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I.FOR CALENDAR YEAR 2012Person Reporting (last name, first, middle initial)2.Court or Organization3.Date of ReportWestern District of LouisianaHaik, Richard T.4.Report Required by the Ethicsin Government Act of1978(5 U.S.C. app. §§IOI-III)FINANCIAL DISCLOSURE REPORTAOJORev. 112013Sa. Report Type (check appropriate type)Title (Article III judges indicate active or senior status;magistratejudges indicate full- or part-time)DDU.S. District Judge - ActiveSb.7. Chambers or Office05/15/2013NominationDReporting 1/2012Amended ReportAddress800 Lafay e tt e StreetSuite 4200Lafayette,LA 70501IMPORTANTNOTES: The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information.I. POSITIONS.DNONE(Reporting individual only; see pp.9-13 offiling instructions.)(No reportable positions.)NAME OF ORGANIZATION/ENTITYPOSITION1.Colonel J. GeorgePresident& S. Saloom Hannie Community Home, Inc.2.3.4.5.II. AGREEMENTS.[{]NONE(Reporting individual only; see pp.14-16 offiling instructions.)(No reportable agreements.)PARTIES AND TERMS·1.2.3.
Name of Person ReportingFINANCIAL DISCLOSURE REPORTPage 2 of9Date of ReportHaik, Richard T.III. N 0N-INVESTMENT INCO ME.05/15/2013(Reporting individual and spouse; see pp.17-14 offiling instructions.)A. Filer's Non-Investment Income[{]NONE(No reportable non-investment income.)SOURCE AND TYPEINCOME(yours, not spouse's)I.2.3.4.B. Spouse's Non-Investment Income-I/you were married during any portion of the reporting year, complete this section.(Dollar amount not required exceptfor honoraria.)[{]NONE(No reportable non-investment income.)SOURCE AND TYPEI.2.3.4.IV, REIMBURSEMENTS -- transportation,lodging,food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 offi/ing instructions.)DNONE(No reportable reimbursements.)SOURCEI.Louisiana Association ofDATES4/24/2012 - 4/29/2012LOCATIONSan Jose, Costa RicaLouisiana State Bar61512012 - 6/8/2012Destin, FloridaLouisiana Association of8/9/2012 - 8110/2012New Orleans, LouisianaLouisiana State BarAssociationSeminar speaker - LSBASeminar speaker - LAJ9/20/2012 - 9/21/2012New Orleans, LouisianaSeminar speaker - LSBAAnnual AdmiraltySymposium5.Travel, lodging, and mealsTravel, lodging, and mealsMaritme Law ConferenceJustice4.Travel, lodging, and mealsAnnual Meeting/SchoolAssociation3.Seminar Speaker - LADCITEMS PAID OR PROVIDEDConferenceDefense Counsel2.PURPOSETravel, lodging, and meals
FINANCIAL DISCLOSURE REPORTPage 3 of9V. GIFTS.D05/15/201328-31 offiling instructions.)(No reportable gifts.)DESCRIPTIONSOURCEI.Date of ReportHaik, Richard T.(lncl11des those to spouse and dependent children; see pp.NONEName of Person ReportingHunting TripAlfred LipmanVALUE 500.002.3.4.5.VJ. LJABJLJTJES.DNONE(Includes those of spouse and dependent children; see pp.(No reportable liabilities.)CREDITORI.St. Landry BankDESCRIPTIONMortgageline 67)2.3.4.5.32-33 of filing instr11ctions.)ffill pj :I Port Barre, LA (Part VII,VALUE CODEM
Page 4 of9NONE05/15/2013Haik, Richard T.VII. INVESTMENTS and TRUSTSDDate of ReportName of Person ReportingFINANCIAL DISCLOSURE REPORT-- income, value, transactions r1nc1udes those of spouse and dependent children; see PP·34-60 offiling instructions.)(No reportable income, assets, or transactions.)A.B.c.D.Description of AssetsIncome duringGross value at endTransactions during reporting periodreporting periodof reporting period(including tnist assets)Place "(X)" after each assetexempt from prior pe (e.g.,ValueValueType (e.g.,DateValueGainIdentity ofdiv., rent,Code 2Methodbuy, sell,mm/dd/yy Code2Code 1buyer/seller(A-H)or int.)(J-P)Code3redemption)(J-P)(A-H)(Q-W)I.Iberia Bank AccountsAInterestLT2.Midsouth Bank, NA AccountsAInterestLT3.Brokerage Account #I4.-- Diamond Offshore Drilling, Inc. CommonADividendJTADividendJT( if privatetransaction)Stock5.--lberiabank Corp Common Stock6.--Rowan Cos Inc. Common Stock (Y)7.--Edward Jones Money Market AccountADividendKT8.--Lafayette Parish, LA Law JRedeemed06125112JDist Rev Ltd Bonds9.Brokerage Account #210.--San Juan Basin Royalty TrustAInterestJT11.--Charlton County, GA Solid WasteAInterestJT--DWS Managed Municipal Bond FundAInt./Div.JT--Ohio State Solid Waste Disposal RevenueAInterestJTAInterestRevenue Bonds12.13.Bonds14.--Port of New Orleans, LA Board ofACommissioners15.--Putnam Tax Exempt IncomeADividend16.--St. Paul, MN Port Authority IndustrialAInterestcInterestJTRevenue Bonds17.--Bibb County, GA Development AuthorityKTBondsA 1.000 or lessB 1.001 - 2.500c 42 .5 0 1 - 5.0000 5.001 - 15.000(Sec Columns BI and D4)F 50.001 - 100.000G 100.001 - 1.000.000Ill 1.000.001 - 5.000.000112ValueCodesJ 15.000 or lessK 15.001 - 50.000L 50.001 - 100.000M 100.001 - 250.000(Sec Columns Cl and 03)N 250.00 I - 500.0000 500.00 I - 1.000.000Pl 1.000.001 - 5.000.0001'2 5.000.00 I - 25.000.000I. Income Gain Codes:2.P4 More than 50.000.0001'3 25.000.00I - 50,000.0003. More than 5.000.000Value Mclhod CodesQ AppraisalR Cost (Real Estate Only)S Assessment(SecColumn C2)U Book ValueV OtherW EstimatedT Cash MarketE 15.001 - 50.000
Name of Person ReportingFINANCIAL DISCLOSURE REPORTPage 5 of9Haik, Richard T.VII. INVESTMENTS and TRusTsDNONEDate of Report05/15/2013-- income,value,transactions (Includes those of spouse and dependent children; see PP· 34-60 offiling instructions.)(No reportable income, assets, or transactions.)A.B.c.D.Description of AssetsIncome duringGross value at endTransactions dming reporting periodreporting periodof reporting period(including trust assets)Place "(X)" after each assetexempt from prior disclosure(I)(2)(I)(2)(I)( 2)(3)(4)(5)AmountCode 1Type (e.g.,ValueValueType ( e.g.,DateValueGainIdentity ofdiv., rentCode2Methodbuy, sell,CodeIbuyer/seller(A-H)or int.)(J-P)Code3redemption)mm/dd/yy Code2(J-P)(A-H)(Q-W)18.--Cambria County, PA Revenue Bonds19.--Central Arizona Irrigation & DrainiageAInterestJTBInterestKTNoneJT( if privatetransaction)District Bonds (Y)20.--Connecticut Development AuthorityBonds21.--Langhorne Manor Boro, PA HigherEducation Bonds22.23.--Louisiana State University BondsAInterestJT--Montgomery-Southside, AL RevenueBInterestKTAInterestJTBonds24.--New Jersey Health Care Facilities BondsRedeemed07/02/12J(part)25.--St. Paul, MN Port Authority BondsAInterestRedeemed06/25/12J26.--St. Paul, MN Port Auth Hsg& RedAInterestRedeemed06/25/12J27.--Savannah, GA Economic Authority Bonds28.--Sumner, IL Healthcare Facilities RevenueBonds29.--Verizon Communications Common Stock30.--Tjiwi Kimia Intl Finance Co Senior Notes31.--Tricom SA Guaranteed Note·(Y)32.--Money Market Fund Investment SharesADividendKT--MFS Multimarket Income Trust MutualADividendJTARoyaltyJT33.Fund34.--San Juan Basin Royalty Trust UnitsI. Income Gain Codes:(Sec ColumnsBI and D4)2. Value Codes(SccColumnsCI andD3)A 1.000 or lessB 1.00I - 2.500c 2.501 - 5.0000 5.001 - 15.000F 50.001 - 100.000G 100.00I - 1.000.000Ill 1.000.001- 5.000.000H2 More than 5.000.000J 15.000 or lessK 15.001- 50.000L 50.00 I - 100.000M 100.00I - 250.000N 250.00I - 500.0000 500.001 - 1.000.000Pl 1.000.001 - 5.000.000P2 5.000.001- 25.000.0001'3 25.000.00 I - 50.000.0003. ValueMethodCodes(Sec Column C2)P4 More than 50.000.000Q AppraisalR Cost (Real Estate Only)S AssessmentU Book ValueV OtherW EstimatedT CashMarketE 15.001- 50.000
Name of Person ReportingFINANCIAL DISCLOSURE REPORTPage 6 of9Haik, Richard T.VII. INVESTMENTS and TRUSTSDNONEDate of Report05/15/2013-- income, value, transactions r1nc1udes those of spouse and dependent children; see PP·34-60 offiling instructions.)(No reportable income, assets, or transactions.)A.B.c.D.Description of AssetsIncome duringGross value at endTransactions during reporting periodreporting periodof reporting period(including trnst assets)Place " ( X)" after each assetexempt from prior disclosure(I)(2)(I)(2)(I)(2)(3)(4)(5)AmountCode 1Type ( e.g.,ValueValueType ( e.g.,DateValueGainIdentity ofdiv., rent,Code 2Methodbuy, sell,mm/dd/yy Code 2Code 1buyer/seller(A-H)or int.)(J-P)Code 3redemption)(J-P)( A-H)(Q-W)NoneJTBDividendKT--Rapides Fin Auth LA Revenue ClecoBInterestKT38.--Regions Financial CorpADividend39.--LA State GasAInterest40.--Home Bancorp, Inc. Stock41.--Ultra Pure Technologies, Inc. Stock (Y)42.--Louisiana Public Facilities Auth Rev35.--At Home Corp Subordinated Notes36.--Capital Income Builder Fund A37.& Fuels Tax Ser A RevenueJ( if y Texas lnpdt School District Bonds44.--Frontier Communications Corp Stock (Y)45.--Columbia Tax Exempt Fund Class AADividendJT46.--Iberia Parish LA Parishwide School DistAInterestKTAInterestJTRfdg Gen Obgln47.--Lafayette LA Public Improvement TaxRev48.--Cutwater Select Income FundADividendJT49.--Lafayette LA Public Trust Auth RevAInterestKT50.--Midsouth Bancorp Inc.ADividend51.Individual Retirement AccountDDividendNTA 1.000 or lessB 1,001 - 2.500c 2,501 - 5,000D 5.001 - 15.000(Sec Columns BI and D4)F 50.001 - 100.000G 100.001 - 1.000.000Ill 1,000.001 - 5.000.000112 MoreValue CodesJ 15.000 or lessK 15.001 - 50.000L 50.00 I - I 00.000M 100.001 - 250.000(Sec Colunms Cl and DJ)N 250.00 I - 500.0000 500.001 - 1.000.000Pl 1,000,001 - 5,000,0001'2 5.000.001 - 25,000.000I. Income Gain Codes:2.#I1'3 25.000.00 I3. Vahu: Method Codes(Sec Column C2)·than 5.000.000P4 More than 50.000.000 50,000.000Q AppraisalR Cost (RealEstate Only)S - AssessmentU Uook ValueV OtherW EstimatedT Cash MarketE 1 5 .00I 50,000
Name of Person ReportingFINANCIAL DISCLOSURE REPORTPage 7 of9Haik, Richard T.VII. INVESTMENTS and TRUSTSDNONEDate of Report--05/15/2013income, va111e, transactions r1nc111des those of spo11se and dependent children; see PP· 34-60 offilinc ins1r11ctions.J(No reportable income, assets, or transactions.)A.B.c.D.Description of AssetsIncome duringGross value at endTransactions during reporting periodreporting periodof reporting period( including trust assets)Place "( X)" after each assetexemptfrom prior disclosure(I)(2)(I)(2)(I)(2)(3)(4)(5)AmountCode 1Type(e.g.,ValueValueType ( e.g.,DateValueGainIdentity ofdiv., rent,Code 2Methodbuy, sell,Code Ibuyer/seller(A-H)or int.)(J-P)Code3redemption)mm/dd/yy Code 2(J-P)(A-H)(Q-W)52.--American Balanced Fund53.--American Mutual Fund54.--Capital World Growth55.--Eurnpacific Growth Fund56.--Growth Fund of America57.--Income Fund of America58.--New Perspective Fund59.--Washington Mutual Investors Fund60.--American Funds Sh Term Bond Fund61.Colonel62.BPL Visions, LLC, formerly The McGeHee( if privatetransaction)& Income FundJ. George & S. Saloom HannieEDistributionMwNoneMwGroup, LLC63.Oxford Partners, LLCNoneJw64.Gordon Global Investments, LLCNoneJw1/3 Interest in Property Located inNoneJwNoneJwBuy08/28/12KNoneMRBuy09/21/12MR. HensarlingNoneNRBuy07105112NT. Orillion, C. Orillion65.Vermilion Parish, LA66.67.E-Kat,LLC:-,:1"('.:J ff1"''·LA ( 178,500)68.IPort Barre,Rental Property, \Lafaye tte , LA ( 292,000)I. Income Gain Codes:(Sec Columns BI and8 1.001- 2.500c 2.501 - 5.000D 5,001- 15.000G 100.001 - 1.000.000Ill 1.000.001 - 5.000.000112 More than 5,000.000J 15.000 or lessK 15.001 - 50.000L 50.001 - !00,000M 100.001 - 250.000N 250.001- 500.0000 500.00 I - 1.000.000Pl 1.000.001 - 5.000.000P4 More than 50.000.000Q AppraisalR Cost (RenlEstate Only)S AssessmentU Hook ValueV OtherW EstimatedA 41.000 or lessD4)2. ValueCodes(Sec Columns Cl and 03)· 50.001 - 100.0001'3 25.000.001 - 50.000.0003. Value Method Codes(Sec Column C2)P2 45.000.001- 25,000.000T Cash MarketE 15.001- 50.000
FINANCIAL DISCLOSURE REPORTPage 8of9Name of Person ReportingDate of ReportHaik, Richard T.VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.05/15/2013(lndicate part of report.)
FINANCIAL DISCLOSURE REPORTPage 9 of9Name of Person ReportingHaik, Richard T.Date of Report05/15/2013IX. CERTIFICATION.I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.Signature:s/ Richard T. HaikNOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVILAND CRIMINAL SANCTIONS (S U.S.C. app. § I04)Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544
I. Iberia Bank Accounts A Interest L T 2. Midsouth Bank, NA Accounts A Interest L T 3. Brokerage Account #I 4. --Diamond Offshore Drilling, Inc. Common A Dividend J T Stock 5. --lberiabank Corp Common Stock A Dividend J T 6. --Rowan Cos Inc. Common Stock (Y)
