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編號Ref. �公司全資附屬公司)THE STOCK EXCHANGE OF HONG KONG LIMITED(A wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited)通告 CIRCULARSubject:Introduction of Two New Stock Option ClassesEnquiry:Mr. Wallace Chan (Tel: 2211-6139E-mail: wallacechan@hkex.com.hk)The Stock Exchange of Hong Kong Limited (the “Exchange”) is pleased to announce thattrading of following stock option classes will commence on Monday, 25 January 2021(“Commencement Date”):Underlying Stock(Stock Code)HKATSCodeContractMin.No. ofTierSizeFluctuation BoardLevel(shares)(HK )LotsWuXi Biologics(Cayman) Inc.(2269)WXB5000.0111JD Health adingAvailableTariffon the(HK )Commencement DayJan 21,Feb21, 3Mar 21,Apr 21,Jun 21,Sep 21 & 3Dec 21The list of stock option classes available for trading is set forth in Attachment I. For detailsof the contract specifications, please refer to Appendix B of the Operational TradingProcedures for Options Trading Exchange Participants of the Stock Exchange (“OptionsContract Specifications”).Position LimitPlease refer to the table below for the position limits of the new stock options classes.Underlying StocksWuXi Biologics (Cayman) Inc.Position Limits(open contracts in any one marketdirection for all expiry months combined)150,000
2Underlying StocksJD Health International Inc.Position Limits(open contracts in any one marketdirection for all expiry months combined)50,000Market MakingThe Exchange is currently inviting applications for market maker permits. Interested partiesshould contact Mr. David Lutz (DavidLutz@hkex.com.hk) and Ms. Emily Huang(EmilyHuang@hkex.com.hk) for details.Pre-launch ArrangementsThe following pre-launch arrangements will be implemented on Friday, 22 January 2021(i.e. one business day before the Commencement Date):a. option series of the new stock option class will be displayed, but not tradable; andb. the risk parameter files (“RPF”), clearing and open interest reports on new stock optionclasses will be generated.The purpose of the generation of RPF one business day before the Commencement Dateis to assist Participants in estimating the margin requirements for the new stock option classtrading on the Commencement Date.Please note that the margin requirements estimated using the RPF available after thesettlement process on the business day before the Commencement Date may not be thesame as the actual amounts required on the Commencement Date. HKEX and itssubsidiaries accept no liability whatsoever for any loss or damage arising from or inconnection with the use of the information contained in such RPF. Participants who wish touse the above-mentioned RPF are reminded to update the PC-SPAN Organisation MasterFile. For details, please refer to the relevant Clearing House circular to be issued in duecourse.Trading InformationThe access codes of information vendors will be posted on the HKEX website in due course.Inform Staff and ClientsPlease notify all interested clients about the introduction of the new stock options and notethat the contract size of some stock option classes will be in multiple board lots of theunderlying stock. Please ensure that your back office systems are ready for a smoothoperation. In addition, all your staff should be fully aware of the above and should exercisecaution when dealing with new stock option contracts and when advising your clients.Investors should also be aware that some stock options have market makers signed upwhile others do not. Availability of market makers, depending on their sign-up, may alsochange from time to time. The availability of market makers will be updated on the HKEXwebsite from time to time. Investors should exercise due caution in trading stock optionswithout market makers and understand the liquidity risk involved. They would have to trade
3against other investors with opposite views when they open or close their stock optionspositions.Wong Pak ChungCo-HeadEquities Product DevelopmentMarkets DivisionThis circular has been issued in the English language with a separate Chinese language translation. If thereis any conflict in the circulars between the meaning of Chinese words or terms in the Chinese language versionand English words in the English language version, the meaning of the English words shall prevail.
4Attachment IList of Stock Option Classes Available for Tradinga) Stock Option Classes with Contract Size with More Than One Underlying Board LotSharesNo. SEHK Underlying Stock NameCode1162Sun Hung Kai Properties LimitedHKATS Contract No. ofCodeSizeBoard(shares) LotsTier No.SHK1,00021175 Geely Automobile Holdings Ltd.GAH5,000513268 Kingdee International Software Group Co., Ltd.KDS2,000214288 WH Group Ltd.WHG2,500525688 China Overseas Land & Investment LimitedCOL2,000416788 China Tower Corporation LimitedXTW10,000527823 Link Real Estate Investment TrustLNK1,0001018981 Semiconductor Manufacturing International Corp.SMC2,5005191099 Sinopharm Group Co. Ltd.SNP80022101113 CK Asset Holdings LimitedCKP1,00021111177 Sino Biopharmaceutical Ltd.SBO5,00051121288 Agricultural Bank of China LimitedXAB10,000101131299 AIA Group LimitedAIA1,00051141336 New China Life Insurance Co. Ltd.NCL1,000101151339 The People's Insurance Company (Group) of ChinaLimitedPIN5,00052161359 China Cinda Asset Management Co., LtdCDA5,00053171658 Postal Savings Bank of China Co. Ltd.XPB5,00052181810 XiaoMi CorporationMIU1,00052191816 CGN Power Co., LtdCGN10,000102201833 Ping An Healthcare and Technology Co., Ltd.PHT50051211876 Budweiser Brewing Company APAC LimitedBUD1,000102221918 Sunac China Holdings Ltd.SUN2,00021231988 China Minsheng Banking Corporation LimitedMSB2,50052242007 Country Garden Holdings Co. Ltd.COG5,00051252018 AAC Technologies Holdings Inc.AAC1,00021262202 China Vanke Co. Ltd.VNK1,000101272238 Guangzhou Automobile Group Co. Ltd.GAC4,00021282313 Shenzhou International Group Holdings Ltd.SHZ50051292382 Sunny Optical Technology (Group) Co. Ltd.SNO1,000101302601 China Pacific Insurance (Group) Co., Ltd.CPI1,00052
5No. SEHK Underlying Stock NameCodeHKATS Contract No. ofCodeSizeBoard(shares) LotsTier No.312822 CSOP FTSE China A50 ETFCSA5,000251322823 iShares FTSE A50 China Index ETFA505,000501332828 Hang Seng China Enterprises Index ETFHCF1,00051343188 ChinaAMC CSI 300 Index ETFAMC2,000101353333 China Evergrande GroupEVG2,00021363690 Meituan DianpingMET50051376030 CITIC Securities Co. Ltd.CTS1,00022386618 JD Health International Inc. JDH500101396837 Haitong Securities Co., Ltd.HAI2,00052409618 JD.com, Inc.JDC500101419988 Alibaba Group Holding Ltd.ALB50051429999 NetEase, Inc.NTE50051 Trading will commence on 25 January 2021.b) Stock Option Classes with Contract Size Equal to One Underlying Board Lot SharesNo. SEHK Underlying Stock NameCodeHKATSCodeContract Size(shares)Tier No.11CK Hutchison Holdings Ltd.CKH500122CLP Holdings LimitedCLP500133The Hong Kong and China Gas Company LimitedHKG1,000244The Wharf (Holdings) LimitedWHL1,000255HSBC Holdings Plc.HKB400266Power Assets Holdings LimitedHEH5002711Hang Seng Bank LimitedHSB1002812Henderson Land Development Company LimitedHLD1,0001917New World Development Company LimitedNWD1,00011019Swire Pacific Limited ‘A’SWA50021123The Bank of East Asia, LimitedBEA20031227Galaxy Entertainment Group LimitedGLX1,00011366MTR Corporation LimitedMTR500214135 Kunlun Energy Co. Ltd.KLE2,000215151 Want Want China Holdings Ltd.WWC1,000316241 Alibaba Health Information Technology Co., Ltd.ALH2,000117267 CITIC LimitedCIT1,000318293 Cathay Pacific Airways LimitedCPA1,000319358 Jiangxi Copper Company LimitedJXC1,0003
6No. SEHK Underlying Stock NameCodeHKATSCodeContract Size(shares)Tier No.20386 China Petroleum & Chemical CorporationCPC2,000321388 Hong Kong Exchanges and Clearing LimitedHEX100122390 China Railway Group LimitedCRG1,000323489 Dongfeng Motor Group Co. Ltd.DFM2,000224669 Techtronic Industries Co. LtdTIC500125700 Tencent Holdings LimitedTCH100126728 China Telecom Corporation LimitedCTC2,000327753 Air China Ltd.AIR2,000228762 China Unicom (Hong Kong) LimitedCHU2,000329857 PetroChina Company LimitedPEC2,000330883 CNOOC LimitedCNC1,000331902 Huaneng Power International, Inc.HNP2,000332914 Anhui Conch Cement Company LimitedACC500133939 China Construction Bank CorporationXCC1,000334941 China Mobile LimitedCHT500135992 Lenovo Group LimitedLEN2,000336998 China CITIC Bank Corporation LimitedCTB1,0003371044 Hengan International Group Co. Ltd.HGN5001381088 China Shenhua Energy Company LimitedCSE5003391093 CSPC Pharmaceutical Group Ltd.CSP2,0002401109 China Resources Land Ltd.CRL2,0001411171 Yanzhou Coal Mining Company LimitedYZC2,0002421186 China Railway Construction Corporation LimitedCRC5003431211 BYD Company LimitedBYD5001441398 Industrial and Commercial Bank of China LimitedXIC1,0003451800 China Communications Construction CompanyLimitedCCC1,0003461898 China Coal Energy Company LimitedCCE1,0003471928 Sands China Ltd.SAN4002482020 ANTA Sports Products Ltd.ANA1,0001492269 WuXi Biologics (Cayman) Inc. WXB5001502282 MGM China Holdings LimitedMGM4003512318 Ping An Insurance (Group) Company of China,Ltd.PAI5001522319 China Mengniu Dairy Co. Ltd.MEN1,0001532328 PICC Property and Casualty Company LimitedPIC2,0002542333 Great Wall Motor Co. Ltd.GWM5003
7No. SEHK Underlying Stock NameCodeHKATSCodeContract Size(shares)Tier No.552388 BOC Hong Kong (Holdings) LimitedBOC5002562600 Aluminum Corporation of China LimitedALC2,0003572628 China Life Insurance Company LimitedCLI1,0002582777 Guangzhou R&F Properties Co., Ltd.RFP4003592800 Tracker Fund of Hong KongTRF5002602888 Standard Chartered PLCSTC503612899 Zijin Mining Group Company LimitedZJM2,0003623323 China National Building Material Company LimitedNBM2,0002633328 Bank of Communications Co., Ltd.BCM1,0003643888 Kingsoft Corporation Ltd.KSO1,0001653968 China Merchants Bank Co., Ltd.CMB5002663988 Bank of China LimitedXBC1,0003 Trading will commence on 25 January 2021.
24 2007 Country Garden Holdings Co. Ltd. COG 5,000 5 1 25 2018 AAC Technologies Holdings Inc. AAC 1,000 2 1 26 2202 China Vanke Co. Ltd. VNK 1,000 10 1 . 38 6618 JD Health International Inc. JDH 500 10 1 39 6837 Haitong Securities Co., Ltd. HAI 2,000 5 2 40 9618 JD.com, Inc. JDC 500 10 1 41 9988 Alibaba Group Holding Ltd. ALB 500 5 1 .
