ATTENDEES - Federal Reserve Bank Of New York

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Reforming Culture and Behavior in the Financial Services Industry:Workshop on Progress and ChallengesATTENDEESNovember 5, 2015

Reforming Culture and Behavior in the Financial Services Industry: Workshop on Progress and ChallengesNovember 5, 2015IndustryFirst NameLast NameAffiliationReenaAgrawal SahniShearman & SterlingJimAramandaThe Clearing HouseLeeAugsburgerPrudentialGregoryBaerThe Clearing HouseHuBentonAmerican Bankers AssociationRogerBlissettInstitute of International BankersJacquesBrandDeutsche BankJeffreyBrodskyMorgan StanleyDerekBushCleary GottliebMarkChauvinTD Bank GroupFannieChenDavis PolkH. RodginCohenSullivan & CromwellSabrinaCohenUBSHeatherColemanSullivan & nz Global InvestorsAlisonCottrellU.K. Banking Standards BoardJohnCryanDeutsche BankTanjaCuppenRabobankStephenCutlerJPMorgan ChaseLuigiDe GhenghiDavis PolkDianede Saint VictorBarclaysRichardDebsMorgan StanleyElizabethDukeWells sonTIAA-CREF & G30AzishFilabiEthical Systems, New York UniversityMicheleFlemingCLS Bank GoldM&TJeffreyGoldsteinBNY MellonJamesGormanMorgan StanleyGeoffGreenerBank of AmericaEricGrossmanMorgan StanleyRandallGuynnDavis PolkGeraldHassellBNY MellonFranzHumerCitigroupPage 1

Reforming Culture and Behavior in the Financial Services Industry: Workshop on Progress and ChallengesNovember 5, 2015First NameLast sAIGSlawomirKrupaSociete GeneraleNicholasLe PanCIBC & G30PaulLeeDebevoise & PlimptonMikeLoughlinWells FargoGaryLynchBank of eyDavis PolkSarahMillerInstitute of International BankersSusanOchsNew AmericaTimothyO'HaraCredit SuisseAlainPapiasseBNP ParibasGaryParrLazardJimPhalenState StreetDanielPintoJPMorgan ChaseDavidPortillaDebevoise & PlimptonColinPriceCoCompany and Heidrick & StrugglesThomasReidDavis PolkBillRhodesCitigroup & G30MichaelRoemerBarclaysJohnRogersGoldman SachsThierryRolandHSBCJohnRomeoOliver Wyman & G30JimRosenthalMorgan StanleyGreggRozanskyThe Clearing HouseJohnRyanCITPabloSalameGoldman SachsDavidSewellDebevoise & PlimptonDavidSidwellUBSKristenSilverbergInstitute of International FinanceScottSleysterPrudentialAndreaSmithBank of AmericaDavidStephenRBSLindaThomsenDavis PolkJohnTinerCredit SuisseMarcTrevinoSullivan & CromwellVicWarnementAmerican ExpressJenniferWarrenCIBCBillWeldonJPMorgan ChasePage 2

Reforming Culture and Behavior in the Financial Services Industry: Workshop on Progress and ChallengesNovember 5, 2015First NameLast NameAffiliationJamesWienerBNY MellonLewisWirshbaCredit SuisseMichaelWisemanSullivan & CromwellBillWoodleyDeutsche BankOfficial SectorFirst NameLast NameAffiliationAndreasAdrianoInternational Monetary FundAlberto J.Alonso de LinajeBanco de EspañaTomokoAmayaFinancial Services Agency, JapanLaura A.ArdThe World BankSusanAxelrodFINRAGaryBarnettU.S. Securities and Exchange CommissionBjorn ChristophBurgerBaFinDianaCaponeBanca d'ItaliaLawrenceCheungHong Kong Monetary AuthorityRobertColbyFINRAGregColemanOffice of the Comptroller of the CurrencyJamesGilesU.S. Securities and Exchange CommissionAndrewHauserBank of EnglandFahmiHosainAustralian Prudential Regulation AuthorityOlivierJonglezFrench TreasuryEmiliaJurzykInternational Monetary al Monetary FundKam HimLeungHong Kong Monetary AuthorityMaría JoséLópez CalvoEuropean Central BankMichaelLoretanFINMAMorrisMorganOffice of the Comptroller of the CurrencyAnjanMukherjeeU.S. Department of the TreasuryWijnandNuijtsDe Nederlandsche BankLoriQuigleyFederal Deposit Insurance CorporationWiekeScholtenDe Nederlandsche BankMakotoSonodaJapanese Ministry of FinanceJohnSutherlandBank of EnglandLuisUrrutiaBanco de l CommitteePage 3

Reforming Culture and Behavior in the Financial Services Industry: Workshop on Progress and ChallengesNovember 5, 2015Federal Reserve SystemFirst NameLast NameAffiliationLeeAlexanderFRB New YorkMarilynArbuthnottFRB New YorkThomasBaxterFRB New YorkSteinBerreFRB New YorkCliveBlackwoodFRB New YorkJamesBohnFRB BostonWilliamBrodowsFRB New YorkStephanieChalyFRB New YorkLaVerneCornwellFRB New YorkStanleyCrispFRB San FranciscoJenniferCrystalFRB New YorkMarthaCummingsFRB New YorkTeresaCurranFRB San FranciscoSarahDahlgrenFRB New YorkJeanmarieDavisFRB New YorkDianneDobbeckFRB New YorkWilliamDudleyFRB New YorkRichardDzinaFRB New YorkStanleyFischerFederal Reserve BoardCarolineFrawleyFRB New YorkMartinGrantFRB New YorkDanaGreenFRB New YorkBettyannGriffithFRB New YorkJackGuttFRB New YorkJoyceHansenFRB New YorkLaurenHargravesFRB New YorkMichaelHeldFRB New YorkJamesHennessyFRB New YorkHomerHillFRB New YorkBeverlyHirtleFRB New YorkMichaelHsuFederal Reserve BoardWendyKalleryFRB ChicagoMichaelKohFRB New YorkAlexLaTorreFRB New YorkSandraLeeFRB New YorkAndreasLehnertFederal Reserve BoardDougMandelFRB BostonAnandMarriFRB New YorkJamieMcAndrewsFRB New YorkPage 4

Reforming Culture and Behavior in the Financial Services Industry: Workshop on Progress and ChallengesNovember 5, 2015First NameLast NameAffiliationMegMcConnellFRB New YorkJacquelineMcCormackFRB New YorkHamidMehranFRB New YorkSusanMinkFRB New YorkRadhikaMithalFRB New YorkDanielMucciaFRB New YorkHelenMuccioloFRB New YorkAlbertoMusalemFRB New YorkJimNelsonFRB ChicagoMichaelNelsonFRB New YorkTomNooneFRB New YorkJamiePfeiferFRB New YorkSimonPotterFRB New YorkAndreaPriestFRB New YorkBruceRichardsFRB New YorkJohnRickettiFRB New YorkNancyRileyFederal Reserve BoardJoshuaRosenbergFRB New YorkDeniseSchmedesFRB New YorkRennieScintoFRB New YorkTeresaScottFederal Reserve BoardVandanaSharmaFRB New YorkMiltSimpsonFRB San FranciscoGlenSnajderFRB New YorkMichaelSolomonFederal Reserve BoardRoseannStichnothFRB New YorkKevinStirohFRB New YorkMichaelStrineFRB New YorkKatherineTilghmanHillFRB New YorkJosephTracyFRB New YorkLuisUrangaFRB New YorkJamesWallFRB New YorkMichaelWalshFRB New YorkLisaWhiteFRB RichmondSuzanneWilliamsFederal Reserve BoardPage 5

Michele Fleming CLS Bank International Blair Fleming RBC Joe Gold Barclays Richard Gold M&T Jeffrey Goldstein BNY Mellon James Gorman Morgan Stanley Geoff Greener Bank of America Eric Grossman Morgan Stanley Randall Guynn Davis Polk Gerald Hassell BNY Mellon Franz Humer Citigroup . Reforming Culture and Behavior in the Financial Services .