RENEWAL PACKET WOC Employee - Veterans Affairs

Transcription

VA Ann Arbor Healthcare SystemResearch Service (151)RENEWAL PACKETWOC Employee(Without Compensation)Update - November 2015[Added NEW Scope of Practice Form]

(Everyone)ORANGEBOOKChecklist for Successful Completion ofAnnual WOC Packet – October 2015Submit SF-87 Worksheet (2013 version) [see page 5](needed for PIV Card application)Please deliver to the Research Office with "Orange Book"Complete every365 days(Everyone)Complete(Everyone)Complete(lab workers only)Complete every 2years (If youparticipate inHuman Studies)WOC Completeevery yearAnimal Studiesworkers----------------------WOC Completeevery year----------------------WOC Completeevery year1) VA Privacy and Information Security Awareness and Rules of Behavior2) Privacy and HIPAA Training3) Infection Control: Bloodborne Pathogens and Tuberculosis https://www.tms.va.gov/plateau/user/login.jsp[see pages 2-4]Research Credentialing Verification [see pages 6, 7](Print Form; supervisor must sign)Research Employee Safety Training Checklist (Lab Workers) [see page 10](Print Form; supervisor must sign)Human Subjects Research Training Requirements https://www.citiprogram.org[see page 11]Scope of Practice Form (VA Human Studies Research) [see page 13][Print Form; supervisor must sign]Animal Studies Training [must complete every two years] https://www.citiprogram.org[Print -------------------- Occupational Health & Safety Survey (Lab Animal Contact) [see page 17][Print --------------------Scope of Practice Form (VA Animal Studies / Lab Research) [see page 13][Print Form; Supervisor must sign]WOC Completeevery yearVHA Handbook 6500, “National Rules of Behavior” [see pages 18-25]WOC Completeevery yearAssignment of Functional Categories [see pages 28-29]When you have completed all these forms and education modules, please print your trainingcertificates and bring all appropriate forms and certificates to the Research Office to ChristinaWayne . If you have any questions, please feel free to contact us.a.b.c.d.R&D Coordinator: Leonard Cooke at 845-5602Human Studies Coordinators: Cathy Kaczmarek & Terry Robinson at 845-3440Animal Studies Research Safety Coordinator: Carolyn Slusher at 222-7981Research WOC Coordinator: Christina Wayne at 845-5600Call Christina Wayne at 734-845-5600 to schedule an appointment for in-processing.ALL PAGES MUST BE SUBMITTED AS SINGLE-SIDED COPIES

Orange Book versionDear WOC Research Employee,To continue working as a Without Compensation Research Employee with the Department ofVeterans Affairs – VA Ann Arbor Healthcare System, you are required to complete threemandatory training programs titled:1) VA Privacy and Information Security Awareness Training and Rules of Behavior (annually)2) Privacy and HIPAA Training (annually)3) Infection Control: Bloodborne Pathogens and Tuberculosis (annually)These trainings are offered through the VA Talent Management System (TMS), a system thatoffers web-based training to VA employees and its partners.FOR PERSONS ALREADY REGISTERED IN TMSIf you are already registered in TMS and have taken courses in the past, you do not need toregister again. You will be notified of courses you must complete through e-mailcommunication.FOR PERSONS NOT REGISTERED IN TMSYou must self-enroll for a profile on the VA TMS by jsp. Once there, you should follow the steps belowto create a profile, launch the mandatory training, and complete the content prior to your nextday at VA. You will need to assign the Bloodborne Pathogens Training to your Learning Planafter validation of your account by the Research Office. This can be done by searching theCATALOG box in the upper right hand corner of the TMS Home Page.Upon completion, you should provide your printed certificate of completion from the TMSwhile in processing for your WOC Appointment. This certificate displays your TMS User ID.Managed Self-Enrollment (MSE) enhances VA’s training and reporting compliance, and isanother step toward establishing VA as a 21st century organization built on providing the bestcare and service possible for our Veterans!Sincerely,Leonard CookeStaff Assistant, Research ServiceADVANCE is an HR&A initiative to invest in people development, workforceengagement and talent management for the delivery of high-qualityhealthcare, benefits and other services to Veterans and their families.006-02 v9

21.1 Step-by-Step Instructions1. From a computer, launch a web browser and navigate tohttps://www.tms.va.gov/plateau/user/login.jsp2. Click the [Create New User] link in the menu below the “TMS” logo and login fields3. Select the radio button for “WOC”4. Click the [Next] button5. Enter appropriate information in each required field, and also in any non-required field if youhave the informationa. My Account Information:i. Create Password (Follow the guidelines presented on screen)ii. Re-enter Passwordiii. Security Questioniv. Security Answerv. Re-enter Security Answervi. Social Security Number (Your SSN is used only as a unique identifier in thesystem to ensure users do not create multiple profiles. The SSN is stored in aPrivate Data Table that cannot be accessed anywhere via the VA TMS interface.It is securely transferred to a VA database table inside the VA firewall where itcan be confirmed, if necessary, by appropriately vested system administratorsand/or Help Desk staff.)vii. Re-enter Social Security Numberviii. Date of Birthix. Legal First Namex. Legal Last Namexi. eMail Address (Enter your business or personal email address. If you have a VAemail address assigned to you, it is preferred. The eMail Address will be used asyour UserID)xii. Re-enter eMail Addressxiii. Phone Number – Enter a number where you can be reached by VA staff if issuesarise with this self-enrollment process or in other circumstances)b. My Job Informationi. VA City – Enter “Ann Arbor”ii. VA State – Select from the listiii. VA Location Code – Select ANN from the listiv. VA Point of Contact First Name – Enter Catherinev. VA Point of Contact Last Name – Enter Kaczmarekvi. VA Point of Contact eMail Address – Enter catherine.kaczmarek@va.govvii. VA Point of Contact Phone Number – Enter 734-845-3439viii. If you have a requirement to take HIPAA Training, check the HIPPA TrainingRequired check boxOnce you have entered all of the necessary data, click on the “Submit” button. Your profile willbe immediately created. Copy and save the UserID displayed to you on the confirmation page,as you will need this for future logons to the VA TMS. Once done, click on the “Continue”

3button and wait until your “To-Do List” populates with the title(s) of the mandatory trainingcontent.1.2 Launching and Completing the Content1.2.3.4.5.6.Mouse over the title of the available Item in the To-Do ListClick the [Go to Content] button in the pop-up window that appears.Complete the content following the on-screen instructions.When you have completed the Rules of Behavior, print that out and save it.Exit the course and a completion should be recorded for your effort.Click on the “Completed Work” pod on the lower right hand side of your internetbrowser window.7. Move your mouse over the title of the course you just completed and choose to“Print Completion Certificate”.8. Print off your completion certificate and save it with your signed Rules of Behavior.9. When you report to VA, bring both the signed Rules of Behavior and the Certificateof Completion for your mandatory training for verification by VA personnel.1.3 Trouble-shooting and AssistanceThe Check System link on the VA TMS is an automated tool that confirms the existence of basic,required software on the computer you are using to complete this training. If one is not incompliance with the requirements, a red “x’ will appear next to the Check System link. Shouldthis be the case with your computer, please follow the instructions to bring your computer upto the standards that will work with the VA TMS.If you do not have a Social Security Number, or if you experience any difficulty creating a profileor completing the mandatory content, contact the VA MSE Help Desk at 1.888.501.4917 or viaemail at VAMSEHelp@gpworldwide.com.

SF – 87 WORK SHEETPLEASE PRINT LEGIBLYName:FIRST:Full Middle Name: orOnly Have Middle Initial: orNo Middle Name (Indicate / NMN) :LAST:Other Names Used:(Maiden Name) and/or(Aliases) AKA orNicknames:Social SecurityNumber:Date of Birth:Race / Ethnicity:Gender:Height:Feet: Inches:Weight:Lbs.Place of Birth:City: State: ORCountry:Hair Color:Eye Color:Current Address:Address # & Street:City: State: Zip:Citizenship: (US/other)Job Title or Affiliation:VA Employee Title:Supervisor:PIV Re-Issuance: Y or N if applicableDo you need VA computer access Y or NHave you been fingerprinted within the last 6 months at this VA facility? YesSF-87 Worksheet.doc: Rev. 02/06/2013No

May 10, 2007Requirement for credentialing of all research staffThis requirement applies to all research staff including those that are compensated by theVA, those that are appointed as Without Compensation (WOC), and those appointed bythe Intergovernmental Personnel Act Mobility Program (IPA). The staff may be fulltime, part time, or fee basis.CredentialingCredentialing is the systematic process of screening and evaluating qualifications andother credentials, including licensure, registration, certification, required education,relevant training and experience, and current competence.Unlicensed staffAll staff that by virtue of their education and training is eligible to obtain licensure,registration, or certification is required to be credentialed through Vetpro even if they donot hold an active license, registration, or certification at the time they are appointed.Unlicensed nurses, physicians, pharmacists, clinical psychologists, and others requiringlicenses, registration, or certifications for clinical practice cannot be hired into thoseoccupations unless they obtain an active license, registration, or certification for theoccupation and qualify under VA qualification standards. If they do not obtain thelicense, registration, or certification they must be hired under some other occupationalcategory for which they qualify. If this other occupational category allows a scope ofpractice to perform procedures AND there is no requirement for licensure or certification,then with a duly exercised scope of practice after the appropriate credentialing could beprocessed. Note: See VHA Directive 2006-067 for a list of all effected occupations.VetPro: Staff that must be credentialed in VetPro All health care professionals who claim licensure, certification or registration asapplicable to their position within VHA. All research staff that holds a degree that may make them eligible for licensure,registration, or certification. Such persons would include but is not limited to:nurses, physicians, Foreign Medical Graduates, Clinical Psychologists, andpharmacists that do not have a current active license. Note: See VHA Directive2006-067 for a more complete list. All research staff including research administrative personnel, who by the natureof their position have the potential to assume patent care-related duties, or overseethe quality or safety of the patient care delivered, e.g. Research Assistants, ProjectOfficers, etc.

Research/HSR&D Service Initial Information FormService will contact the applicant and obtain the following information.This information is necessary for Medical Staff/Credentialing Office and Human Resources.VAAAHS2215 Fuller Road 11CAnn Arbor, MI 48105PLEASE PRINT LEGIBILYFull Name:FirstDate of Birth: /MonthDayMiddleLast/YearSocial Security Number: - -Home Address:Email Address:Daytime Phone #:Fax #:Specialty:Is the applicant a U.S. Citizen? Yes or No or Green Card (please circle one)Is the applicant a Male or Female? (please circle one)Applicant will be: ( ) Full Time ( ) Part Time ( ) Consultant ( ) Contract ( ) Fee Basis ( ) MOD ( ) WOCTarget Start Date of Applicant:Person completing this form:Phone #:Service:Date:1. What is the required degree, education, license and certification for the provider’s research position?2. Is a Physician/Dentist/PA/NP/CRNA/clinical PhD required to hold that position?3. Is there patient care?4. Will he/she be a provider noted on patient records/entering patient information?*Note: If the answer is “yes” for questions 2 thru 4 the Medical Staff Office will credential the provider.Once the Initial Information Form is completed, Research Service will forward a copy to:Human Resources and Medical Staff Office (if applicable).

May 10, 2007Scope of Practice or Functional StatementA Scope of Practice or Functional Statement outlines all the duties of employees. Theseduties must: 1) be consistent with the occupational category under which they are hired,2) allowed by the license, registration, or certification they hold, 3) consistent with theirqualifications (education & training), and 4) be agreed upon by the person’s immediatesupervisor and the ACOS. Note: When working on specific research protocols, thePrincipal Investigator for each protocol must also agree.Clinical PrivilegesIf the person’s license allows for independent practice and the facility chooses to allowindependent practice, privileges must be granted in accordance with VHA Handbook1100.19 and the facility’s Medical Staff Bylaws, Rules and Regulation prior toperforming the interventions covered under the privileges they have been granted.Points to considerIndividuals must not practice beyond the occupation they are hired/appointed into andtheir Scope of Practice or Functional Statement.Principal Investigators are responsible for the overall conduct of their research protocolsincluding ensuring that all research staff for the protocol are working within their Scopeof Work or Functional Statement.The appropriate background check as defined in VA Directive and Handbook 0710 mustalso be completed. Note: For those employees working with Select Agents or Toxins,additional background investigations must be completed. See VHA Handbook 1200.06for more information.Trainees from our academic affiliates must have a Resident/Trainee CredentialsVerification Letter (RCVL) prior to any interactions with research subjects. VHAHandbook 1400.1 contains further information regarding residents and trainees.Human Resource Management (HRM) responsibilitiesHRM has the primary responsibility for verifications of a candidates qualificationsincluding education, relevant training and experience, and current competence to hold theposition. HRM is also responsible for checking US citizenship or visa status.ACOS/R&D and/or AO/R&D responsibilitiesEither the ACOS/R&D and/or the AO/R&D must ensure that all research staff: Have been credentialed prior to appointment. If not, they must be credentialedASAP. Note: Credentialing for those who are covered by Directive 2006-067

May 10, 2007and VHA Handbook 1100.19 must be credentialed through VetPro. Staff thathold a degree that may make them eligible for licensure, registration, orcertification related to in health care must also be credentialed through VetPro. Have a Scope of Practice or Functional Statement that is consistent with theireducation, licensure, or certification, and Have been granted the appropriate privileges, if applicable under the facility’sBylaws,In addition, the following must be done: Annually ascertain compliance with these requirements. Maintain records that will adequately show these responsibilities have beenfulfilled.VHA Policies regarding credentialing VHA Directive 2006-067 December 22, 2006 “Credentialing of Health CareProfessionals”VHA Handbook 1100.19 March 6, 2001 “Credentialing and Privileging” VHA Handbook 1400.1 July 27, 2005 “Resident Supervisions” VA handbook and Directive 0710, September 10, 2004 “Personnel Suitability andSecurity” VA Handbook 5005 April 15, 2002 “Staffing”

Research Service (151)RESEARCH EMPLOYEE SAFETY TRAINING CHECKLISTEmployee Name:Supervisor:WOC EmployeeStart Date:VA EmployeeAll research personnel must have annual safety training. Complete this form with your supervisor, sign, date andreturn this form to the research office (11R) within seven (7) days of employee's start date. This form is used to documentmandatory annual safety training requirements.1.Location and use of Life Safety Equipment:a.Fire Safety1. Fire Emergency Plan - RACE2. Pull Stations - location & fire codes3. Fire Extinguishers - location & usageb. Minimum Accessibility Requirements1. Maintain a 48" corridor width2. Storage at least 18" from sprinkler heads3. Maintain a 36" semi-circle of access toelectrical panelsc. Showers, Eye Washes (location, how to use& check functioning & monthly update ofinspection tags for eye washes)d. Spill Kits for Acid, Caustic, Flammable,Blood & Body fluids (how to use, fullystocked kits)1. Replacement suppliese. Safety equipment specific to your labincluding personal protection equipment1. Lab coats2. Eye, Face, Hand, Foot, Head2.3.6.MSDS Sheets (Material Safety DataSheets) - location and useReview the Hazardous MaterialsManagement PlanMCM # S-2http://www1.va.gov/aavaresearch/docs/S2 2005.doc7.Safety Management ProgramMCM #S-3http://www1.va.gov/aavaresearch/docs/S3.doca. Inspection tags on Equipmentb. Elec. Shock Hazards8. Exposure Control Plan for BloodbornePathogens MCM #S-4http://www1.va.gov/aavaresearch/docs/S4.doca. To work with human blood/body fluidsb. Post Exposure Evaluation and Follow-up9. .Emergency Preparedness PlanMCM #S-5http://www1.va.gov/aavaresearch/docs/S5.doca. Horizontal Evacuation10. Operation of equipment(such as sterilizers and centrifuges)a. Location of operation Manualb. Documented User TrainingMedical Center Safety Policies Manual(review location and check documentationthat each person who works in the lab hasreviewed manual) (Also located on "T"Drive; Public/Policies/Policies-Current/Safety11. VHA Handbook for Safety of Personnelin Research 1200.8VA Research Safety Manual On-Line12. Specific job related hazardsa. Gas cylinder storage and handlingb. Moving chemicals to storage c. Glassd. Chemical inventory e. BiohazardNO FOOD OR DRINKS IN LABSNo eating or drinking in labsNo coffee cups or pop cans on benchesNo food in laboratory refrigeratorsVIOLATORS WILL BE FINED 500http://www1.va.gov/aavaresearch/page.cfm?pg 44.5.Radiation Safety and ALARAMCM #S-1http://www1.va.gov/aavaresearch/docs/S1 ALARA.doc(Annual Training will be scheduled by theVA Radiation Safety Officer)Employee Signature:10-06-2006 (df)Date:http://www1.va.gov/aavaresearch/docs/1200 8.docInvestigator Signature:Date:

VA HUMAN SUBJECTS RESEARCH TRAINING POLICY1. All new study team members must complete The Scope of Practice Survey FormCombined Scope of Practice Form (click-link)2. Human Subjects Research Education Policya. All new human research study personnel must complete the VA IRB Human Subjects ResearchEducation requirements prior to engaging in research projects at the VAAAHS.b. All continuing Investigators and Study Team Members must retake a VA-approved training course atleast once every 3 years. If you fail to comply with the VA IRB Human Subjects Education Policy youmust cease all work with human subjects in the research setting.Primary Course ChoiceVA CITI COURSE AT CITIPROGRAM.ORG1. Web-Link https://www.citiprogram.org/default.asp2. Select Your Institution: VA Ann Arbor, MI-506VA ANIMAL STUDIES RESEARCH EDUCATION POLICY1. Web-Link https://www.citiprogram.org2. Select Your Institution: VA Ann Arbor, MI - 5063. Selecting the Correct Course Groups:Question #2 Yes if you are a IACUC MemberQu

and/or Help Desk staff.) vii. Re-enter Social Security Number viii. Date of Birth ix. Legal First Name x. Legal Last Name xi. eMail Address (Enter your business or personal email address. If you have a VA email address assigned to you, it is preferred. The eMail Address will be used as yo