Triumph Bancorp, Inc. - Dallas Fed

Transcription

Report Item 2aOrganization Chart12-31-2019Triumph Bancorp, Inc.A Texas C CorpDallas, TX USALEI:5493003RNRMEVYDZ1Q52100% Voting orManaging MemberNationalBancshares CapitalTrust IIA DelawareStatutory TrustBettendorf, IA USANo LEINationalBancshares CapitalTrust IIIA DelawareStatutory TrustBettendorf, IA USANo LEITriumph CRAHoldings, LLCA Texas SingleMember LLCDallas, TX USANo LEIColoEast CapitalTrust IA DelawareStatutory TrustLamar, CONo LEIColoEast CapitalTrust IIA DelawareStatutory TrustLamar,CONO LEIValley BancorpStatutory Trust IA DelawareStatutory TrustBrighton, CONo LEITriumph InsuranceGroup, Inc.A TX Corp.Dallas, TX USANo LEITuesday, March 03, 20201Valley BancorpStatutory Trust IIA Delware StatutoryTrustBrighton, CONo LEIAdvance BusinessCapital LLCA Delaware SingleMember LLCCoppell, TX USANo LEITBK Bank, SSBA Texas StateSavings BankDallas, TX USALEI5493000B61DDZ2PG1515100% Voting

Report Item 2b - Domestic Branch ListingResults: A list of branches for your depository institution: TBK BANK, SSB (ID RSSD: 766164).This depository institution is held by TRIUMPH BANCORP, INC. (3233126) of DALLAS, TX.The data are as of 12/31/2019. Data reflects information that was received and processed through 01/07/2020.Data Action Effective OKOKOKOKOKOKOKOKOKOKOKOKOKBranch Service TypeFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull Service (Head Office)Full ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceFull ServiceBranch ID 2403340574Popular NameJOHNSTOWN BRANCHLAMAR BRANCHHOLLY BRANCH101 WEST MAIN STREET OFFICE102 FIRST AVENUE E OFFICEOTIS BRANCHSPRINGFIELD BRANCHGRANADA BRANCHWESTMINSTER BRANCHWAL-MART OFFICESTERLING BRANCH123 MAIN STREET OFFICEBODO OFFICETBK BANK, SSBMILLIKEN BRANCHSILVIS BRANCHSTRATTON BRANCHMEAD BRANCHPUEBLO BRANCH1523 8TH STREET OFFICEGALLUP BRANCHRAPIDS CITY BRANCHAKRON BRANCH2040 1ST STREET A BRANCHLA SALLE BRANCH211 WEST MAIN STREET OFFICE2115 48TH STREET OFFICE215 THIRD AVENUE OFFICESAVANNA FIRST ILLINOIS BRANCHDURANGO NINTH STREET BRANCHPAGOSA SPRINGS TALISMAN BRANCHBRIGHTON BRANCH309 NORTH CLAY STREET OFFICELA JUNTA BRANCHALBERTSONS OFFICEELGIN BRANCHWEST DAVENPORT BRANCHBAYFIELD OFFICEEVANS BRANCHSEVERANCE BRANCHLONGMONT BRANCHCARBON VALLEY BRANCHTRIBUNE BRANCHELKHART BRANCHBRIGHTON BROMLEY LANE BRANCH5210 JERSEY RIDGE ROAD OFFICEKEENESBURG BRANCHSTRASBURG BRANCHHUDSON BRANCHFIRESTONE BRANCHYUMA BRANCHDENVER BRANCHEAST MOLINE BRANCHPAGOSA SPRINGS BRANCHBUENA VISTA BRANCHALBUQUERQUE BRANCHFAIRPLAY BRANCH801 NORTH MAIN STREET OFFICEGRANTS SANTA FE BRANCH852 MIDDLE ROAD BRANCHPUEBLO WEST BRANCHStreet Address10 ANGOVE AVENUE100 WEST PEARL101 NORTH MAIN STREET101 WEST MAIN STREET102 FIRST AVENUE E102 NORTH WASHINGTON STREET1030 MAIN STREET108 EAST GOFF STREET11145 SHERIDAN BOULEVARD1155 SOUTH CAMINO DEL RIO122 WEST MAIN STREET123 MAIN STREET125 SAWYER STREET12700 PARK CENTRAL DRIVE. SUITE 17001300 BROAD STREET1300 JOHN DEERE EXPRESSWAY141 COLORADO AVENUE141 MAIN STREET1515 FORTINO BOULEVARD1523 8TH STREET1600 E. HISTORIC HIGHWAY 661700 2ND AVENUE175 EAST 1ST STREET2040 1ST STREET A207 1ST AVENUE211 WEST MAIN STREET2115 48TH STREET215 THIRD AVENUE229 MAIN STREET259 WEST NINTH STREET27 TALISMAN DRIVE30 NORTH 4TH AVENUE309 NORTH CLAY STREET310 EAST 3RD STREET311 W. COLLEGE DRIVE3151 US HIGHWAY 203325 WEST KIMBERLY351 BAYFIELD CENTER DRIVE3650 35TH AVENUE399 W 4TH401 COFFMAN STREET418 8TH STREET423 BROADWAY432 MORTON STREET4900 E. BROMLEY LANE5210 JERSEY RIDGE ROAD550 E WOODWARD AVENUE56641 COLFAX AVENUE580 DAHLIA STREET5855 FIRESTONE BOULEVARD615 WEST 8TH STREET6171 NORTH WASHINGTON701 AVENUE OF THE CITIES703 SAN JUAN STREET725 HIGHWAY 24, NORTH7401 JEFFERSON NORTHEAST801 MAIN801 NORTH MAIN STREET824 WEST SANTA FE852 MIDDLES ROAD94 SOUTH TIFFANY GODALLASMILLIKENSILVISSTRATTONMEADPUEBLOEAST MOLINEGALLUPRAPIDS CITYAKRONMOLINELA SALLEMORRISONMOLINESTERLINGSAVANNADURANGOPAGOSA SPRINGSBRIGHTONMOUNT CARROLLLA URGSTRASBURGHUDSONFIRESTONEYUMADENVEREAST MOLINEPAGOSA SPRINGSBUENA LO ACOCOCOCOCOCOILCOCONMCOILNMIACOZip 272281007CountyWELDPROWERSPROWERSMASONROCK ISLANDWASHINGTONBACAPROWERSJEFFERSONLA PLATALOGANCARROLLLA PLATADALLASWELDROCK ISLANDKIT CARSONWELDPUEBLOROCK ISLANDMCKINLEYROCK ISLANDWASHINGTONROCK ISLANDWELDWHITESIDEROCK ISLANDWHITESIDECARROLLLA PLATAARCHULETAADAMSCARROLLOTEROLA PLATAKANESCOTTLA DADAMSWELDWELDYUMAADAMSROCK OTTPUEBLOCountryUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESFDIC UNINUM*Not RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredOffice Number*Not RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredHead OfficeTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBTBK BANK, SSBHeadOfficeID 164766164766164766164

Form FR Y-6Page 1 of 1Triumph Bancorp, Inc.Fiscal Year Ending December 31, 2019Report Item 3: Shareholders(1)(a)(b)(c) and (2)(a)(b)(c)Current shareholders with ownership, control or holdings of 5% or more with powerto vote as of fiscal year ending 12-31-2019(1)(a) Name, City, State, Country(1)(b) Country ofCitizenship orIncorporation(1)(c) Total Shares/Ownership % ofVoting SecuritiesWellington Management Group, LLPBeneficial Ownership GroupBoston, MA, USAUSABlackRock, Inc. (A)New York, NY, USAUSA3,657,69814.70%CommonThe Vanguard Group (B)Malvern, PA, USAUSA1,579,1536.22%Shareholders not listed in 3(1)(a) through 3(1)(c) that had ownership, control orholdings of 5% or more with power to vote during the fiscal year ending 12-31-2019(2)(a) Name, City, State, Country2,058,650 RMB Capital Holdings, LLC8.12% Anton V. SchutzCommon Chicago, IL, USA(2)(b) Country ofCitizenship orIncorporationUSA(2)(c)Total Shares/Ownership % ofVoting Securities1,978,2517.50%Common(A) BlackRock Inc. is passive fund manager who owns their interest in Triumph Bancorp through their role as asset manager for multiple investment funds which track broad basedindices vs. active managers who make investment decisions on individual issuers. Although BlackRock, Inc., as the asset manager for such funds, owns more than 10% of TriumphBancorp, Inc. common stock (which has been identified solely on the basis of SEC Filings made by BlackRock disclosing its ownership percentage) our understanding, based onconversations with BlackRock on this matter, is that BlackRock separates their investment function from the power to vote the securities owned by its funds. Such voting is outsourced toa third party, who votes shares in accordance with Blackrock’s proxy voting guidelines (which are consistent standards applied for governance and shareholder rights matters) vs. usingtheir vote to exert control/influence over the business decisions or strategic direction of any issuers.(B) The Vanguard Group. is a passive fund manager who owns their interest in Triumph Bancorp through their role as asset manager for multiple investment funds which track broadbased indices vs. active managers who make investment decisions on individual issuers. Triumph Bancorp attempted to obtain an understanding of the voting procedure for assets undermanagement of The Vanguard Group, but requests for information were not returned by The Vanguard Group.

Form FR Y-6Report Item 4: Insiders(1), (2), (3)(a)(b)(c) and (4)(a)(b)(c)(1)Name, City, State, CountryAaron P. GraftDallas, TX(2)Principal Occupation if otherthan with Bank HoldingCompanyBankerPage 1 of 5Triumph Bancorp, Inc.Fiscal Year Ending December 31, 2019(3)(a)Title & Position with BankHolding CompanyDirector - Vice Chairman, CEO,President(3)(b)(3)(c)Title & Position withTitle & Position with OtherSubsidiaries (include names of Businesses (include names of othersubsidiaries)businesses)(4)(c)List names of other companies(4)(a)(4)(b)(includes partnerships) if 25% or morePercentage of VotingPercentage of Votingof voting securities are held (ListSecurities in Bank HoldingSecurities in Subsidiariesnames of companies and percentageCompany(include names of subsidiaries)of voting securities held)CEO, President (Triumph CRAHoldings, LLC)Managing Member - Graft Farms, LLC 1.32% CommonDirector - Vice Chairman, CEO,(TBK Bank, SSB)President - Triumph Land & CapitalManagement, LLCTriumph Land & Capital Management,LLC (70%)Director - Vice -Chairman(Advance Business Capital LLC)Managing Member - Graft Holdings,LLCGraft Holdings, LLC (50%)Director - CEO (TriumphInsurance Group, Inc.)Member - Ethels, LLCHubbard Creek, LLC (50%)NoneGraft Farms, LLC (100%)Vice Chairman - The Bank of the WestManager - Hubbard Creek, LLCInvestor - Cratebind Capital Partners,LLCJustin TrailDallas, TXInsurance executiveDirectorDirector (Advance BusinessCapital LLC)Director (Triumph InsuranceGroup, Inc.)Managing Member, CIS Benefits, LLC0.3726% CommonNoneCIS Benefits, LLC (50%)President, 2122 Kidwell, LLC2122 Kidwell, LLC (50% through JTHT)Member, Hubbard Creek, LLCHubbard Creek, LLC (50%)Member, Spicewood Resources, LLCSpicewood Resources, LLC (50%)Managing Member, SpicewoodFunding II, LLCManaging Member, SpicewoodFunding III, LLCManaging Member, SpicewoodFunding IV, LLCManaging Member, SpicewoodFunding V, LLCManaging Member, SpicewoodFunding VI, LLCSpicewood Funding II, LLC (40%)Spicewood Funding III, LLC (50%)Spicewood Funding IV, LLC (45%)Spicewood Funding V, LLC (45%)Spicewood Funding VI, LLC (45%)President, 3511 Cedar Springs, LLC3511 Cedar Springs, LLC (100%)President, 3511 Texas Group, LLC3511 Texas Group, LLC (100%)President, JTHT, LLCJTHT, LLC (100%)Managing Partner and President, JTHTManagement, LLCJTHT Management, LLC (100%)Managing Member and President, C1Insurance Group, LLCC1 Insurance Group, LLC (76% throughC1 Equity Risk)

Form FR Y-6Report Item 4: Insiders(1), (2), (3)(a)(b)(c) and (4)(a)(b)(c)(1)Name, City, State, Country(2)Principal Occupation if otherthan with Bank HoldingCompanyPage 2 of 5Triumph Bancorp, Inc.Fiscal Year Ending December 31, 2019(3)(a)Title & Position with BankHolding Company(3)(b)(3)(c)Title & Position withTitle & Position with OtherSubsidiaries (include names of Businesses (include names of othersubsidiaries)businesses)(4)(c)List names of other companies(4)(a)(4)(b)(includes partnerships) if 25% or morePercentage of VotingPercentage of Votingof voting securities are held (ListSecurities in Bank HoldingSecurities in Subsidiariesnames of companies and percentageCompany(include names of subsidiaries)of voting securities held)Managing Member, C1 Equity RiskHoldings, LLCCI Equity Risk Holdings, LLC (50%through JTHT)Managing Member, Iron Stake Capital,LLCManaging Member, InterspersionInterests LLCManaging Member, SpricewoodFunding Group, LLCManaging Member, Albany Holdings,LLCManaging Member, AlbanyInvestments, LLCRobert DobrientDallas, TXService industry business ownerDirectorDirector (Advance BusinessCapital LLC)Iron Stake Capital, LLC (50%)Interspersion Interests, LLC (100%)Spicewood Funding Group, LLC (50%)Albany Holdings, LLC (58.83%)Albany Investments, LLC (50%)Member, C1Equity Risk Holdings, LLCC1 Equity Risk Holdings, LLC (75%)Member, Change My Utilities, LLCChange My Utilities, LLC (100% throughC1 Insurance Group)Member, Clear Fork Wireline, LLCClear Fork Wireline, LLC (95% throughSpicewood Resources)Member, 367 Greens Bayou, LLC367 Greens Bayou, LLC (93.75% throughJTHT)Managing Member, Clark EstateDevelopmentClark Estate Development (50% throughKidwell, LLC)Memberr, Cloud 44 Partnership, LLCCloud 44 Partnership, LLC (50% throughJTHT)Member, Deer Park Albany, LLCDeer Park Albany, LLC (50% throughJTHT)Member Brazons Surface Control, LLCBrazos Surface Control, LLC (100%through Spicewood Resources)Member, Goatcha Insurance, LLCGoatcha Insurance, LLC (47.5% thruoghC1 Insurance Group)Chairman, CEO - Travel ResarchAdvisors (formerly Savoya), LLC0.2330% CommonNoneChairman - Red Away, LLCTravel Research Advisors (formerlySavoya), LLC (59%)Red Away, LLC (32%)Director - DB3 Mobile, Inc.Carlos Sepulveda, Jr.Dallas, TXInvestorDirector - Executive ChairmanDirector-Chairman (TBK Bank,SSB)Director - Interstate Battery SystemInternational, Inc.1.9229% CommonNoneNATALAC, LLC (25%)Director - Cinemark Holdings Inc.Director, Member - Travel ResearchAdvisors/Savoya, LLCLimited partner - Brookstone CapitalPartners, LPLimited Partner - CALATAN Partners,LPLimited Partner - CALATAN RockwallRoad Partners, LPCALATAN Partners, LP (25%)CALATAN Rockwall Road Partners, LP(25%)Member - CureWave Lasers LLCCureWave, LLC (26.25%)Limited partner - Willet Fund LPEsday Oinesmay Partners, LLC (25%)4Q4H Investment Partners, LLC (25%)CMSIG, LLC (80%)Sep-Jam, LLC (50%)

Form FR Y-6Report Item 4: Insiders(1), (2), (3)(a)(b)(c) and (4)(a)(b)(c)(1)Name, City, State, Country(2)Principal Occupation if otherthan with Bank HoldingCompanyPage 3 of 5Triumph Bancorp, Inc.Fiscal Year Ending December 31, 2019(3)(a)Title & Position with BankHolding Company(3)(b)(3)(c)Title & Position withTitle & Position with OtherSubsidiaries (include names of Businesses (include names of othersubsidiaries)businesses)(4)(c)List names of other companies(4)(a)(4)(b)(includes partnerships) if 25% or morePercentage of VotingPercentage of Votingof voting securities are held (ListSecurities in Bank HoldingSecurities in Subsidiariesnames of companies and percentageCompany(include names of subsidiaries)of voting securities held)Member - 4Q4H Investment Partners,LLCSep-Canyon, LLC (100%)Member - Blue River Minerals II, LPMember - Casa Verde Capital SPV VII A.L.P.Member - CB Door Series B Partners,LLCSep-Cwave, LLC (100%)Sep-Sentieo, LLC (45%)Sep Wapiti, LLC (100%)Member - CMSIG, LLCMember - Concept 3DMember - Courier Plus, Inc.Member - Cratebind LPMember - DrillCap Finance, LLCMember - Esday Oinesmay Partners,LLCMember - Jemez-ReignRock, LLCMember - Leaflink dba XxXx LLCMember - NATALAC, LLCMember - Pittman Ueckert Partners,LLC dba Brain VaultMember - ProVision Healthcare LLCMember - Redaway, LLCMember - RE-Texas InvestmentPartners, LLCMember - Sep-Canyons, LLCMember - Sep-Cwave LLCMember - Sep-Jam, LLCMember - Sep-Wapiti LLCCharles AndersonDallas, TXReal estate developerDirectorNonePartner - Bandera Ventures, Ltd.Vice President, Treasurer - KCAnderson Management, Inc.0.6363% CommonNoneBandera Ventures, Ltd. (33.33%) &various entities including BV Investments,LPKC Anderson Management, Inc. (50%)Secretary - Stratford Enterprises, Inc.Stratford Enterprises, Inc. (49%)Director, Highwood Properties, Inc.Director, Vice Chair - The CooperInstituteCOL323, GP LLC (50%)Director - East-West Mnistries1P410 Partners, LLC (50%)Member - COL323, GP LLCMember - COL323 Partners, LPMember - 1P410 Partners, LLCCOL323 Partners, LP (49.50%)

Form FR Y-6Report Item 4: Insiders(1), (2), (3)(a)(b)(c) and (4)(a)(b)(c)(1)Name, City, State, Country(2)Principal Occupation if otherthan with Bank HoldingCompanyPage 4 of 5Triumph Bancorp, Inc.Fiscal Year Ending December 31, 2019(3)(a)Title & Position with BankHolding Company(3)(b)(3)(c)Title & Position withTitle & Position with OtherSubsidiaries (include names of Businesses (include names of othersubsidiaries)businesses)(4)(c)List names of other companies(4)(a)(4)(b)(includes partnerships) if 25% or morePercentage of VotingPercentage of Votingof voting securities are held (ListSecurities in Bank HoldingSecurities in Subsidiariesnames of companies and percentageCompany(include names of subsidiaries)of voting securities held)Richard DavisDallas, TXService industry business ownerDirectorNoneFounder - DAVACO, Inc.0.8363% CommonNoneNoneC. Todd SparksDallas, TXOil industry business ownerDirectorDirector (TBK Bank, SSB)CFO, Director - Discovery Operating,Inc.1.2908% CommonNoneDig'em Deep, Ltd. (25%)Douglas M. KratzBettendorf, IAPrivate InvestorDirectorDirector (TBK Bank, SSB)Owner - Dig'em Deep, Ltd.Patriot Drilling, LLC (30%)Owner - Naos EntertainmentNaos Entertainment (60%)Owner/Director - Sparco Producing, IncSparco Producing, Inc (33.33%)Owner/Director - JKTS CorporationOwner/Managing Member - SBS EquityLLCDirector - Legacy Artificial SolutionsInc.JKTS Corporation (33.33%)Managing Partner -K Family, LP(through ownership In Berkway)1.0848% CommonNoneChairman - Berkway, Inc.Berkway, Inc. (100% through One Corp)One Corporation (100%)Chairman - Member The Bettplex, LLCOne Investments, LLC (100%)Dayco Industries, LLC (33.33% throughOne Corp)Director - HighPointe Lawns, LLCDirector, Secretary/Treasurer - DaycoIndustries, LLCThe Bettplex, LLC (100%)Secy/Treas - Dayco Industries, LLCChairman - One CorporationChairman - One Investments, LLCDirector and Treasurer - Pink HippoProductions, LLCMichael RaffertyFrisco, TXRetiredDirectorNoneDirector - MoneyGram International,Inc.0.0014% CommonNoneNoneMaribess MillerDallas, TXConsultantDirectorNoneDirector - Zix Corporation0.0873% CommonNoneNone0.0084% CommonNoneNoneDirector - Midmark CorporationDirector - DR HortonPerpall, FredDallas, TXExecutiveDirectorNoneCEO - The Beck Group

Form FR Y-6Report Item 4: Insiders(1), (2), (3)(a)(b)(c) and (4)(a)(b)(c)(1)Name, City, State, CountryRay SperringDallas, TX(2)Principal Occupation if otherthan with Bank HoldingCompanyBankerPage 5 of 5Triumph Bancorp, Inc.Fiscal Year Ending December 31, 2019(3)(a)Title & Position with BankHolding CompanyEVP(3)(b)(3)(c)Title & Position withTitle & Position with OtherSubsidiaries (include names of Businesses (include names of othersubsidiaries)businesses)EVP (TBK Bank, SSB)(4)(c)List names of other companies(4)(a)(4)(b)(includes partnerships) if 25% or morePercentage of VotingPercentage of Votingof voting securities are held (ListSecurities in Bank HoldingSecurities in Subsidiariesnames of companies and percentageCompany(include names of subsidiaries)of voting securities held)None0.06392% CommonNoneNoneNone0.2313% CommonNoneNoneNone.0010% CommonNoneNoneEVP (Triumph CRA Holdings,LLC)Director, Asst. Controller (TriumphInsurance Group, Inc.)Bryce FowlerDallas, TXBankerEVP, CFODirector, President, CFO,Managing Officer (TBK Bank,SSB)EVP, CFO (Triumph CRAHoldings, LLC)Director, EVP, CFO (AdvanceBusiness Capital LLC)CFO, (Triumph Insurance Group,Inc.)Gail LehmannDallas, TXBankerEVP, SecretaryEVP - COO (TBK Bank, SSB)Secretary (Triumph CRAHoldings, LLC)Secretary (Triumph InsuranceGroup, Inc.)Secretary (Advance BusinessCapital LLC)Adam NelsonDallas, TXAttorneyEVP, General CounselESVP General Counsel (TBKBank, SSB)None.0077% CommonNoneNoneKevin FoxDallas, TXBankerEVP, Dtrategic PlanningNoneNone 1% CommonNoneFox Family Investment Holdings. LLC(100% Preferred, 50% Common)BlackRock, Inc. (A)Institutional InvestorPrincipal Securities HolderNoneNoneNoneNone14.70% Common(A) BlackRock Inc. is passive fund manager who owns their interest in Triumph Bancorp through their role as asset manager for multiple investment funds which track broad based indices vs. active managers who make investment decisions on individual issuers. Although BlackRock, Inc., as theasset manager for such funds, owns more than 10% of Triumph Bancorp, Inc. common stock (which has been identified solely on the basis of SEC Filings made by BlackRock disclosing its ownership percentage) our understanding, based on conversations with BlackRock on this matter, is thatBlackRock separates their investment function from the power to vote the securities owned by its funds. Such voting is outsourced to a third party, who votes shares in accordance with Blackrock’s proxy voting guidelines (which are consistent standards applied for governance and shareholder rightsmatters) vs. using their vote to exert control/influence over the business decisions or strategic direction of any issuers.

A Texas Single Member LLC Dallas, TX USA No LEI TBK Bank, SSB A Texas State Savings Bank Dallas, TX USA LEI5493000B61DD Z2PG1515 100% Voting National . A Delaware Single Member LLC Coppell, TX USA No LEI Triumph Insurance Group, Inc. A TX Corp. Dallas, TX USA No LEI ColoEast Capital Trust II A Delaware Statutory Trust Lamar,CO