NV 834 5010 Companion Guide - Nevada

Transcription

Nevada MMIS 834 Transaction Companion GuideBenefit Enrollment and MaintenanceHIPAA Version 5010Nevada Medicaid Management Information System (MMIS)Department of Health and Human Services (DHHS)Division of Health Care Financing and Policy (DHCFP)

Important confidentiality noticeThis document has a sensitivity rating of “high” based on Nevada Information TechnologySecurity Standard 4.31. Those parties to whom it is distributed shall exercise a highdegree of custody and care of the information included. It is not to be disclosed, in wholeor in part to any third parties, without the express written authorization of DHCFP.TrademarksProduct names referenced in this document may be trademarks or registered trademarks oftheir respective companies and are hereby acknowledged.iUpdated 10/14/2012(PV 02/03/2012)Nevada MMIS 834 Transaction Companion Guide

Change historyThe following Change History log contains a record of changes made to this document:Published /revisedSection /Nature of change02/03/2012Initial version10/14/2012Changed all Magellan/MMA references to HP Enterprise Services(HPES) and updated all contact information. Changed pagination fromchapter-based to sequential. Other updates/corrections to sections 2,3.3, 5.1, 5.3, 5.5 and 6.1.iiUpdated 10/14/2012(PV 02/03/2012)Nevada MMIS 834 Transaction Companion Guide

Table of contents1. Introduction . 11.1. Purpose . 11.2. Intended use . 12. Working together . 22.1. Trading partner registration . 22.2. Trading partner testing and certification . 22.2.1. Trading partner ID . 22.2.2. Secure SFTP download – file retention . 32.2.3. Testing transactions . 32.3. Payer specific documentation . 42.4. Testing contact information . 43. Connectivity/communications . 53.1. Process flows. 53.2. Transmission procedures. 53.3. Communication and security protocols . 54. Contact information . 64.1. EDI customer service/technical assistance . 64.2. Provider services . 65. Control segments/envelopes . 75.1.5.2.5.3.5.4.5.5.5.6.ISA–Control header . 7IEA–Control trailer . 8GS–Functional group header . 9GE–Functional group trailer . 9ST–Transaction set header . 10SE–Transaction set trailer . 106. Instruction tables . 126.1. 005010X220A1 Benefit and enrollment maintenance (834) . 127. Payer specific business rules and limitations . 167.1. Language codes . 167.2. ST/SE and ISA/ISE envelopes . 16iiiUpdated 10/14/2012(PV 02/03/2012)Nevada MMIS 834 Transaction Companion Guide

1. IntroductionThe Health Insurance Portability and Accountability Act of 1996 (HIPAA) requires thatMedicaid and all other health insurance payers in the United States comply with theElectronic Data Interchange (EDI) standards for health care as established by the Secretaryof Health and Human Services.The X12N Health Care Implementation Guides have been established as the standards ofcompliance and are online olidated-guides.Additional information is on the Department of Health and Human Services website at:http://aspe.hhs.gov/admnsimp.1.1.PurposeThe intended purpose of this document is to provide information such as registration,testing, support and specific transaction requirements to EDI trading partners thatexchange X12 information with the Nevada Medicaid Agency.An EDI trading partner is defined by Nevada Medicaid as anybody such as a provider,software vendor and clearinghouse that exchanges transactions adopted under HIPAA.DXC Technology, the fiscal agent for Nevada Medicaid, has prepared this companionguide and website, http://www.medicaid.nv.gov, to support Nevada Medicaid andNevada Check Up billing. Hereafter, DXC Technology is referred to as NevadaMedicaid; Nevada Medicaid and Nevada Check Up are referred to as Medicaid unlessotherwise specified.This companion guide provides specific requirements for receiving enrollment roster datafrom Nevada Medicaid to Managed Care Organizations (MCOs) using the EDI 834transaction.1.2.Intended useThe following information is intended to serve only as a companion guide to the HIPAAAmerican National Standards Institute (ANSI) Accredited Standards Committee (ASC)X12N Technical Report Type 3 (TR3) document. The use of this guide is solely for thepurpose of clarification. The information describes specific requirements to be used forprocessing data. This companion guide supplements, but does not contradict anyrequirements in the ASC X12 TR3 document. Additional companion guides/tradingpartner agreements will be developed for use with other HIPAA standards, as theybecome available.1Updated 10/14/2012(PV 02/03/2012)Nevada MMIS 834 Transaction Companion Guide

2. Working together2.1.Trading partner registrationAn EDI trading partner is any entity (provider, billing service, clearinghouse, softwarevendor, etc.) that transmits electronic data to and receives electronic data from anotherentity. Nevada Medicaid requires all trading partners to complete EDI registrationregardless of the trading partner type as defined below. Contact the EDI Helpdesk toregister. Trading partner is an entity engaged in the exchange or transmission of electronictransactions. Vendor is an entity that provides hardware, software and/or ongoing technicalsupport for covered entities. In EDI, a vendor can be classified as a software vendor,billing or network service vendor or clearinghouse. Software vendor is an entity that creates software used by billing services,clearinghouses and providers/suppliers to conduct the exchange of electronictransactions. Billing service is a third party that prepares and/or submits claims for a provider. Clearinghouse is a third party that submits and/or exchanges electronic transactionson behalf of a provider.The Trading Partner agreement forms are located at:http://www.medicaid.nv.gov/providers/edi.aspx FA-35 must be completed to enroll as a Trading Partner. FA-36 must be completed to enroll as a Trading Partner. FA-37 must be completed by the provider in order to link the provider to the TradingPartner. FA-39 is used for providers who will be billing using the Payerpath software.2.2.Trading partner testing and certificationNevada Medicaid requires that all newly registered trading partners complete basictransaction submission testing. Successful transaction submission and receipt of both validresponses and error responses is an indication that all systems involved can properlysubmit and receive transactions.2.2.1. Trading partner IDOnce registration is completed, a 4-digit Trading Partner ID will be assigned.2Updated 10/14/2012(PV 02/03/2012)Nevada MMIS 834 Transaction Companion Guide

2.2.2. Secure SFTP download – file retentionAll electronic files that have been made available for download will remain availableonline for download as follows: 7 Days999, TA1, 271 30 Days277U 90 Days835After the allotted time frame has passed, the files will be removed from the list and will nolonger be available for download. This applies to testing and production.2.2.3. Testing transactionsThe following transaction types are available for testing: 270 Eligibility Request/271 Eligibility Response 837D Dental Claim 837P Professional (CMS-1500) Claim 837I Institutional (UB-04) ClaimTesting data such as provider IDs and recipient IDs will not be provided. Users shouldsubmit recipient information and provider information as done for production as the testenvironment is continually updated with production information.There is no limit to the number of files that may be submitted. Users will be allowed tomove to production once a successfully compliant transaction is received and theappropriate responses returned.3Updated 10/14/2012(PV 02/03/2012)Nevada MMIS 834 Transaction Companion Guide

2.3.Payer specific documentationFor additional information in regards to business processes related to eligibility, priorauthorization and claims processing, please review the provider manual located on theNevada Medicaid website:http://www.medicaid.nv.govFor further information on specific payer prior authorization information please see theNevada Medicaid website:http://www.medicaid.nv.gov2.4.Testing contact informationAll correspondence for assistance with testing should be submitted to the following emailaddress:NVMMIS.EDIsupport@dxc.com4Updated 10/14/2012(PV 02/03/2012)Nevada MMIS 834 Transaction Companion Guide

3. Connectivity/communications3.1.Process flows3.2.Transmission proceduresAvailability24 hours/7 days a weekDowntime notificationNevada Medicaid will notify the trading partners in the case of any planned downtime orunexpected downtime using email distribution.Re-Transmission proceduresTrading partners may call Nevada Medicaid for assistance in researching problems withsubmitted transactions. Nevada Medicaid will not edit trading partner data and/orresubmit transactions for processing on behalf of a trading partner. The trading partnermust correct any errors found and resubmit.3.3.Communication and security protocolsTrading partners may find information regarding communication protocols in the ServiceCenter User der/MMIS Service center user manual.pdf5Updated 10/14/2012(PV 02/03/2012)Nevada MMIS 834 Transaction Companion Guide

4. Contact information4.1.EDI customer service/technical assistanceEDI HelpdeskMonday – Friday8:00 a.m. – 5:00 p.m. PTTechnical, enrollment or setup questions:Email: NVMMIS.EDIsupport@dxc.comTelephone: 1 (877) 638-3472 options 2 then 4Fax: 1 (775) 335-8594Nevada Medicaid Websitehttp://www.medicaid.nv.gov4.2.Provider servicesProvider Relations DepartmentThe Provider Relations Department is composed of field representatives who are committedto assisting Nevada Medicaid providers in the submission of claims and the resolution ofclaims processing concerns.Provider Relations Call CenterThe Provider Relations Call Center communication specialists are available to respond towritten and telephone inquiries from providers on billing questions and procedures, claimstatus, form orders, adjustments, use of the Automated Response System (ARS), electronicclaims submission via EDI and remittance advice (RAs).Both departments can be reached by calling:1 (877) 638-34726Updated 10/14/2012(PV 02/03/2012)Nevada MMIS 834 Transaction Companion Guide

5. Control segments/envelopesNOTE: The page numbers listed below in each of the tables represent the correspondingpage number in the X12N 834 HIPAA Implementation Guide.X12N EDI Control SegmentsISA – Interchange Control Header SegmentIEA – Interchange Control Trailer SegmentGS – Functional Group Header SegmentGE – Functional Group Trailer SegmentST – Transaction Set HeaderSE – Transaction Set TrailerTA1 – Interchange Acknowledgement5.1.ISA–Control headerCommunications transport protocol interchange control header segment. This segmentwithin the X12N implementation guide identifies the start of an interchange of zero ormore functional groups and interchange-related control segments. This segment may bethought of traditionally as the file header record.SegmentNamePage in IGCommentsISAInterchange ControlHeaderISA01AuthorizationInformation QualifierC.400 No AuthorizationInformation PresentISA02AuthorizationInformationC.4Value is 10 spaces as field isfixed lengthISA03Security InformationQualifierC.400 No Security InformationPresentISA04Security InformationC.4Value is 10 spaces as field isfixed lengthISA05Interchange IDQualifierC.4ZZISA06Interchange Sender IDC.4NVM FHSC FAISA07Interchange IDQualifierC.5ZZ7Updated 10/14/2012(PV 02/03/2012)Nevada MMIS 834 Transaction Companion Guide

SegmentNamePage in IGCommentsSegmentNamePage in IGCommentsISA08Interchange Receiver ID C.5The 4-digit Service Center Codeassigned by Nevada Medicaid.ISA09Interchange DateC.5Format is YYMMDDISA10Interchange TimeC.5Format is HHMMISA11Repetition SeparatorC.5!ISA12Interchange ControlVersion NumberC.500501ISA13Interchange ControlNumberC.5Must be identical to InterchangeTrailer IEA02.ISA14AcknowledgementRequestedC.60 No AcknowledgementRequestedISA15Interchange UsageIndicatorC.6P Production DataComponent ElementSeparatorC.6ISA165.2.T Test Data IEA–Control trailerCommunications transport protocol interchange control trailer segment. This segmentwithin the X12N implementation guide defines the end of an interchange of zero or morefunctional groups and interchange-related control segments. This segment may be thoughtof traditionally as the file trailer record.SegmentNamePage in IGNotes/CommentsIEAInterchange ControlTrailerIEA01Number of IncludedFunctional GroupsC.10Number of included FunctionalGroupsIEA02Interchange ControlNumberC.10Must be identical to ISA138Updated 10/14/2012(PV 02/03/2012)Nevada MMIS 834 Transaction Companion Guide

5.3.GS–Functional group headerCommunications transport protocol functional group header segment. This segment withinthe X12N implementation guide indicates the beginning of a functional group andprovides control information concerning the batch of transactions. This segment may bethought of traditionally as the batch header record.SegmentNamePage inIGCommentsGSFunctional Group HeaderGS01Functional Identifier codeC.7BE Benefit Enrollment andMaintenanceGS02Application Sender’sCodeC.7NVM FHSC FAGS03Application Receiver’sCodeC.7The 4-digit Service Center Codeassigned by Nevada Medicaid.GS04Functional GroupCreation DateC.7Format CCYYMMDDGS05Functional GroupCreation TimeC.8Format HHMMSSGS06Group Control NumberC.8Must be identical to GE02GS07Responsible AgencyCodeC.8X Accredited StandardsCommittee X12GS08Version/Release/Industry C.8Identifier Code5.4.005010X220A1GE–Functional group trailerCommunications transport protocol functional group trailer segment. This segment withinthe X12N implementation guide indicates the end of a functional group and providescontrol information concerning the batch of transactions. This segment may be thought oftraditionally as the batch trailer record.SegmentNamePage inIGNotes/CommentsGEFunctional Group TrailerGE01Number of TransactionSets IncludedC.9Number of included TransactionSetsGE02Group Control NumberC.9Must be identical to the value in9Updated 10/14/2012(PV 02/03/2012)Nevada MMIS 834 Transaction Companion Guide

SegmentNamePage inIGNotes/CommentsGS065.5.ST–Transaction set headerCommunications transport protocol transaction set header segment. This segment withinthe X12N implementation guide indicates the start of the transaction set and assigns acontrol number to the transaction. This segment may be thought of traditionally as theclaim header record.SegmentNamePage inIGNotes/CommentsSTTransaction Set HeaderST01Transaction Set IdentifierCode61834ST02Transaction Set ControlNumber61Increment by 1 when multipletransaction sets areincluded; must be identical toSE02.Additions, Cancellations, andAudit records will be in separatelists enclosed in separate SE/SAenvelopes.ST035.6.ImplementationConvention Reference62005010X220A1SE–Transaction set trailerCommunications transport protocol transaction set trailer. This segment within the X12Nimplementation guide indicates the end of the transaction set and provides the count oftransmitted segments (including the beginning (ST) and ending (SE) segments). Thissegment may be thought of traditionally as the claim trailer record.SegmentNamePage inIGNotes/CommentsSETransaction Set TrailerSE01Transaction SegmentCount450Number of segments includedwithin the ST/SE segmentsSE02Transaction Set ControlNumber450Must be identical to ST0210Updated 10/14/2012(PV 02/03/2012)Nevada MMIS 834 Transaction Companion Guide

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6. Instruction tablesThis table contains one or more rows for each segment for which supplemental instructionis needed.6.1.Loop005010X220A1 Benefit and enrollmentmaintenance (834)SegmentNameBGNBeginning SegmentBGN08Action CodePagein IGComments352 Used to identify atransaction of additions,terminations and changes tothe current enrollment4 Used to identify atransaction to verify that thesponsor and payer systems aresynchronized1000A1000BREFReferenceInformation –Transaction SetPolicy NumberREF01ReferenceIdentificationQualifier3638 Master Policy NumberREF02ReferenceIdentification3610-digit MCO AtypicalProvider IdentifierN1Sponsor NameN102Plan Sponsor Name39Division of Health CareFinancing and PolicyN104Sponsor Identifier40540849793N1PayerN102Insurer Name41Provider’s nameN104Insurer IdentificationCode42Provider’s Federal Tax IDNumber12Updated 10/14/2012(PV 02/03/2012)Nevada MMIS 834 Transaction Companion Guide

LoopSegmentName2000INSMember Level DetailINS03Maintenance TypeCodeREFSubscriber IdentifierREF01200020002000Pagein IGComments49021 Additions024 Cancellations030 Audit recordsThese will occur in separateST/SE envelope groups. Amaximum of 10,000 INSsegments can occur in oneST/SE envelope.ReferenceIdentificationQualifier550F Subscriber NumberREF02Subscriber Identifier5511-digit Recipient IDREFMember 61L Group or Policy NumberREF02Member Group orPolicy Number56Assignment plan eferenceIdentificationQualifier5717 Client reporting categoryREF02MemberSupplementalIdentifier58Program designation code13Updated 10/14/2012(PV 02/03/2012)Nevada MMIS 834 Transaction Companion Guide

LoopSegmentName2000DTPMember Level DatesDTP01Date Time PeriodQualifierPagein IGComments60356 The Medicaid EligibilityBegin Date occurs withAdditions and Audit records.357 The MCO EnrollmentEnd Date is reflected at theMember Level on Cancellationrecords.474 – Medicaid EndDTP03Date Time Period60If, DTP01 356 (EligibilityBegins)If, DTP01 357 (EligibilityEnd)If, DTP01 474 (MedicaidEnd/Redetermination Date)Date Format CCYYMMDD23002300HDHealth CoverageHD03Insurance Line Code141HMO Health MaintenanceOrganizationHD04Plan CoverageDescription141Benefit Plan package codeDTPHealth CoverageDatesDTP01Date Time Qualifier143DTP01 348 Benefit BeginDTP01 349 Benefit EndDTP01 303 Maintenance2300AMTHealth CoveragePolicyAMT01Amount QualifierCode145P3 Premium AmountAMT02Contract Amount145Capitation Amount14Updated 10/14/2012(PV 02/03/2012)Nevada MMIS 834 Transaction Companion Guide

LoopSegmentName2320COBCoordination ofBenefitsCOB01Payer ResponsibilitySequence NumberCodePagein IGComments164Loop 2320 can occur 5 timesand provide information to aThird Party Administrator.P PrimaryS SecondaryT TertiaryU UnknownCOB02Member Group orPolicy Number164Third Party Liability (TPL) policynumberCOB03Coordination ofBenefits Code1641 Coordination of Benefits5 Unknown6 No Coordination ofBenefits2320DTPCoordination ofBenefits EligibilityDatesDTP01Date Time Qualifier168344 Coordination ofBenefits Begin Date345 Coordination ofBenefits End DateDTP03Coordination ofBenefits Date168Coordination of Benefits date15Updated 10/14/2012(PV 02/03/2012)Nevada MMIS 834 Transaction Companion Guide

7. Payer specific business rules and limitationsThe information when applicable under this section is intended to help the trading partnerunderstand the business context of the EDI transaction.7.1.Language codesThe 834 transaction includes the ISO 639 language codes. The codes are sent in theLUI02 segment, loop 2100A with LUI01 as LE.7.2.ST/SE and ISA/ISE envelopesAdditions, cancellations and audits are each listed in their own, separate ST/SE envelope.All three groups are contained in one ISA/ISE envelope. The intent of this structure is toclearly identify enrollment changes. Recipients who appear on the addition list will alsoappear on the audit list because they are participants for that month and they are newadditions.16Updated 10/14/2012(PV 02/03/2012)Nevada MMIS 834 Transaction Companion Guide

Updated 10/14/2012 Nevada MMIS 834 Transaction Companion Guide (PV 02/03/2012) 4. Contact information 4.1. EDI customer service/technical assistance EDI Helpdesk Monday - Friday 8:00 a.m. - 5:00 p.m. PT Technical, enrollment or setup questions: Email: NVMMIS.EDIsupport@dxc.com Telephone: 1 (877) 638-3472 options 2 then 4 Fax: 1 (775) 335-8594