tribune, December 15, 2001 Saturday, NORTH FINAL EDITION, BUSINESS; ZONE: N; Pg. I, 660BARCLAYS026245
Page 107words, McDonald's earnings on target; food prices cut, By Ameet Sachdev, Tribune staff reporter. wrote Mitchell Speiser, a restaurant analyst at Lehman Brothers. in a research report this week. Speiser and other .MCDONALD'S CORP (96%); LEHMAN BROTHERS HOLDINGS INC (52%)735. Chicago Tribune, December 13, 2001 Thursday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;MARKET REPORT.; Pg. I, 985 words, Volatility prevails in Treasury market, BILL BARNHART. 3.2 percent, to 25.64. An analyst at Lehman Brothers downgraded the stock Tuesday, and other analysts said theyexpected .736. Chicago Tribune, December 9, 200 I Sunday, CHICAGO LAND FINAL EDITION, BUSINESS; ZONE: C; Pg.3, I 067 words, Hotel, casino stocks show signs oflife; Business, leisure travel recovering, Tribune staff and wirereports. After a meeting with company officials last week, Lehman Brothers analysts raised their rating on MGM Miragestock. "Our .737. Chicago Tribune, November 27, 2001 Tuesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;Pg. 5, 1126 words, Some 401(k) plans take another hit; Companies cut contributions, By Josh Friedman. Special to theTribune. things to come. Nicholas Lobaccaro, an analyst at Lehman Bros., said he expects Ford Motor Co. and GeneralMotors .738. Chicago Tribune, November 27, 2001 Tuesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;THE TICKER.; Pg. 2, 280 words, AMERICAN STOCK EXCHANGE: 1 million fine for Goldman Sachs' unit, FromTribune news services, NEW YORK. highest penalty--a 225,000 fine for Lehman Bros. in 1998. Goldman Sachs consented to the disciplinary panel. 94%); NEW YORK STOCK EXCHANGE LLC (57%); LEHMAN BROTHERS HOLDINGS INC (54%)739. Chicago Tribune, November 21, 2001 Wednesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;Market report.; Pg. 5, 690 words, Rally stumbles as optimism fades, Bill Barnhart. shares had risen more than 31 percent in November. Lehman Brothers on Monday boosted its 2002 earningsforecast for the .TELLABS OY (90%); LEHMAN BROTHERS HOLDINGS INC (70%); ENRON CREDITORS RECOVERY CORP( .740. Chicago Tribune, November 18, 2001 Sunday, CHICAGOLAND FINAL EDITION, BUSINESS; ZONE: C; Pg.I, 1500 words, Kraft keeps grip on pantry doors; Executive power sharing and the heavy influence of parent PhilipMorris Cos. raise concerns, but the food giant's depth and breadth hold it steady amid market swings., By AmeetSachdev, Tribune staff reporter. Andrew Lazar, a food industry analyst at Lehman Brothers. The co-CEOs declined to comment on Kraft's 2002741. Chicago Tribune, November 18, 2001 Sunday, CHICAGOLAND FINAL EDITION, REAL ESTATE; ZONE:C; Pg. 6G, 1125 words, Investors learn to love Fannie, Freddie, By Robert D. Hershey Jr., New York Times NewsService, WASHING TON. Bruce W. Harting, who follows the stocks for Lehman Brothers. But those who study Fannie Mae and Freddie MacBARCLAYS026246
Page 108742. Chicago Tribune, November I 7, 2001 Saturday, NORTH FINAL EDITION, BUSINESS; ZONE: N; Pg. I, 620words, I ,000 jobs to be cut at Tellabs; Texas, Minnesota units to be closed, By Jon Van, Tribune staff reporter. management's commitment to profitability," said Steve Levy, a Lehman Brothers analyst. "It's counter to the cultureat Tellabs to lay . NETWORKS CORP (69%); ALCATEL-LUCENT SA (69%); LEHMAN BROTHERS HOLDINGS INC (51%)743. Chicago Tribune, November 16, 2001 Friday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg.3, 827 words, Profit off, but Dell tops estimates; Agilent to slash 4,000 more jobs; Kohl's posts gain, From Tribunenews services. in every product category and every region," said Lehman Brothers analyst Dan Niles, "but the problem here isyou're gaining . AGILENT TECHNOLOGIES INC (85%); KOHL'S CORP (85%); LEHMAN BROTHERS HOLDINGS INC(56%)744. Chicago Tribune, November 13, 2001 Tuesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;On personal finance.; Pg. 7, 745 words, Business as usual? No, but it's close, Andrew Leckey, NEW YORK. nearby and in midtown Manhattan, Brooklyn and Jersey City. Lehman Brothers (which lost one employee) isbuying Morgan Stanley's new . quarter of2002," concluded Brock Vandervliet, banking analyst with Lehman Brothers. Vandervliet favors CityNational (CYN) and Southwest Bancorporation of . CO INC (58%); AMERICAN AIRLINES INC (56%); LEHMAN BROTHERS HOLDINGS INC (55%)745. Chicago Tribune, October 31, 2001 Wednesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;THE TICKER. MIDWEST BRIEFS.; Pg. 2, 135 words, 4 billion bond sale completed by Kraft, Tribune staff, wirereports. percent bonds maturing in 2031. J.P. Morgan and Lehman Brothers arranged the sale. Moody's Investors Servicerates Kraft's . INC (91 %); MOODY'S INVESTORS SERVICE LTD (70%); LEHMAN BROTHERS HOLDINGS INC (56%)746. Chicago Tribune, October 30, 2001 Tuesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; THETICKER. MIDWEST BRIEFS.; Pg. 2, 75 words, Kraft to issue debt, Tribune staff and wire reports. year notes via lead managers J.P. Morgan and Lehman Brothers. Proceeds will go to help pay intercompany debt to. INTERNATIONAL INC (91%); ALTRIA GROUP INC (84%); LEHMAN BROTHERS HOLDINGS INC (57%)747. Chicago Tribune, October 29, 2001 Monday, NORTH SPORTS FINAL EDITION, NEWS; ZONE: N; Pg. 3,I 072 words, Sense of peril slows revival of Manhattan; Despite progress, some businesses, residents leaving, ByStevenson Swanson, Tribune national correspondent, NEW YORK. on the future of the area as the undisputed center of American finance. Lehman Brothers. one of the country'slargest brokerage houses, announced earlier this .LEHMAN BROTHERS HOLDINGS INC (54%); AMERICAN EXPRESS CO (53%)748. Chicago Tribune, October 24, 2001 Wednesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;BARCLAYS026247
Page 109INSIDE REAL ESTA TE.; Pg. 3, 495 words, Market distress doesn't deter Buck from S. Riverside deal, Thomas A.Corfman. Sept. 11, when New York-based investment bank Lehman Brothers balked at providing both debt and equity for the. INC (90%); JONES LANG LASALLE INC (84%); LEHMAN BROTHERS HOLDINGS INC (70%); CHARLESE SMITH COMMERCIAL .749. Chicago Tribune, October 23, 2001 Tuesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg.6, 780 words, Bioterror scare can lead to buying the wrong stocks, By Charles Piller, Special to the Tribune. But Joseph Dougherty, a biotech analyst at the Lehman Bros. investment bank, says that the distance between labevidence and .750. Chicago Tribune, October 23, 2001 Tuesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg.5, 950 words, Upbeat advice has a downside for analysts; Criticism comes with stock slide, By Walter Hamilton.Special to the Tribune. Dan Niles, a technology analyst at brokerage Lehman Bros. in San Francisco. "How many of them have gottenfired? .751. Chicago Tribune, October 18, 2001 Thursday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;Market report.; Pg. 6, 701 words, Scare over anthrax weakens stocks, Bill Barnhart. ahead of the company's scheduled quarterly report on Thursday. Lehman Brothers trimmed its 2002 profit forecastfor Microsoft, because of what an . CORP (63%); DOW JONES & CO INC (57%); LEHMAN BROTHERS HOLDINGS INC (56%); UNITEDTECHNOLOGIES CORP (56%); .752. Chicago Tribune, October 17, 2001 Wednesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;Pg. I, 749 words, Tellabs reports loss; TDS profit swells, By Jon Van, Tribune staff reporter. cut costs, and they've done it." Steve Levy of Lehman Brothers said, "It is comforting to see the beginning of thebottom of this slump .TELLABS INC (94%); TELLABS OY (90%); LEHMAN BROTHERS HOLDINGS INC (58%); RBS HOLDINGSNV (54%)753. Chicago Tribune, October 9, 2001 Tuesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; THETICKER.; Pg. 2, 236 words, MORGAN STANLEY: Lehman buying Manhattan tower, From Tribune news services,NEW YORKLehman Brothers Holdings Inc. said Monday it will buy. few months. Terms were not disclosed. The sale provides Lehman Brothers badly needed space after the attacksdestroyed the World .MORGAN STANLEY (98%); LEHMAN BROTHERS HOLDINGS INC (97%)754. Chicago Tribune, October 7, 2001 Sunday, CHICAGOLAND FINAL EDITION, BUSINESS; ZONE: C; Pg. 3,94 7 words, Consumer products may offer salve for investors, Tribune staff and wire reports. Ann Gillin Lefever, consumer products analyst at Lehman Brothers. said of the impact a weakening economy willhave on the .BARCLAYS026248
Page 110. INC (66%); GOLDMAN SACHS GROUP INC (58%); LEHMAN BROTHERS HOLDINGS INC (57%); BANKOF AMERICA CORP (55%)755. Chicago Tribune, October 6, 2001 Saturday, NORTH FINAL EDITION, BUSINESS; ZONE: N; Pg. 1, 733words, Markets stay on long road back; Late-session surge comes despite big drop in payrolls, By Janet Kidd Stewart,Tribune staff reporter. a cut in earnings outlook by a Lehman Brothers analyst.756. Chicago Tribune, October 4, 2001 Thursday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg.3, 436 words, Data eclipse rise in service index; Economy in retreat even before attacks, From Tribune news services,NEW YORK. survey," said Drew Matus, financial economist at Lehman Brothers, in a note to clients. Predictably, the NAPMreport .FEDERAL RESERVE BANK OF CHICAGO (84%);
LEHMAN BROTHERS HOLDINGS INC (83%); MERITAGE HOMES CORP (67%); . 692. Chicago Tribune, May 9, 2002 Thursday, NORTH SPORTS FINAL EDITION, NEWS; ZONE: N; Pg. 1, 1356 words, Their account drained, victims sue broker's employers, By Janet Kidd Stewart, Tribune staff reporter . Financial Freedom Senior Funding Corp., a subsidiary of Lehman .
