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Branch office:Financial Advisor:1285 Ave of the Americas15th, 16th, 17th, & 18th FlrsNew York, NY 100196031UBS Client Reviewas of March 6, 2014Prepared forSample ReportsAccounts included in this reviewAccountXX XXXXXXX XXXXXXX XXXXXXX XXXXXXX XXXXXXX XXXXXXX XXXXX@XX XXXXXXName Account Name Account Name Account Name Account Name Account Name Account Name Account Name Account NameWhat's insideType Account Type Account Type Account Type Account Type Account Type Account Type Account Type Account TypeExpected cash flow. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Important information about this report. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Page 1 of 1029
Consolidated report prepared for Sample ReportsExpected cash flowfrom 04/01/2014 to 03/31/2015Summary of expected cash flows20142015AprilMayJuneJulyTotal ,2984,6384504,638Taxable U.S. incomeDividendsTaxable non-U.S. incomeDividendsTax-exemptAugust chTotal ( erred U.S. t U.S. incomeInterest paymentsTax-deferredReport created on: March 07, 2014- SAMPLE REPORT -11,291Page 2 of 10
Consolidated report prepared for Sample ReportsExpected cash flow - from 04/01/2014 to 03/31/2015 (continued)Details of expected cash flowsTotal 3732014AprilMayJuneJulyAugust September20,93820,4852015JanuaryFebruaryMarchTotal ( )38,07225,80320,93824,020324,576October November December2015JanuaryFebruaryMarchOctober November December29,06023,938TaxableTaxable U.S. incomeDividendsQuantityABBOTT LABS2,500.00ADT CORP COM1,500.00AMERIPRISE FINANCIAL INC1,000.00APACHE CORPCISCO SYSTEMS INCCOLLEGE AMERICA 529AMERICAN MUTUAL FUNDAMF CCOLLEGE AMERICA 529CAPITAL INCOME BUILDER CIBCCOLLEGE AMERICA 529EUROPACIFIC GROWTH EUPAC CCOLLEGE AMERICA 529 THEBOND FUND OF AMERICA BFACCOLLEGE AMERICA 529 THEINVESTMENT COMPANY OFAMERICA - ICA CCOSTCO WHOLESALE CORP550.00May 15300.00May 19520.00May 31125.00May 22500.005,000.00August September550.00Aug 15300.00Aug 19520.00Aug 31125.00Aug 22950.00Apr 23550.00Nov 15300.00Nov 19520.00Nov 30125.00Nov 22950.00Jul 23550.00Feb 15300.00Feb 19520.00Feb 28125.00Feb 22950.00Oct 23Total ( )2,200.001,200.002,080.00500.00950.00Jan 233,800.00842.9581.68Jun 2381.68Sep 2381.68Dec 2381.68Mar 23326.73289.05106.24Jun 20106.24Sep 20106.24Dec 20106.24Mar 20424.96363.98743.3635.05Dec 2711.87Apr 0311.87May 03467.152,000.00EMC CORP MASS4,000.00ENTERPRISE PRODUCTSPARTNER LP MLP1,000.0011.87Aug 0311.87Nov 0311.87Dec 0311.87Jan 0311.87Feb 0328.78Dec 24155.00Nov 30400.00Nov 20780.00Sep 17400.00Jul 23700.00May 0711.87Oct 03155.00Aug 31400.00Aug 20780.00Jun 17400.00Apr 2311.87Sep 0328.78Sep 24155.00May 31400.00May 201,000.00Report created on: March 07, 201411.87Jul 0328.78Jun 24500.00DISCOVER FINANCIALSERVICESDUKE ENERGY CORP NEW11.87Jun 0335.05700.00Aug 07- SAMPLE REPORT -28.78Mar 24115.11620.001,600.00780.00Mar 17400.00Jan 23700.00Nov 07142.44155.00Feb 28400.00Feb 20780.00Dec 17400.00Oct 2311.87Mar 033,120.001,600.00700.00Feb 072,800.00Page 3 of 10
Consolidated report prepared for Sample ReportsExpected cash flow - from 04/01/2014 to 03/31/2015 (continued)DividendsQuantityEXXON MOBIL CORP1,200.00FLUOR CORP NEW1,200.00GENL ELECTRIC CO2,500.00GENL MILLS INC2,300.00GOLDMAN SACHS HIGHYIELD FUND IGOLDMAN SACHS INTL REALESTATE SECURITIES FUND AGOLDMAN SACHS REALESTATE SECURITIES FUNDCLASS AHOME DEPOT INC115,942.83May252.00Apr 02550.00Apr 254,493.88Apr 30874.00May 034,493.88May 301,300.00INTEL CORP3,000.00JulyAugust SeptemberOctober November December756.00Sep 10756.00Dec 10252.00Jul 02550.00Jul 2514,603.621,000.00June756.00Jun 101,679.47HONEYWELL INTL INCINTL BUSINESS MACH2014April4,493.88Jun 30240.08Jun 11861.61Jun 304,493.88Jul 30252.00Oct 02550.00Oct 25874.00Aug 034,493.88Aug 30611.00Jun 27450.00Jun 10675.00Jun 01475.00Jun 10990.00Jun 11500.004,493.88Sep 304,493.88Oct 302015JanuaryFebruaryMarchTotal ( )756.00Mar 103,024.00252.00Jan 02550.00Jan 25874.00Nov 034,493.88Nov 30861.61Sep 304,493.88Dec 30240.08Dec 11861.61Dec 30611.00Sep 27450.00Sep 10675.00Sep 01475.00Sep 10990.00Sep 11611.00Dec 27450.00Dec 10675.00Dec 01475.00Dec 10990.00Dec 114,493.88Jan 301,008.002,200.00874.00Feb 034,493.88Feb 283,496.004,493.88Mar 2853,926.52480.16861.61Mar 303,446.45611.00Mar 27450.00Mar 10675.00Mar 01475.00Mar 10990.00Mar 112,444.001,800.002,700.001,900.00JOHNSON & JOHNSON COM1,500.00JPMORGAN CHASE & CO3,000.00MARKWEST ENERGYPARTNERS L P INTMCDONALDS CORP1,500.00MICROSOFT CORP4,000.00MONSANTO CO NEW1,000.00OCCIDENTAL PETROLEUM CRP1,300.00ORACLE CORP3,000.00PEPSICO INC1,500.00PLAINS ALL AMER PIPELINE LPUNIT LTD PARTNERSHIP INTMLPPROCTER & GAMBLE CO1,300.00799.50May 14799.50Aug 14799.50Nov 14799.50Feb 143,198.002,000.001,203.00May 181,203.00Aug 181,203.00Nov 181,203.00Feb 184,812.001,140.00Apr 301,140.00Jul 301,290.00May 141,200.00Report created on: March 07, 20141,140.00Oct 301,290.00Aug 14972.00Jun 171,120.00Jun 13430.00Apr 25936.00Apr 15360.00Apr 281,140.00Jan 301,290.00Nov 14972.00Sep 171,120.00Sep 13430.00Jul 25936.00Jul 15360.00Jul 28851.25Jun 304,560.001,290.00Feb 14972.00Dec 171,120.00Dec 13430.00Oct 25936.00Oct 15360.00Oct 28- SAMPLE REPORT -5,160.00972.00Mar 171,120.00Mar 13430.00Jan 25936.00Jan 15360.00Jan 28851.25Sep 851.25Dec 30851.25Mar 303,405.00Page 4 of 10
Consolidated report prepared for Sample ReportsExpected cash flow - from 04/01/2014 to 03/31/2015 (continued)DividendsQuantityQUALCOMM INC2014AprilMayJune338.48May 30455.00Jun 26338.48Jun 301,300.00SEI INSTITUTIONAL MANAGEDTRUST INTER BD PORTFOLIOTHERMO FISHER SCIENTIFICINCVERIZON COMMUNICATIONSINCWALT DISNEY CO (HOLDINGCO) DISNEY COMYUM! BRANDS INC12,843.36500.00338.48Apr 3075.00Apr 151,500.00July338.48Jul 3075.00Jul 15795.00May 03August SeptemberOctober November December455.00Sep 26338.48Sep 30455.00Dec 26338.48Dec 30338.48Aug 30338.48Oct 3075.00Oct 15795.00Aug 03338.48Nov 30338.48Jan 3075.00Jan 15795.00Nov 03FebruaryMarchTotal ( )1,820.00338.48Feb 28455.00Mar 26338.48Mar 283,180.00430.00Jan 162,000.00740.00May 07740.00Aug 740.00Nov 0714,0589,93713,2964,061.76300.00795.00Feb 03500.00Total Dividends2015January430.00740.00Feb 0714,33310,36713,296October November xable non-U.S. incomeDividendsQuantityBHP BILLITON LTD SPON ADR1,300.00INVESCO LTD2,000.00NOVARTIS AG SPON ADR2,000.00TORONTO DOMINION BK NEWCANADA CADTOTAL S.A. FRANCE SPONADRVODAFONE GROUP PLC SPONADR2,000.002,000.001,636.001,534.00Sep 26450.00Sep 07450.00Jun 07844.15Apr 301,374.33Apr 112,419.04Apr 20844.15Jul 301,374.33Jul 114,638Total DividendsAugust September450.00Dec 07844.15Oct 301,374.33Oct 112,419.04Oct 204502,2181,984JuneJulyAugust September4,638MarchTotal ( )1,534.00Mar 26450.00Mar 073,534.17Mar 113,068.00844.15Jan 301,374.33Jan October November December2015January5,51822,114Tax-exemptTax-exempt U.S. incomeInterest paymentsQuantityALEXANDRIA VA G O SR BBE/R/ 4.000 061525 DTD072612ARLINGTON CNTY VA OID98.519BE /R/ 4.000031520 DTD 060607ARLINGTON CNTY VA SR ABE/R/ 4.000 081516 DTD073009125,000.002014AprilMay2,500.00Jun 1590,000.00100,000.00Report created on: March 07, 2014FebruaryMarch2,500.00Dec 151,800.00Sep 152,000.00Aug 15- SAMPLE REPORT -Total ( )5,000.001,800.00Mar 152,000.00Feb 153,600.004,000.00Page 5 of 10
Consolidated report prepared for Sample ReportsExpected cash flow - from 04/01/2014 to 03/31/2015 (continued)Interest paymentsQuantityCHESTERFIELD CNTY VA SR ABE/R/ 4.000 010120 DTD062909FAIRFAX CNTY VA PUB IMPTSR ABE/R/ 5.000040114 DTD 013008HAMPTON ROADS SANTN DSTREV OID@99.5683 BE/R/4.500 040123 DTD 033108HAMPTON VA NATIO PREFBE/R/ 5.000 011521 DTD110107HANOVER CNTY VA ./R/ 4.000 071523 DTD021809HENRICO CO VA WTR SWR SRA RVBE/R/ 5.000050125 DTD 122209JAMES CITY CNTY VA ECMCDEV AU LEASE FSA BE/R/5.000 061514 DTD 122806KING CNTY WA SCH NO 401FSABE/R/ 5.000120126 DTD 112807LEANDER TX ISD ULTX SCHBE/R/ 5.000 081523 DTD050108LOUDOUN CNTY VA INDL DEVSR ABE/R/ 4.000060118 DTD 062811LOUDOUN CO VA SR ABE/R/ 5.000 120125 DTD042110METRO PARK DIST TACOMANPFG B/E/R/ 5.250120121 DTD 110806NORFOLK VA SR CBE/R/ 5.000 100125 DTD062712PRINCE WILLIAMS CNTY VASR ABE/R/ 3.000080119 DTD 081210PUERTO RICO ELEC PWR AUTPWR SER RR RV FGIC BE/R/5.000 070135 DTD 040405RICHMOND VA GO ULT SER AFSA B/E/R/ 5.000071520 DTD 072805ROANOKE VA SR CBE/R/ 4.000 071519 DTD081110SOUTHAMPTON CNTY VAINDL AU SR A REV CIFG BE /R/5.000 040125 DTD 1115062014AprilMayJune125,000.00JulyAugust SeptemberOctober November December2,500.00Jul 01135,000.003,375.00Apr 0175,000.001,687.50Apr 012015JanuaryFebruary2,500.00Jan 01MarchTotal ( )5,000.003,375.001,687.50Oct 013,375.0075,000.001,875.00Jul 151,875.00Jan 153,750.0050,000.001,000.00Jul 151,000.00Jan 152,000.00125,000.003,125.00May 013,125.00Nov 01175,000.004,375.00Jun 15125,000.003,125.00Jun 016,250.004,375.003,125.00Dec 01150,000.006,250.003,750.00Aug 153,750.00Feb 157,500.00150,000.003,000.00Jun 013,000.00Dec 016,000.00150,000.003,750.00Jun 013,750.00Dec 017,500.00150,000.003,937.50Jun 013,937.50Dec 017,875.0040,000.001,000.00Apr 011,000.00Oct 01100,000.002,000.001,500.00Aug 011,500.00Feb 013,000.00100,000.002,500.00Jul 012,500.00Jan 015,000.00150,000.003,750.00Jul 153,750.00Jan 157,500.0060,000.001,200.00Jul 151,200.00Jan 152,400.0075,000.00Report created on: March 07, 20141,875.00Apr 011,875.00Oct 01- SAMPLE REPORT -3,750.00Page 6 of 10
Consolidated report prepared for Sample ReportsExpected cash flow - from 04/01/2014 to 03/31/2015 (continued)Interest paymentsQuantitySTAFFORD CNTY VA ECON CASSUR RV OID98.603 BE/R/4.625 040121 DTD 032008UNIV NO TEX UNIV REV GENREV FGIC B/E/R/ 5.250041519 DTD 100105VIRGINIA BEACH VA PUB IMOID@98.3546BE/R/4.000 100120 DTD 032508VIRGINIA COMWLTH FED HIWRV/R/ 4.500031522 DTD 030112VIRGINIA COMWLTH UNIVAMBAC SR B RVBE/R/5.000 050114 DTD 030104VIRGINIA ST RES AUTH CLE ANWTR REV B/E/R/ 5.250100114 DTD 063005VIRGINIA ST RES AUTH INF SRB RVBE/R/ 5.000110121 DTD 121008VIRGINIA ST RES AUTH INF SRCBE/R/ 5.000110120 DTD 112310VIRGINIA ST RES AUTH INF SRC RVBE/R/ 5.000110116 DTD 121406VIRGINIA ST RES AUTH INF SRC RVBE/R/ 5.000110116 DTD 1214062014AprilMayJuneJulyAugust SeptemberOctober November December2015JanuaryFebruaryMarchTotal ( )50,000.001,156.25Apr 011,156.25Oct 012,312.50150,000.003,937.50Apr 153,937.50Oct 157,875.0025,000.00500.00Apr 01500.00Oct 011,000.00100,000.002,250.00Sep 15150,000.00150,000.002,250.00Mar 153,750.00May 014,500.003,750.003,937.50Apr 013,937.50Oct 017,875.00125,000.003,125.00May 013,125.00Nov 016,250.00100,000.002,500.00May 012,500.00Nov 015,000.0015,000.00375.00May 01375.00Nov 01750.0045,000.001,125.00May 011,125.00Nov 012,250.00Total Interest 062October November December2015JanuaryFebruaryMarchTotal ( )Tax-deferredTax-deferred U.S. incomeDividendsQuantityFIRST EAGLE GLOBAL FUNDCLASS CFRANKLIN/TEMPLETONGLOBAL BOND FUND CLASS CGOLDMAN SACHS ASSETALLOCATION GROWTHSTRATEGY FUND CL AGOLDMAN SACHS EQUITYGROWTH STRATEGY FUNDCLASS AIVY ASSET STRATEGY FUNDCLASS CAugust September579.486,345.83225.91Apr 20225.91May 20225.91Jun 20225.91Jul 20225.91Aug 20225.91Sep 20225.91Oct 2016,627.8815,133.56871.67Report created on: March 07, 2014225.91Nov 20166.89Dec 18225.91Dec 203,041.24Dec 31166.89225.91Jan 20225.91Feb 20225.91Mar 203,041.243,359.65Dec 311.74Jun 131.74Sep 13- SAMPLE REPORT -1.74Dec 132,710.943,359.651.74Mar 136.97Page 7 of 10
Consolidated report prepared for Sample ReportsExpected cash flow - from 04/01/2014 to 03/31/2015 (continued)DividendsQuantityLORD ABBETT SHORTDURATION INCOME FUNDCLASS CVAN ECK GLOBAL HARDASSETS FUND CLASS C14,549.092014AprilMayJuneJuly165.89Apr 30165.89May 30165.89Jun 30165.89Jul 30August September165.89Aug 30165.89Sep 30October November December165.89Oct 30165.89Nov 30986.67Total DividendsTotal PortfolioReport created on: March 07, 2014165.89Dec 302015JanuaryFebruaryMarchTotal ( )165.89Jan 30165.89Feb 28165.89Mar 281,990.6814.80Dec 2925,373392394August r November December2015JanuaryFebruaryMarchTotal ( )25,80320,93824,020324,57629,060- SAMPLE REPORT -39214.8023,93838,072Page 8 of 10
Disclosures applicable to accounts at UBS Financial Services Inc.Important information about this reportThis section contains important disclosures regarding theinformation and valuations presented here. This reportpresents information since December 31, 2002. Thisreport does not include complete account activity orperformance of your accounts before this date. Allinformation presented is subject to change at any timeand is provided only as of the date indicated. Theinformation in this report is for informational purposesonly and should not be relied upon as the basis of aninvestment or liquidation decision. UBS FS accountsstatements and official tax documents are the onlyofficial record of your accounts and are not replaced,amended or superseded by any of the informationpresented in these reports.UBS FS offers a number of investment advisory programsto clients, acting in our capacity as an investmentadviser, including fee-based financial planning,discretionary account management, non-discretionaryinvestment advisory programs, and advice on theselection of investment managers and mutual fundsoffered through our investment advisory programs.When we act as your investment adviser, we will have awritten agreement with you expressly acknowledgingour investment advisory relationship with you anddescribing our obligations to you. At the beginning ofour advisory relationship, we will give you our Form ADVbrochure(s) for the program(s) you selected that providesdetailed information about, among other things, theadvisory services we provide, our fees, our personnel,our other business activities and financial industryaffiliations and conflicts between our interests and yourinterests.Please review the report content carefully and contactyour Financial Advisor with any questions.The account listing may or may not include all of youraccounts with UBS FS. The accounts included in thisreport are listed under the "Accounts included in thisreview" shown on the first page or listed at the top ofeach page.Portfolio: For purposes of this report "portfolio" isdefined as all of the accounts presented on the coverpage or the header of this report and does notnecessarily include all of the client's accounts held atUBS FS or elsewhere.Estimated Annual Income: The Estimated AnnualIncome is the annualized year to date per sharedividends paid and multiplied by the quantity of sharesheld in the selected account(s).Tax Status: "Taxable" includes all securities held in ataxable account that are subject to federal and/or stateor local taxation. "Tax-exempt" includes all securitiesheld in a taxable account that are exempt from federal,state and local taxation. "Tax-deferred" includes allsecurities held in a tax-deferred account, regardless ofthe status of the security.Report created on: March 07, 2014Cash Flow: This Cash Flow analysis is based on thehistorical dividend, coupon and interest payments youhave received as of the Record Date in connection withthe securities listed and assumes that you will continueto hold the securities for the periods for which cashflows are projected. The attached may or may notinclude principal paybacks for the securities listed. Thesepotential cash flows are subject to change due to avariety of reasons, including but not limited to,contractual provisions, changes in corporate policies,changes in the value of the underlying securities andinterest rate fluctuations. The effect of a call on anysecurity(s) and the consequential impact on its potentialcash flow(s) is not reflected in this report. Payments thatoccur in the same month in which the report isgenerated -- but prior to the report run ("As of") date -are not reflected in this report. In determining thepotential cash flows, UBS FS relies on informationobtained from third party services it believes to bereliable. UBS FS does not independently verify orguarantee the accuracy or validity of any informationprovided by third parties. Although UBS FS generallyupdates this information as it is received, the Firm doesnot provide any assurances that the information listed isaccurate as of the Record Date. Cash flows formortgage-backed, asset-backed, factored, and otherpass-through securities are based on the assumptionsthat the current face amount, principal pay-down,interest payment and payment frequency remainconstant. Calculations may include principal payments,are intended to be an estimate of future projectedinterest cash flows and do not in any way guaranteeaccuracy.Expected Cash Flow reporting for Puerto RicoIncome Tax Purposes: Expected Cash Flow reportingmay be prepared solely for Puerto Rico income taxpurposes only. If you have received expected cash flowreporting for Puerto Rico income tax purposes only andare NOT subject to Puerto Rico income taxes, you havereceived this reporting in error and you should contactyour Financial Advisor immediately. Both the Firm andyour Financial Advisor will rely solely upon yourrepresentations and will not make the determination ofwhether you are subject to Puerto Rico income taxes. Ifyou have received this reporting and you are NOTsubject to Puerto Rico income taxes, the informationprovided in this reporting is inaccurate and should notbe relied upon by you or your advisers. Neither UBS FSnor its employees provide tax or legal advice. You shouldconsult with your tax and/or legal advisors regardingyour personal circumstances.situation or investment objectives?2) Would you like to implement or modify anyrestrictions regarding the management of your account?If the answer to either question is "yes," it is importantthat you contact your Financial Advisor as soon aspossible to discuss these changes. For MAC advisoryaccounts, please contact your investment managerdirectly if you would like to impose or change anyinvestment restrictions on your account.ADV disclosure: A complimentary copy of our currentForm ADV Disclosure Brochure that describes theadvisory program and related fees is available throughyour Financial Advisor.Please contact your FinancialAdvisor if you have any questions.Important information for former Piper Jaffray andMcDonald Investments clients: As an accommodationto former Piper Jaffray and McDonald Investmentsclients, these reports include performance history fortheir Piper Jaffray accounts prior to August 12, 2006 andMcDonald Investments accounts prior to February 9,2007, the date the respective accounts were convertedto UBS FS. UBS FS has not independently verified thisinformation nor do we make any representations orwarranties as to the accuracy or completeness of thatinformation and will not be liable to you if any suchinformation is unavailable, delayed or inaccurate.For insurance, annuities, and 529 Plans, UBS FS relies oninformation obtained from third party services it believesto be reliable. UBS FS does not independently verify orguarantee the accuracy or validity of any informationprovided by third parties. Information for insurance,annuities, and 529 Plans that has been provided by athird party service may not reflect the quantity andmarket value as of the previous business day. Whenavailable, an "as of" date is included in the description.Investors outside the U.S. are subject to securities andtax regulations within their applicable jurisdiction thatare not addressed in this report. Nothing in this reportshall be construed to be a solicitation to buy or offer tosell any security, product or service to any non-U.S.investor, nor shall any such security, product or servicebe solicited, offered or sold in any jurisdiction wheresuch activity would be contrary to the securities laws orother local laws and regulations or would subject UBS toany registration requirement within such jurisdiction.UBS FS All Rights Reserved. Member SIPC.Account changes: At UBS, we are committed tohelping you work toward your financial goals. So thatwe may continue providing you with financial advicethat is consistent with your investment objectives, pleaseconsider the following two questions:1) Have there been any changes to your financial- SAMPLE REPORT -Page 9 of 10
Disclosures applicable to accounts at non-UBS financial institutionsIf you provided information regarding assets that youhold at other financial institutions, we have includedthose assets in this report. We have not verified, and arenot responsible for, the accuracy or completeness of thisinformation. UBS does not provide advice with respectto your assets at other firms and specifically disclaimsany liability for any activity conducted by you in accountsat other firms. Therefore, any evaluation or analysisprovided in this report, which includes assets not held atUBS FS, should be considered an estimate only.Customers should review and maintain the originalsource documents that are integrated into this report,such as the statements for individual accounts held awayfrom UBS FS. Source documents may contain notices,disclosures and other information important to you, andmay also serve as a reference should questions ariseregarding the accuracy of the information in this report.This report is provided for informational purposes and asa courtesy to you, and may include assets that the firmdoes not hold on behalf of the customer and which arenot included on the firm’s books and records. Theinformation contained in this report is from the mostrecent information available as of the date of the report,and may or may not be an accurate reflection of thecurrent composition of the securities included in yourportfolio. There is no assurance that the weightings,composition and ratios will remain the same.Assets that you hold at other financial institutions arepriced using the closing price reported on the lastbusiness day preceding the date of this report. Everyreasonable attempt has been made to accurately pricesecurities; however, we make no warranty with respectto any security's price. To determine the value ofsecurities in your account, we generally rely on thirdparty quotation services. If a price is unavailable orbelieved to be unreliable, we may determine the price ingood faith and may use other sources such as the lastrecorded transaction. When securities are held atanother custodian or if you hold illiquid or restrictedsecurities for which there is no published price, we willgenerally rely on the value provided by the custodian orissuer of that security.UBS FS's SIPC coverage would only apply to thoseassets held at UBS FS, and to the extent some of theother reported entities may be SIPC members, customersshould contact their financial representative or the otherentity or refer to the other entity's statement regardingSIPC membership.Report created on: March 07, 2014- SAMPLE REPORT -Page 10 of 10
SEI INSTITUTIONAL MANAGED TRUST INTER BD PORTFOLIO Apr 30 338.48 May 30 338.48 Jun 30 338.48 Jul 30 338.48 Aug 30 338.48 Sep 30 338.48 Oct 30 338.48 Nov 30 338.48 Dec 30 338.48 Jan 30 338.48 Feb 28 338.48 Mar 28 THERMO FISHER SCIENTIFIC INC 500.00 75.00 Apr 15 75.00 Jul 15 75.00 Oct 15 75.00 Jan 15 300.00 VERIZON COMMUNICATIONS INC May 03 795. .
