Diamond HTH Stock Company GP, LLC - Dallas Fed

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FORM FR Y-6Diamond HTH Stock Company GP, LLCUniversity Park, Texas 75205Fiscal Year Ended December 31, 2019

Table of ContentsTabForm FR Y-6 Cover Page . 1Item 1: Annual Report . 2Item 2a: Organizational Chart . 3Item 2b: Domestic Branch Listing . 4Item 3: Security Holders . 5Item 4: Insiders . 6

FR Y-6Page 2 of 2For Use By Tiered Holding CompaniesTop-tiered holding companies must list the names, mailing address, and physical locations of each of their subsidiary holding companiesbelow.Diamond HTH Stock Company, LPLegal Title of Subsidiary Holding CompanyLegal Title of Subsidiary Holding Company6565 Hillcrest Ave., 6th Floor(Mailing Address of the Subsidiary Holding Company) Street / P.O. BoxUniversity ParkTexas75205CityStateZip CodePhysical Location (if different from mailing address)(Mailing Address of the Subsidiary Holding Company) Street / P.O. BoxCityStateZip CodePhysical Location (if different from mailing address)Diamond A Financial, LPLegal Title of Subsidiary Holding CompanyLegal Title of Subsidiary Holding Company6565 Hillcrest Ave,, 6th Floor(Mailing Address of the Subsidiary Holding Company) Street / P.O. BoxUniversity ParkTexas75205CityStateZip CodePhysical Location (if different from mailing address)(Mailing Address of the Subsidiary Holding Company) Street / P.O. BoxCityStateZip CodePhysical Location (if different from mailing address)Hilltop Holdings Inc.Legal Title of Subsidiary Holding CompanyLegal Title of Subsidiary Holding Company6565 Hillcrest Ave.(Mailing Address of the Subsidiary Holding Company) Street / P.O. BoxUniversity ParkTexas75205CityStateZip CodePhysical Location (if different from mailing address)(Mailing Address of the Subsidiary Holding Company) Street / P.O. BoxCityStateZip CodePhysical Location (if different from mailing address)PlainsCapital CorporationLegal Title of Subsidiary Holding CompanyLegal Title of Subsidiary Holding Company6565 Hillcrest Ave.(Mailing Address of the Subsidiary Holding Company) Street / P.O. BoxUniversity ParkTexas75205CityStateZip CodePhysical Location (if different from mailing address)(Mailing Address of the Subsidiary Holding Company) Street / P.O. BoxCityStateZip CodePhysical Location (if different from mailing address)12/2012

Form FR Y-6Diamond HTH Stock Company GP, LLCUniversity Park, TXFiscal Year Ending December 31, 2019Report Item1: Annual ReportDiamond HTH Stock Company GP, LLC is not subject to the reporting requirements of the Securities Exchange Act of 1934, as amended,and does not prepare an annual report.Hilltop Holdings Inc., however, is subject to those reporting requirements and files an Annual Report on Form 10-K with the SEC.

Form FR Y-6Diamond HTH Stock Company GP, LLCUniversity Park, TXFiscal Year Ending December 31, 2019Report Item2(a): Organizational ChartSee attached organizational chart.

Diamond A Financial, LPDiamond HTH Stock CompanyGP, LLCDallas, Texas(Texas)0.01% GPDiamond HTH StockCompany, LPDallas, Texas(Texas)1% GPDiamond A Financial, LPDallas, Texas(Texas)(see next page forcontinuation oforganizational chart)Indicates Manager ManagedDecember 31, 2019

Legend* Based in Dallas, Texas USA** Based in Lubbock, Texas USA***Based in Oklahoma City, OK USA**** Based in Plano, TX USADiamond A Financial, LP(Texas)*17.2%Indicates Ownership in suchentity as Managing MemberHilltop Holdings Inc.Indicates 100% ownership, but entity isa manager-managed LLCIndicates not reportableDallas, Texas; LEI: 54930010TA543US0PM65(Maryland)100%PlainsCapital LIP1F3NM5751PCC StatutoryTrust IPCC StatutoryTrust II(Connecticut)**(Delaware)*PlainsCapitalEquity, LLC(Delaware)*First Southwest Leasing Company100%(Delaware)*Hilltop Securities Asset Management, LLC100%(Delaware)*PrimeLending, a PlainsCapital Company(Texas)*LEI: 549300121SF0K2LN2804Grand Home Loans, LLC(Delaware)*LEI: 549300EW77A3LN831K49National Lloyds CorporationDallas, Texas(Delaware)HTH Diamond HillcrestLand LLC(Texas)*(Delaware)*100%Southwest FinancialInsurance Agency, Inc.100%(Oklahoma)***Hilltop Securities Independent Network Inc.(Texas)*100%NLASCO Services Inc.(Texas)*Southwest InsuranceAgency, Inc.(Texas)*100%100%100%100%National GroupCorporation(Delaware)*100%American SummitInsurance Company(Texas)*NALICO GeneralAgency, Inc.(Texas)*100%100%Guaranty FundExcalibur Financial Corporation(Delaware)*(provides funding for NLIC)(Texas)*(Delaware)*LEI: 549300XJN2FXJNUZ8F52HTH Hillcrest Project LLC(Texas)*NLASCO National Lloyds,Inc. (Texas)*(Atty-in-fact for NLIC)PrimeLending Ventures Management, LLC51%Dallas, Texas(Delaware)100%100%51%100%(Delaware)*First SouthwestCapital Investments, Inc.Highland HomeLoans, LLCHilltop Securities Inc.FSC Asset Administrator, LLC100%(Texas)*100%100%Hilltop Investments I, LLC(Delaware)*ARC Insurance Holdings, Inc.100%100% CommonPCC StatutoryTrust IV(Connecticut)**(Delaware)*100%50%100%First Southwest Holdings, LLC(Connecticut)**100% CommonPCC StatutoryTrust III100%OpenRange Capital LLC(Delaware)*100%100% Common100% CommonPlainsCapitalBank,Hilltop Securities Holdings LLC(Delaware)*100%51%Jet HomeLoans, LLC(Delaware)*LEI: 549300TYV7NDBX6FUR6351%Green BrickMortgage, LLC(Delaware)****LEI: 549300J6BSNOBRV3I664100% GP & LPNLASCO Underwriter Partnership*NLASCO Underwriter Partner 1 LLC*NLASCO Underwriter Partner 2 LLC*(each domiciled in Delaware)100%100%100%PCB-ARC, Inc.(Texas)*National Lloyds Insurance Company(a Texas Insurance Company on theLloyds Plan)*RGV-ARC, Inc.(Texas)*Y-6 – 12/31/2019Unless indicated in the entity box, such entity does not possess a LEI number.

Form FR Y-6Diamond HTH Stock Company GP, LLCUniversity Park, TXFiscal Year Ending December 31, 2019Report Item2(b): Branch VerificationAttached.

Results: A list of branches for your holding company: HILLTOP HOLDINGS, INC (3838727) of DALLAS, TX.The data are as of 12/31/2019. Data reflects information that was received and processed through 03/05/2020.Reconciliation and Verification Steps1. In the Data Action column of each branch row, enter one or more of the actions specified below2. If required, enter the date in the Effective Date columnActionsOK: If the branch information is correct, enter 'OK' in the Data Action column.Change: If the branch information is incorrect or incomplete, revise the data, enter 'Change' in the Data Action column and the date when this information first became valid in the Effective Date column.Close: If a branch listed was sold or closed, enter 'Close' in the Data Action column and the sale or closure date in the Effective Date column.Delete: If a branch listed was never owned by this depository institution, enter 'Delete' in the Data Action column.Add: If a reportable branch is missing, insert a row, add the branch data, and enter 'Add' in the Data Action column and the opening or acquisition date in the Effective Date column.If printing this list, you may need to adjust your page setup in MS Excel. Try using landscape orientation, page scaling, and/or legal sized paper.Submission ProcedureWhen you are finished, send a saved copy to your FRB contact. See the detailed instructions on this site for more information.If you are e-mailing this to your FRB contact, put your institution name, city and state in the subject line of the e-mail.Note:To satisfy the FR Y-10 reporting requirements, you must also submit FR Y-10 Domestic Branch Schedules for each branch with a Data Action of Change, Close, Delete, or Add.The FR Y-10 report may be submitted in a hardcopy format or via the FR Y-10 Online application - https://y10online.federalreserve.gov.* FDIC UNINUM, Office Number, and ID RSSD columns are for reference only. Verification of these values is not required.Data Action Effective ch Service TypeBranch ID RSSD*Full Service (Head Office)637451Full Service4780270Full Service5291054Full Service5078246Full Service1428197Full Service3513864Full Service3962677Full Service3308163Full Service3534047Full Service694258Full Service2993795Full Service4878113Full Service5067651Full Service3530375Full Service42671Full Service2993469Full Service3889130Full Service3208526Full Service3336670Full Service3022900Full Service660552Full Service4553876Full Service3819708Full Service3340770Full Service3220238Full Service5164130Full Service3144446Full Service5167467Full Service4166838Full Service3534065Full Service4392721Full Service3648298Full Service5327597Full Service3386554Limited Service4795676Full Service4947701Full Service2985240Full Service2649896Full Service3147737Full Service3778485Full Service5453478Full Service3657115Full Service1883648Full Service3513033Full Service3513024Full Service3839724Full Service576859Full Service4649359Full Service3022973Full Service3533965Full Service3022928Full Service3022964Full Service3533983Full Service3533880Full Service3513239Full Service4022475Full Service3504497Full Service3533826Full Service3504330Full Service5425019Full Service5450730Full Service4780289Full Service3599596Full Service3534001Full Service5425877Popular NamePLAINSCAPITAL BANKPCB ALICE BRANCHNORTH COLLINS BRANCHAUSTIN 5TH AND COLORADO BRANCHAUSTIN LAKEWAY BRANCHAUSTIN-WESTLAKE BRANCHPCB NORTH AUSTIN BRANCHBROWNSVILLE MORRISON BRANCHBROWNSVILLE PRICE ROAD BRANCHCORPUS PORT BRANCHCORPUS SARATOGA BRANCHPCB SHORELINE BRANCHBAYLOR BRANCHDALLAS - PRESTON CENTER BRANCHELM STREET BRANCHNORTH DALLAS BRANCHREPUBLIC CENTER BRANCHTURTLE CREEK BRANCHDESOTO BRANCHDONNA BRANCHEDINBURG SOUTH CLOSNER BRANCHMAIN BRANCHCAMP BOWIE BRANCHFORT WORTH DOWNTOWN BRANCHFORT WORTH WESTERN PLACE BRANCHFRISCO - THE STAR LENDING BRANCHFRISCO BRANCHFRISCO THE STAR BRANCHGRANBURY BRANCHHARLINGEN EXPRESSWAY BRANCHFIVE RIVERWAY BRANCHHOLCOMB BRANCHHOUSTON - OLD SPANISH TRAIL BRANCHKIRBY DRIVE BRANCHPCB HOUSTON MOBILE BRANCHRICHMOND AVENUE BRANCH82ND & BOSTON BRANCHDOWNTOWN BRANCHGENOA BRANCHPCB CARILLON BRANCHPCB MILWAUKEE BRANCHQUAKER AVENUE BRANCHQUAKER BRANCHSOUTH PLAINS MALL BRANCHSOUTHWEST BRANCHUNIVERSITY AVENUE BRANCHWHISPERWOOD BRANCHPCB MANSFIELD BRANCHMCALLEN 10TH/TRENTON BRANCHMCALLEN SOUTH 10TH BRANCHMISSION NORTH CONWAY BRANCHOLMITO BRANCHPHARR 281/NOLANA BRANCHPORT ISABEL BRANCHROUND ROCK BRANCHPCB FOUNTAINHEAD BRANCHRENAISSANCE PLAZA BRANCHSAN ANTONIO - NEW BRAUNFELS BRANCHSTONE OAK BRANCHPCB SOUTHLAKE BRANCHPCB HILLCREST BRANCHPCB VICTORIA BRANCHWEATHERFORD PLAZA BRANCHWESLACO BORDER BRANCHPCB WILLOW PARK BRANCHStreet Address2323 VICTORY AVENUE601 EAST MAIN STREET804 NORTH COLLINS201 WEST 5TH STREET1008 RANCH ROAD FM 620 S2705 BEE CAVES ROAD, SUITE 12012319 NORTH MO PAC EXPRESSWAY100 W MORRISON RD25 EAST PRICE ROAD1434 S PORT5921 SARATOGA500 NORTH SHORELINE BOULEVARD3417 GASTON AVENUE SUITE 1508200 DOUGLAS AVENUE, SUITE 1001201 ELM STREET18111 PRESTON ROAD325 NORTH SAINT PAUL STREET2911 TURTLE CREEK BLVD, SUITE 1002010 NORTH HAMPTON ROAD503 NORTH SALINAS BOULEVARD1920 SOUTH CLOSNER100 WEST CANO STREET3707 CAMP BOWIE BLVD.801 HOUSTON STREET, SUITE 1026000 WESTERN PLACE, SUITE 1181 COWBOYS WAY2500 LEGACY DRIVE, SUITE 1506635 COWBOYS WAY, SUITE 1001100 EAST HIGHWAY 377 SUITE 1011010 SOUTH EXPRESSWAY 83FIVE RIVERWAY, SUITES 100A AND 100B2348 WEST HOLCOMB BLVD.3388 OLD SPANISH TRAIL2929 KIRBY DR2525 RICHMOND AVENUE2925 RICHMOND AVENUE2524 82ND STREET1502 AVE J5821 82ND STREET4002 16TH STREET4511 MILWAUKEE AVENUE9802 QUAKER AVENUE4401 MARSHA SHARP FREEWAY6002 SLIDE ROAD, SUITE B-217316 SLIDE ROAD5010 UNIVERSITY AVENUE4415 FOURTH ST1748 EAST BROAD STREET, SUITE 1027201 N 10TH ST1821 SOUTH 10TH STREET1709 N CONWAY7905 N EXPRESSWAY 77100 EAST NOLANA LOOP123 EAST QUEEN ISABELLA BOULEVARD400 SUNDANCE PARKWAY8200 IH-10 WEST, SUITE 12070 N.E. LOOP 410, SUITE 1007925 NORTH NEW BRAUNFELS AVENUE150 EAST SONTERRA BLVD, SUITE 150550 RESERVE STREET, STE 1256565 HILLCREST AVENUE1 O'CONNOR PLAZA1001 SANTA FE DRIVE911 WEST EXPRESSWAY 83100 CROWN POINTE NAUSTINBROWNSVILLEBROWNSVILLECORPUS CHRISTICORPUS CHRISTICORPUS ONNAEDINBURGEDINBURGFORT WORTHFORT WORTHFORT PORT ISABELROUND ROCKSAN ANTONIOSAN ANTONIOSAN ANTONIOSAN ANTONIOSOUTHLAKEUNIVERSITY PARKVICTORIAWEATHERFORDWESLACOWILLOW XTXTXTXTXTXTXTXTXTXTXTXTXTXTXTXTXTXTXTXZip 52057790176086-58157859676087CountyDALLASJIM HIDALGOPARKERCountryUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESUNITED STATESFDIC UNINUM*Not RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredOffice Number*Not RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredNot RequiredHead OfficeHead Office ID RSSD* CommentsPLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451PLAINSCAPITAL BANK637451

Form FR Y‐6Diamond HTH Stock Company GP, LLCUniversity Park, TexasFiscal Year Ending December 31, 2019Report item 3(1): Securities HoldersDiamond HTH Stock Company GP, LLC(1)(a)Name & Address (City, State andCountry)Gerald J. FordDallas, Texas USA(1)(b)(1)(c)Country of Citizenship Number and Percentage of Each Class ofor IncorporationVoting SecuritiesUSA100%Report item 3(2): Securities Holders 5% or more at any timeduring the fiscal year not listed in 3(1)Diamond HTH Stock Company GP, LLC(2)(a)Name & Address (City, State andCountry)N/A(2)(b)Country of Citizenshipor IncorporationN/A(2)(c)Number and Percentage of Each Class ofVoting SecuritiesN/A

Form FR Y‐6Diamond HTH Stock Company GP, LLCUniversity Park, TexasFiscal Year Ending December 31, 2019Report item 3(1): Securities HoldersDiamond HTH Stock Company, LP(1)(a)Name & Address (City, State andCountry)Diamond HTH Stock Company GP, LLCDallas, Texas USA(1)(b)Country of Citizenshipor Incorporation(1)(c)Number and Percentage of Each Class ofVoting SecuritiesUSA0.01% GPReport item 3(2): Securities Holders 5% or more at any timeduring the fiscal year not listed in 3(1)Diamond HTH Stock Company, LP(2)(a)Name & Address (City, State andCountry)N/A(2)(b)Country of Citizenshipor IncorporationN/A(2)(c)Number and Percentage of Each Class ofVoting SecuritiesN/A

Form FR Y‐6Diamond HTH Stock Company GP, LLCUniversity Park, TexasFiscal Year Ending December 31, 2019Report item 3(1): Securities HoldersDiamond A Financial, LP(1)(a)Name & Address (City, State andCountry)Diamond HTH Stock Company, LPDallas, Texas USA(1)(b)(1)(c)Country of Citizenship Number and Percentage of Each Class ofor IncorporationVoting SecuritiesUSA1% GPReport item 3(2): Securities Holders 5% or more at any timeduring the fiscal year not listed in 3(1)Diamond A Financial, LP(2)(a)Name & Address (City, State andCountry)N/A(2)(b)Country of Citizenshipor IncorporationN/A(2)(c)Number and Percentage of Each Class ofVoting SecuritiesN/A

Form FR Y‐6Diamond HTH Stock Company GP, LLCUniversity Park, TexasFiscal Year Ending December 31, 2019Report item 3(1): Securities HoldersHilltop Holdings Inc.(1)(a)Name & Address (City, State andCountry)Diamond A Financial, LPDallas, Texas USAGerald J. FordDallas, Texas USATurtle Creek Revocable TrustGerald J. Ford - TrusteeDallas, Texas USAJeremy B. FordDallas, Texas USACorey G. PrestidgeDallas, Texas USA(1)(b)(1)(c)Country of Citizenship Number and Percentage of Each Class ofor IncorporationVoting SecuritiesUSAUSAUSA15,544,674 - 17.1508% Common Stock67,866 -0.0749% Common Stock (excludesunvested resricted stock units)57,144 - 0.0630% Common StockUSAUSA716,929 - 0.7910% (excludes unvestedrestricted stock units)69,322 - 0.0765% (excludes unvestedrestricted stock units)Report item 3(2): Securities Holders 5% or more at any timeduring the fiscal year not listed in 3(1)Hilltop Holdings Inc.(2)(a)Name & Address (City, State andCountry)The Vanguard GroupMalvern, Pennsylvania USADimensional Fund Advisors LPAustin, Texas USABlackrock, Inc.New York, New York USA(2)(b)Country of Citizenshipor IncorporationUSA(2)(c)Number and Percentage of Each Class ofVoting Securities6,406,191 - 7.0681% Common StockUSA5,489,300 - 6.0565% Common StockUSA5,001,634 ‐ 5.5184% Common Stock

Form FR Y‐6Diamond HTH Stock Company GP, LLCUniversity Park, TexasFiscal Year Ending December 31, 2019Report item 3(1): Securities HoldersPlainsCapital Corporation(1)(a)Name & Address (City, State andCountry)Hilltop Holdings Inc.Dallas, Texas USA(1)(b)(1)(c)Country of Citizenship Number and Percentage of Each Class ofor IncorporationVoting SecuritiesUSA1,000 - 100% Common StockReport item 3(2): Securities Holders 5% or more at any timeduring the fiscal year not listed in 3(1)PlainsCapital Corporation(2)(a)Name & Address (City, State andCountry)N/A(2)(b)Country of Citizenshipor IncorporationN/A(2)(c)Number and Percentage of Each Class ofVoting SecuritiesN/A

Form FR Y-6Diamond HTH Stock Company GP, LLCDallas, TexasFiscal Year Ending December 31, 2018Report item 4: InsidersDiamond HTH Stock Company GP, LLC(1)Name & Address (City, State andCountry)Gerald J. FordDallas, TX, USA(2)Principal occupation if other thanwith Bank Holding CompanyInvestor(3)(a)Title & Position with BankHolding CompanySole Member(3)(b)Title & Position with Subsidiaries (including name of Subsidiaries)Chairman of Hilltop Holdings Inc.3(c)Title & Position with other business(including name of business)Co-Managing Member of Ford FinancialFund II, L.P.Chairman of Freeport McMoran Copperand Gold, Inc.Director of Scientific Games CorporationDirector of Mechanics BankFamily Entities Attached(4)(a)(4)(b)4(c)% of voting% of votingsecurities inNames of other companies (includessecurities inSubspartnerships) if 25% or more of votingBank Holding(includingsecurities are held (list names ofCompanyname of Subs) companies & % of voting securities held)100.0000% Less than 1% 52.8% ownership interest inof HilltopFirst Acceptance Corp (NYSE:FAC) - substantially throughHunter's Glen/Ford, Ltd., forwhich he is GP; Hunter's Glen/Ford, Ltd., a family limitedpartnership, also conductsvarious other business;He is the trustee of the GP of FordFamily Investment, L.P., which has a12.3% interest in Ford Financial Fund II,L.P.; Trustee of 2009 TCRT, 2011 TCRTand Turtle Creek Revocable Trust;Family entities list on attached

Form FR Y-6Diamond HTH Stock Company GP, LLCUniversity Park, TexasFiscal Year Ending December 31, 2019Report item 4: InsidersDiamond HTH Stock Company, LP(1)Name & Address (City, State andCountry)Diamond HTH Stock Company GP, LLCDallas, TX, USA(2)Principal occupation if other thanwith Bank Holding CompanyN/A(3)(a)Title & Position with BankHolding CompanyGeneral Partner(3)(b)Title & Position with Subsidiaries (including name of Subsidiaries)N/A3(c)Title & Position with other business(including name of business)N/A(4)(a)(4)(b)4(c)% of voting% of votingsecurities inNames of other companies (includessecurities inSubspartnerships) if 25% or more of votingBank Holding(includingsecurities are held (list names ofCompanyname of Subs) companies & % of voting securities held)0.0100%N/AN/A

Form FR Y-6Diamond A Financial, LPUniversity Park, TexasFiscal Year Ending December 31, 2019Report item 4: InsidersDiamond A Financial, LP(1)(2)(3)(a)(3)(b)Name & Address (City, State andCountry)Gerald J. FordDallas, TX, USAPrincipal occupation if other than Title & Position with Bankwith Bank Holding CompanyTitle & Position with Subsidiaries (including name of Subsidiaries)Holding CompanyInvestorLimited PartnerChairman of Hilltop Holdings Inc.Jeremy B. FordDallas, TX, USAFinancial ServicesN/ACorey G. PrestidgeDallas, TX USAAttorneyN/ADiamond HTH Stock Company, LPDallas, TX USAN/AN/A3(c)Title & Position with other business(including name of business)Co-Managing Member of Ford FinancialFund II, L.P.Chairman of Freeport McMoran Copperand Gold, Inc.Director of Scientific Games CorporationDirector of Mechanics BankCo-Managing Member of Ford FinancialFund III, L.P.Family entities attachedDirector, President & CEO of Hilltop Holdings Inc.Chariman of First Acceptance CorporationChairman, President and CEO of PlainsCapital CorporationFamily Entities AttachedChairman of PlainsCapital BankPresident and Director of ARC Insurance Holdings, Inc.Director of National Lloyds CorporationDirector of National Lloyds Insurance CorporationDirector of American Summit Insurance CompanyDirector of Nalico General Agency, Inc.President of Hilltop Securities Holdings LLCExecutive Vice President, General Counsel & Secretary of Hilltop Holdings IncN/ADirector and Secretary of PlainsCapital CorporationDirector and Secretary of ARC Insurance Holdings, Inc.Director of National Lloyds CorporationDirector, Secretary and Treasurer of National Lloyds Insurance CorporationDirector, Secretary and Treasuerer of American Summit Insurance CompanyVice President of Hilltop Securities Holdings LLCN/AN/A(4)(a)(4)(b)4(c)% of voting% of votingsecurities inNames of other companies (includessecurities inSubspartnerships) if 25% or more of votingBank Holding(includingsecurities are held (list names ofCompanyname of Subs) companies & % of voting securities held)0.0000% Less than 1% 52.5% ownership interest inof HilltopFirst Acceptance Corporation- substantially throughHunter's Glen/Ford, Ltd., forwhich he is GP; Hunter's Glen/Ford, Ltd., a family limitedpartnership, also conductsvarious other business;He is the trustee of the GP of FordFamily Investment, L.P., which has a12.3% LP iinterest in Ford Financial Fund II,L.P. and 1.9% LP interest in Ford FinancialFund III, L.P.; Trustee of 2009 TCRT,2011 TCRT and Turtle Creek Revocable Trust;Family entities list on attached0.0000% Less than 1%N/Aof Hilltop0.0000% Less than 1%of Hilltop1% GP InterestN/AN/AN/A

Form FR Y-6Diamond HTH Stock Company GP, LLCUniversity Park, TexasFiscal Year Ending December 31, 2019Report item 4: InsidersHilltop Holdings Inc.(1)Name & Address (City, State andCountry)Diamond A Financial, LPDallas, TX, USA(2)Principal occupation if other thanwith Bank Holding CompanyN/A(3)(a)Title & Position with BankHolding CompanyN/A(3)(b)Title & Position with Subsidiaries (including name of Subsidiaries)N/A3(c)Title & Position with other business(including name of business)N/A(4)(a)(4)(b)4(c)% of voting% of votingsecurities inNames of other companies (includessecurities inSubspartnerships) if 25% or more of votingBank Holding(includingsecurities are held (list names of companiesCompanyname of Subs)& % of voting securities held)17.1508%N/AN/ACharlotte Jones AndersonDallas, TX, USABrand ManagementDirectorN/AExecutive Vice President, Chief BrandOfficer of Dallas CowboysFootball Club, Ltd.0.0134%N/ABlue and Silver Ventures, Ltd. (25%); Blue StarImaging I and II LP (25%); Blue Star Land LP(25%); Blue Star Oil and Gas Ltd (32%); BlueStar SA Investments (25%); CJA Stadium, Ltd(70%); Glennstone (33%); Jerral W. JonesFamily LP (33%); Jones Concessions LP (25%);SCJ Partners, LLP (33%); 289c Apparel, Ltd(25%); Team Silver Star (25%); CSJ Sports Ltd(33%); 81 Eighty Promotions, LP (25%); CJAGenpar LLC (100%); 289 (Preston) & 380 LP(0.6% Owner/33% Trustee); Greene County LLC(33%); 380/289 LP (32% Trustee); BionicWoman, LLC (100%); Superman, LLC (100%);Ms Marvel, LLC (100%); HedgestoneInvestments, LLC (100%); Hedgestone Thunder,LLC (100%); CJA Bravo LLC (100%); SamuelPaxton Custom Homes LLC (100%); AAU TitanLLC (100%); Fans United LP (25%); FriscoManagement LLC (25%); Blue Star Frisco LP(25%); Blue Star Frisco Operations LP (25%);Arkoma Drilling LP (25%); Blue Star De NovoOperations LP (25%); Blue Star Frisco Events(25%); Frisco Cowboys Club (25%)Tracy A. BoltFort Worth, Texas USAAccountantDirectorN/AManager - Bolt Family LLCManager - Integra Funding Solutions LLCManager - Austin Air Repair, LLCCEO of Houk Air Conditioning, Inc.CEO of Houston Air Repair, LLCManager - All Season Granbury, LLCManager - Granbury Self Storage, LLCManager - 833 11th Street, LLCManager - Bolt Advisory, LLCManaging Partner - M. Bolt VenturesPartnershipManager - 6050 Southwest Blvd., LLCManager - 18720 Intercontinental, LLCManager - West Drilling, LLCManager - Access Strategic, LLCManager - Zipp Credit, LLCManager - 15404 Marsha Street, LLCManager - Springtown Storage, LLC0.0329%N/AAccess Strategic Advisory Group, LLC (100%);833 111th Street, LLC (50%); Bolt Family, LLC(100%); Houk Air Conditioning, Inc. (50%);Houston Air Repair, LLC (30%); Bolt Advisory,LLC (100%); M. Bolt Ventures Partnership(100%); Integra Funding Solutions, LLC (60%);6050 Southwest Blvd, LLC (27%); All SeasonsGranbury, LLC (65%); The Bolt FamilyIrrevocable Trust (Trustee/Beneficiary); GranburySelf Storage, LLC (70%); 18720 Intercontinental,LLC (33%); West Drilling, LLC (50%); AccessStrategic, LLC (100%); Zipp

plainscapital bank 637451 OK Full Service 3530375 DALLAS - PRESTON CENTER BRANCH 8200 DOUGLAS AVENUE, SUITE 100 DALLAS TX 75225-5904