Transcription
4th International Anti-Money Launderingand Financial Crime Conference1-2 December 2016, Crowne Plaza BratislavaPROGRAMMEGOLD SPONSORSSILVER SPONSORSBRONZE SPONSORSEXHIBITOR AND NAME BADGE HOLDERSSPONSORCO-OPERATION PARTNERSMEDIA PARTNERAML Programme V57TJ01122016
DAY 11 DECEMBER 2016 g SpeechesPeter Szovics, Director, Institute of Banking Education NBS, n.o.Dr. Sándor Patyi, Chairman of the Banking Association for Central and EasternEurope (BACEE); Deputy CEO, OTP Banka SlovenskoHis Excellency Andrew Garth, Ambassador to the Slovak Republic09:15-09:30Welcome SpeechKarol Mrva, Executive Director for Financial Market Operations, Member of the BankBoard of the National Bank of Slovakia09:30-10:00Keynote AddressAML and Sanctions Compliance – Important Issues And Strategies ForMaintaining U.S. Banking Relationships In The FutureRobert Targ, Partner at Diaz Reus & Targ LLP, FIBA, USAThe impact of the “Panama Papers” and the importance of determining theultimate beneficial owner of corporate entitiesThe ongoing FIFA corruption and money laundering investigation andprosecutionOther large scale corruption and PEP related investigationsIncreased U.S. law enforcement in the areas of Foreign Corrupt Practices Act(FCPA) and Office of Foreign Assets Control (OFAC) and,The global trend towards de-risking in correspondent banking and elsewherein the international financial community10:00-10:20Impact of the 4th Anti-Money Laundering Directive on Banks in Central andEastern EuropePawel Jaroszewicz, Director, PwC PolandTomasz Joniec, Manager, PwC PolandOperational challenges caused by new requirements regarding UBOsCan the UBO registers support the banks in meeting the requirements toidentify and verify the UBOs?How will the new PEP definition impact the KYC processes?10:20-10:50Coffee Break10:50-11:20Understanding and Solving Key Challenges Around Ownership StructuresAndrej Kovačik, Key Account Managers CEE Risk & Compliance, Bureau van DijkEditions Electroniques SA, o.z.Soňa Eliášová, Consultant CEE, Bureau van Dijk Editions Electroniques SA, o.z.Centralized external data – synergy of sourcesChallenges in ownership information – globalisation, beneficial ownership,monitoring and data relevanceBest practice of KYC workflow and data integrationImportance of complex view and visualisation11:20-11:40The Monty Python Flying Circus of Money Laundering: Risk and the Questionof ProportionalityJackie Harvey, Professor of Financial Management and Director of BusinessResearch, Newcastle Business School, Northumbria UniversityUnderstand the reasons for the approach to AML unpicking the figures behindthe threat narrativeConsider the justification (or otherwise) for the risk based approachExamine the risk based approach in terms of proportionalityConclude with an overview of the reality of compliance for both individualinstitutions and countriesAML Programme V57TJ01122016
11:40-12:0512:05-12:50FATF Recommendation 16 and implementationMichael Blicker, Senior Consultant, Fair Isaac Germany GmbH (FICO)Christian R. Drescher, Regional Director, Fair Isaac Germany GmbH (FICO)The bigger Picture: FATF 2016 challenges for Regulatory Compliance Solutions:For a holistic customer viewIn terms of CTFAs described in FATF recommendation 16KYC and beneficiary ownership identification – roundtable discussionModerator:Luboslav Parihuzic, Compliance & AML, Tatra banka, a.s.Participants:Andrej Leontiev, Partner, TaylorWessingNicolas Marinier, Chief Compliance Officer, East-West United Bank S.AIstván Für, Head of AML Unit, OTP Bank plc.Lucie Schweizer, Partner, Ružička Csekes, s.r.o.12:50:13:50Lunch13:50-14:10Operational impact of AMLD IV in the context of FATF16 recommendationJulien Laurent, Head of Compliance Solutions CEE / BNL, Financial Crime Unit,SWIFT Compliance ServicesHow to make sure your payment data is in line with recommendation 16 of theFATF: The Payment Data Quality Manager Tool of SWIFTUpdate: KYC Registry for correspondent bankingCoverage, content, data elements and product evolution14:10-14:40Detecting Money Laundering: Recent themes observed by Kroll; the need for aco-ordinated approachMatthew Weitz, Senior Director, Investigations and Disputes, EMEA, Kroll, LondonIan Lucas, Director, Kroll, LondonThemes identified in our recent experience in banking investigationsTrends in professional money launderingWhat’s going wrong – how can monitoring / detection be optimised?What is a co-ordinated approach – what tools can be used?14:40-15:00Compliance Beyond the Regulatory StereotypesMarios Skandalis, Director, Group Compliance Division at Bank of CyprusEstablishment of an ethical compliance/AML frameworkKey differences and benefits for the implementationMethodology to reach a successful result15:00-15:30Coffee Break15:30-16:10Fighting financial crime – cooperation and coordination roundtableChaired by Mr. Massimo Nardo, Former Senior Manager, FIU ItalyParticipants:Oliver Gadney, Programme Officer, Global Programme against Money Laundering,Proceeds of Crime and the Financing of Terrorism, United Nations Office on Drugsand CrimeLadislav Majerník, Prosecutor of the International Department, Acting Head of theInternational Public Law and European Matters Section, General Prosecutor’s Officeof the Slovak RepublicMarek Kordík, Vice-rector for pedagogical activities and international policecooperation, Academy of the Police Force in BratislavaAML Programme V57TJ01122016
16:10-16:30European Union Fourth AML Directive Readiness AssessmentGeorge D. Kunkel, CAMS, Managing Director, Crowe HorwathDirective Implicationso Customer Due Diligenceo Transaction Monitoringo Internal GovernanceProgram Assessment and Road Map (PAR) Approach16:30-16:50A light touch approach to immediately address 4th EU directive requirementsFilip Verbeke, Partner, ConsortixFlexibly map constantly evolving riskQuickly respond to regulators and internal control & auditConstant oversight and control with reduced effort and cost with a system inthe hand of legal & compliance people16:50-17:10Correspondent banking KYC and KYT enquiriesNicolas Marinier, Chief Compliance Officer, East-West United Bank S.AMain challenges due to US and EU sanctionsPressure on some USD clearing banksBanking secrecy issue and solutionsCommon pitfalls and lessons learned for smooth relationship and efficientpayments.18:00-19:30Cocktail ReceptionDAY 22 DECEMBER 2016 ve frameworks and activities deployed at the regional level in the field ofAML/CFTIrina Donciu, Programme Manager – CFT/TDS, Transnational Threats Department /Action against Terrorism Unit, OSCEInternational and Regional FrameworkPolitical Commitments adopted by the OSCE pSHighlights of activities deployed at the national/regional levelCurrent CFT challenges09:20-09:40Fit & Proper – for board members and key personsDoris Wohlschlagl-Aschberger, Banking and Capital Market Expert, ViennaAssessment & policyDiligent bank managementRegular training09:40 -10:00General Data Protection Regulation (GDPR) adoptionJozefína Trnavská, Project Director, Sberbank Europe AGKey points for AMLCross border data sharing10:00-10:30Coffee break10:30-10:50Money laundering and cyber threatRichard Parlour, Principal, Financial Markets Law International, UKThe growing cybercrime threatThe five cybercrime actorsInternational legal approachesHow to protect yourselfAML Programme V57TJ01122016
10:50-11:10Remote identification - opportunity or just an increased risk?Zuzana Jankovič, Compliance Manager, ZUNO BANK AGWhat could remote identification be?Types of remote identificationAdvantage and risk connected to remote identificationWhere to go next - future of remote identification11:10-11:30Blockchain: Hype or reality for compliance?Said Fihri, Associate Partner, KPMG LuxembourgIntro to BlockchainBenefits of Blockchain for ComplianceReview of use cases relevant for compliance activitiesin the Financial Service industry: AML&KYC and Audit trailChallenges of implementation11:30-12:10International Sanctions Landscape in the EU, Eastern Europe and the CIS –Roundtable DiscussionModerator:Jozefína Trnavská, Project Director, Sberbank Europe AGParticipants:Michael Peer, Partner, Forensic, Advisory, KPMG in Central and Eastern EuropeMartin Kačo, Director, Common Foreign and Security Policy Department, Ministry ofForeign and European AffairsMartijn Feldbrugge, Director, Business & Sanctions Consulting Netherlands12:10-12:20Closing remarks12:20Standing lunchWe are pleased to inform you that our Conference has been approved on 8November 2016 for continuing education credits through theAssociation of Certified Anti-Money Laundering Specialists (ACAMS).Participants can benefit of 8 CAMS credits.AML Programme V57TJ01122016
AML_Programme_V57TJ01122016 DAY 1 1 DECEMBER 2016 (THURSDAY) Registration 08:30-09:00 Dr. Sándor Patyi, Chairman of the Banking Association for Central and Eastern 09:00-09:15 Opening Speeches Peter Szovics, Director, Institute of Banking Education NBS, n.o. Europe (BACEE); Deputy CEO, OTP Banka Slovensko
