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4/23/15Brian C. ElmerCrowell & Moring LLPDateSettling DefendantJurisdictionSettlement AmountSpecial TermsSubjectDescription2/6/2001Marathon Oil Co.E.D. Tex. 7,700,000.00RoyaltiesReverse-undervaluation of oil2/9/2001Moore Medical Corp.D. Conn. 5,200,000.00ProcurementVA - Defective pricing2/9/2001Phillips Petroleum Co.E.D. Tex. 8,000,000.00RoyaltiesReverse - undervaluation of oil 2,300,000.00Health CareServices not performed by faculty 260,000.00Health CareFalsified attendance at group therapysessions 1,560,000.00Health CareMedically unnecessary tests 1,900,000.00Health CareBilling outpatient services at inpatientrates2/12/2001Texas Tech University Health Science Center3/2001Hall-Brooke Foundation3/2001Transitional Hospitals Corp.3/2001Atlantic City Medical Center3/2001Heart Trace of Nashua, Inc., et al.D.N.H. 6,800,000.00Health Care3/2001Suen, Dr. Sze MingD. Haw. 2,100,000.00Health CareBilling for name brands whiledispensing generics 104,500,000.00Health CareInadequate staffing and care; costreports; overbilling3/19/2001D. Mass.Vencor, Inc. and Ventas Inc.4/2001Tenet Health Corp.S.D. Fla. 175,000.00Health CareDuplicate billing4/2001Interim Healthcare of Hollywood, Inc. andBradley HertzS.D. Fla. 1,600,000.00Health CareUnallowable costs4/2001Sales and Marketing Services, Inc. and W.Richard Smith, et al. 275,000.00ProcurementCountry labeling-Pakistan4/2001Milvets Technology Systems 250,000.00ProcurementWorkers did not have specifiedexperience4/10/2001Trend Area Mental Health, Developmental andSubstance Abuse ServicesW.D.N.C. 485,000.00Health CareFailure to document and overseecontractor4/23/2001Quorum Health Group, Inc.M.D. Fla. 85,000,000.00Health CareCost reports - reverse 6,400,000.00Health CareServices that did not meet home careeligibilityC.D. Cal. 5,100,000.00Health CareKickbacks; referrals 125,000.00Health CarePPS fraud 10,250,000.00Health CareUpcoding 531,026.00Health CareUpcoding; services never performed5/2001Northeast Georgia Health System5/2001Paracelsus Healthcare Corp.5/2001Christus Schumpert5/2001Catholic Healthcare West and Mercy Healthcare E.D. Cal.Sacramento5/2001Balistocky, Dr. Marvin H.Page 6

4/23/15Brian C. ElmerCrowell & Moring LLPDateSettling DefendantJurisdictionSettlement AmountSpecial TermsSubjectDescription5/2001Driscoll Children's HospitalS.D. Tex. 14,500,000.00Health CareDSH program5/2001Fluor Daniel, Inc.C.D. Cal. 8,200,000.00ProcurementUnallowable costs - overheadallocation5/2001Maryland Specialty Wire, Inc.N.D.N.Y. 1,000,000.00ProcurementFailure to properly test aircraft parts5/2001Koch Industries, Inc.N.D. Okla.HCA, The Health Care CompanyS.D. Fla.5/11/2001 25,000,000.00Royalties 1,929,255.00 HHS-OIG and TMA agree not toHealth CareexcludeWaives Fifth and Eighth AmendmentsClaims for investigational devices thatwere not reimbursable underMedicareAgrees settlement not punitiveContains compliance agreement5/22/20016/20016/1/2001HealthSouth Corp.N.D. Ala.Sun West Services, Inc., and Fine Host Corp.D.N.M.Health CareOverbillingGrant ProgramsOverbilling on National School Lunchand Breakfast ProgramHealth CareUnapproved cardiac devicesGrant ProgramsUSDA - Diversion of grants from oneprogram to another 9,000,000.00Health CareImproper testing chargesMercy Health Care Systems and Catholic Health N.D. Cal.Care West 2,900,000.00Health CareKnowingly kept overpaymentsHoly Cross Hospital, et al.South Carolina State UniversityD.S.C.6/29/2001UroCor, Inc.W.D. Okla.7/9/2001 275,000.00 5,476,637.006/28/20017/2001 7,900,000.00 140,000.00American HomePatient DelawareW.D. Ky. 7,000,000.00Health CareIllegal referrals8/2001BEP Services LPW.D. Ky. 382,149.00Health CareBilling for services not provided8/2001Newton-Wellesley HospitalE.D. Pa. 3,300,000.00Health CareUpcoding8/2001Booth, Dr. RobertE.D. Pa. 1,890,000.00Health CareBilling for surgery not performed8/2001Blue Cross and Blue Shield of Kansas CityW.D. Mo. 1,900,000.00Health CareImproperly classified facility8/2001Nanticoke Hospital of Seaford and McBeeAssociatesD. Del. 756,302.00Health CareFalsely claimed employee healthbenefit costs8/2001B.J. Carlen Inc.D. Mass. 230,000.00Health CareReferrals8/2001Caritas Medical GroupD. Mass. 191,521.00Health CareUpcoding8/2001University of Colorado Hospital AuthorityD. Colo. 1,200,000.00Health CareUpcodingPage 7

4/23/15Brian C. ElmerCrowell & Moring LLPDate8/2001Settling DefendantJurisdictionTechnical Communications Inc. and Gordon Hale W.D. Pa.Special TermsSubjectDescription 351,580.00ProcurementBilling for rental of building owned byHale8/2/2001Unisys Corp.8/9/2001Catholic Healthcare West8/15/2001Sverdrup Technology, Inc.8/26/2001Integris Baptist Medical Center, Inc.8/27/2001ElectroMechanical Systems, Inc.M.D. Fla. 1,000,000.00ProcurementDefective pricing8/28/2001CVS Corp.D.S.C. 4,000,000.00Health CareShort prescriptions9/2001Florida Clinical Practice Ass'nN.D. Fla. 8,600,000.00Health CareImproper coding9/2001Winters, StephenM.D. Tenn. 1,800,000.00Health CareClaims for pension costs not incurred9/2001Southern Maryland Home Health ServicesD. Md. 202,131.00Health CareEmployee posed as licensed physicaltherapist9/21/2001E.D.N.Y.Settlement AmountS.D. Miss. 1,430,000.00ProcurementDefective pricing 10,750,000.00Health CareUse of unapproved experimentalcardiac devices 2,500,000.00ProcurementMischarging overhead as direct 181,344.00 OIG-HHS, OPM and TMA agree not Health Careto excludeSuspended payments to be made byTMA at 88%Improper coding of emergency roomservicesJohnson & Johnson Medical, Inc.N.D. Cal. 3,900,000.00ProcurementDefective pricing10/2001Total Parenteral ServicesE.D. Tex. 2,200,000.00Health CareKickbacks - referrals10/2001Traverse Anesthesia Associates and PainConsultants P.C.W.D. Mich. 387,000.00Health CareDouble billing for anesthesia services10/2001Detroit Medical Center and Harper HospitalE.D. Mich. 406,831.00Health CareImproper claims for nocturnal peniletumescense tests10/2001Great American Insurance Co.D. Minn. 323,616.00Insurance/Guarantee Programs10/2001Twining Laboratories of Southern California Inc.C.D. Cal. 500,000.00ProcurementUnqualified staff to test welding10/2001RGA Labs Inc.C.D. Cal. 1,200,000.00ProcurementFalsified test results10/2001Presidio Corp.D. Md. 273,000.00ProcurementFailure to pass on rebates anddiscountsTAP Pharmaceutical Products Inc.D. Mass. 559,500,000.00Health CareKickbacks - LupronKPMG Peat Marwick, LLPM.D. Fla. 9,000,000.00Health CareFalse cost reports - reverse10/3/200110/23/2001Page 8

4/23/15Brian C. ElmerCrowell & Moring LLPDate10/26/2001Settling DefendantJurisdictionSettlement AmountSpecial TermsSubjectDescriptionLifeline Health Care of Southwest Florida, Inc.M.D. Fla. 3,100,000.00Health CareBilling for health care that was notnecessary11/2001Impath, Inc.S.D.N.Y. 9,000,000.00Health CareFalse claims for lab tests11/2001Twin Oaks Nursing HomeE.D. La. 100,000.00Health CareServices not rendered11/2001Quest Diagnostics, Inc.D. Colo. 352,926.00Health CareSubmitting claims to carrier outsidejurisdiction11/2001Corning, Inc.D.N.M. 1,000,000.00Health CareExcessive prostate-cancer blood tests11/2001University of Virginia Medical Center andHealthcare Services FoundationE.D. Va. 3,000,000.00Health CareUpcoding11/2001Covenant Care, Inc.C.D. Cal. 3,200,000.00Health CareOverbilling for nursing services11/2001Oneida Research, Inc.N.D.N.Y. 375,000.00ProcurementFalse testingLifescan, Inc.N.D. Cal. 15,000,000.00ProcurementBest price violation - VA12/2001LaserGenics Corp.N.D. Cal. 25,000.00Grant ProgramsDuplicate grant proposals12/2001NHC Healthcare Corp.W.D. Mo. 250,000.00Health CareBilling for inadequate servicesUnion Oil Co. of CaliforniaE.D. Tex. 21,500,000.00RoyaltiesUndervaluation of oil12/10/2001Consolidated Rail Corporation (Conrail)E.D. Pa. 3,500,000.00RailroadsFalse reporting and underpaying foruse of track owned by Amtrak12/14/2001LaserGenics Corporation and Richard G.SchlechtN.D. Cal. 25,000.00Grant ProgramsAttempt to receive duplicate grantsunder Small Business InnovationResearch Program12/17/2001Lincare, Inc.E.D. Cal. 3,150,000.00Health CareImproper billing for home oxygentherapy1/2002Allina Health SystemsD. Minn. 16,000,000.00Health CareUpcoding; retention of overpayments;double billing1/2002St. Mary's Hospital and Medical CenterD. Colo. 1,200,000.00Health CareUpcoding - pneumonia1/2002American Postal Workers UnionD. Md. 2,200,000.00Health CareKickbacks; inflated claims1/2002Meyer, Marcus, O.D.D. Colo. 162,296.00Health CareFalse claims for sensorimeter testing11/14/200112/3/2001Page 9

4/23/15Brian C. ElmerCrowell & Moring LLPDate1/14/200201/25/2002Settling DefendantQuorumJurisdictionN.D. Ala.Raytheon CompanySettlement AmountSpecial Terms 428,343.00 Waiver of Fifth and EighthAmendmentsAgreement that settlement is notpunitiveHHS-OIG will not seek exclusion 4,000,000.00SubjectDescriptionProcurementClaimed costs that were notreimbursableGrant ProgramsFMF program - Commissionsincluded in priceMagnavox contracts from 1984 - 19961/29/2002Oglivy & Mather North AmericaD.D.C. 1,840,000.00 Waiver of Fifth and EighthProcurementAmendments, but see para. 13Agrees that settlement is not punitiveMischarging labor hours under costplus-fixed-fee contract with Office ofNational Drug Control PolicyAgreement cannot be introduced inevidence except by the partiesAcknowledges separate agreementwith Navy re suspension anddebarment2/2002Poudre Valley Health Care, Inc.D. Colo.2/2002Brown & Root Services CorporationE.D. Cal. 2,000,000.00Christus Health and Christus Health Gulf CoastC.D. Cal. 1,569,000.00 Waiver of Fifth and EighthHealth CareAmendments.Agrees settlement is not punitive.Agrees to cooperate in investigationof individualsRotech Medical CorporationD. Del. (Bankr.)2/7/20022/11/2002 952,302.00Health CarePATH - Medical service performedby residents and internsProcurementDefective pricing 17,000,000.00 HHS releases claim for exclusionHealth CareWaives Fifth and Eighth AmendmentsFailure to disclose overpaymentOverbillingAgrees settlement not punitiveOnly named individuals are releasedand those are released only if theyare not indictedCooperation agreement2/14/2002Hoag Memorial Hospital PresbyterianW.D. Wash.2/27/2002St. Joseph's HospitalC.D. Cal. 305,000.00Health CareBilling for experimental cardiacdevices 1,569,000.00Health CareFailure to disclose knownoverpayment of 798,000Page 10

4/23/15Brian C. ElmerCrowell & Moring LLPDate2/28/2002Settling DefendantJurisdictionSettlement AmountSpecial TermsSubjectDescriptionRogers, Estate of William T., et al.E.D. Tenn.3/2002Behavioral Therapy and Psychotherapy Centerand James RosenD. Vt. 35,000.00Health CareBilling for service performed by anintern3/2002The Medical Store Ltd. and Yankee Medical Inc. D. Vt. 95,000.00Health CareImproper billing for durable medicalequipment3/2002ESICORP Inc.D.S.C. 2,200,000.00ProcurementImproper travel and living expenseclaimsIntertek Testing Services EnvironmentalLaboratories, Inc.N.D. Tex. 8,741,000.00 Waiver of Fifth and EighthAmendmentsProcurementProduct Substitution - failure toperform testing services for Corps ofEngineers, Air Force, Navy and EPAin accordance with contractualrequirements3/25/2002 15,250,000.00 Waiver of Fifth and EighthAmendmentsAgree that settlement is not punitiveAgreement may not be avoided ifbankruptcy is sought within 91 daysStructured payments over 883 days(3% interest) and expressacknowledgment that USG has reliedon company financial statements andstatements of available assets withliquidated damages for breach.Payment Guarantee from corporateaffiliatesBankruptcy clause4/2002Jackson General HospitalS.D. W. Va. 765,000.00Health CareStark and kickback4/2002Lockheed Martin Services, Inc.E.D. Va. 530,000.00ProcurementMischarging - employees failed tomeet minimum requirements4/2002Alpine Air Express, Inc.D. Utah 112,000.00SubsidyProgramSubstituted aircraft on service tosmall cities4/12/2002PacifiCare Health Systems, Inc., et al.D.D.C.Health CareOPM - Failure to providemost favorable rates; secondary payorissues4/12/2002Chromalloy Gas Turbine CorporationProcurementImproper certification of aircraftengine balancing tests4/18/2002University Medical Center of Southern NevadaHealth CareUpcoding - pneumonia 87,274,242.00 OPM agrees not to suspend ordebar 150,000.00D. Nev. 1,163,488.00 OIG-HHS agrees not to excludeContains integrity provisionsPage 11

4/23/15Brian C. ElmerCrowell & Moring LLPDate4/18/2002Settling DefendantUnited Technologies Corporation, et al.JurisdictionD. Conn.Settlement AmountSpecial TermsSubjectDescription 0.00 Settlement with relator onlyDOJ consentsProcurementOverhead calculation 0.00Health CarePayments made that other insurancecompanies should have covered5/2002National Heritage Insurance Co.5/2002Red Line HealthCare Corp.D. Minn. 6,100,000.00Health CareOvercharging for durable medicalequipment5/2002DRS Photronics, Inc.E.D.N.Y. 2,500,000.00ProcurementFalse certification of testing5/2/2002Marycrest Health SystemD. Colo. 3,750,000.00Health CareKickbacks; self referral5/9/2002Geriatrics Service Complex Foundation, Inc.S.D. Fla.Health CareAnnual cost reports5/10/2002Fresenius Medical Care of North AmericaD. Mass. 1,658,923.00Health CareBilling for individuals in clinical study5/13/2002Medical Center Emergency Services, P.C.W.D. Okla. 1,600,000.00Health CareUpcoding5/22/2002Scripps Memorial Hospital and Scripps GreenHospitalW.D. Wash. 3,800,000.00Health CareBilling for experimental cardiacdevices5/23/2002UPMC Presbyterian and UPMC ShadysideW.D. Wash. 1,500,000.00Health Care5/24/2002Wilcox Memorial Hospital of KauaiD. Haw. 1,521,428.82Health CareUpcoding - pneumonia5/24/2002Eckerd CorporationM.D. Fla. 5,866,751.00Health CareSubmit claim for full value ofprescription, but furnish only a portionto the customer5/28/2002JJA Mechanical Company5/28/2002Northwestern Human Services, Inc.E.D. Pa. 7,800,000.00 Payment to be reduced by fine inHealth Carerelated criminal casePayment partially contingent onreceipt of proceeds from insuranceannuity contractsWaiver of Fifth and EighthAmendmentsImproper billing for mental health care6/2002Palmetto General Hospital6/2002 937,000.00 OIG-HHS agrees not to exclude 12,000.00 29,000,000.00Health CareSubmission of inflated bills for homehealth careSaint Anthony's Health CenterS.D. Ill. 2,000,000.00Health CareUpcoding - pneumonia6/6/2002American Medical Response, Inc.D. Mass. 20,000,000.00Health CareUnnecessary ambulance service;kickbacks6/7/2002Catholic Health Care West and MercyHealthcare SacramentoE.D. Cal. 8,500,000.00Health CareUnallowable costsPage 12

4/23/15Brian C. ElmerCrowell & Moring LLPDateSettling DefendantJurisdictionSettlement AmountSpecial TermsSubject6/10/2002Barrish, Bryan G. and Giannini, Michael R.E.D. Mo. 2,053,427.006/13/2002Brotman Partners L.P.C.D. Cal. 9,750,000.00 Contains confidentiality provision Health Carefor relatorServices performed in beds notlicensed for rehabilitation6/17/2002Saint Clare's Health ServicesD.N.J. 1,048,260.00Health CareSubmission of claims for inpatientstays when treatment was outpatient6/18/2002Tenet Healthcare Corporation 139 hospitals 17,000,000.00 Waiver of Fifth and EighthAmendment rightsHealth CareUnnecessary tests6/20/2002State of California and County of Los Angeles 2N.D. Cal. 73,300,000.00Health CarePayments to minors not qualified forMedicaid6/20/2002Grossman & Associates and Grossman, JoelS.D.N.Y. 150,000.00ProcurementEPA - Inflated claim for expert6/24/2002PSI Group, Inc.N.D. Cal. 962,500.00PostalFalse mailing of statements6/25/2002General American Life Insurance CompanyE.D. Mo.Health CareFailure to process claims properly;false information re CMS6/26/2002HCA Inc.D.D.C.6/27/2002Alabama Quality Assurance Foundation andFlorida Medical Quality Assurance, Inc.M.D. Fla.7/20027/1/20027/20027/2/2002Suburban Woods, LLCHoward University Hospital and College ofMedicineD.D.C.Good Samaritan Hospital, Inc.S.D. Fla.McMahon Home Title Services and Joseph P.McMahon7/17/2002Tenet Healthcare CorporationS.D. Fla.7/18/2002Hackensack University Medical CenterD.N.J. 76,000,000.00 Defendant agrees not to seek newbusiness with CMS for 5 years.CMS and HHS will not excludeHealth CareDescriptionMedically unnecessary incontinencesupplies 631,000,000.00Health Care 838,832.00Health CareImproper charging of time spent onpeer review 75,000.00Health CareInadequate services 1,805,902.00Health CarePATH - Faculty members did notprovide services 350,000.00Health CareMisused pneumonia diagnosis code 176,000.00HousingProgramsProperty flipping 29,000,000.00Health CareFalse claims for home healthservices; improper cost reports 4,228,731.00Health CareOverbilling on inpatient pneumoniacasesPage 13

4/23/15Brian C. ElmerCrowell & Moring LLPDate7/29/2002Settling DefendantJurisdictionIBC Advanced TechnologiesSettlement AmountSpecial TermsSubject 1,200,000.00 Final amount of settlement between Grant Programs 700,000 and 1.2 million will bedetermined by the level of IBC'sgross income over the next five yearsDescriptionMischarging labor and other costsunder 2 research awards from NIST(Commerce) for work done forcommercial customersAgreement not to participate inCommerce non-procurementprograms for 5 years7/29/2002Blue Cross of California and WellPoint HealthNetworksC.D. Cal. 9,250,000.00Health CareFalsification of its performance ofcost report audits for Medicare7/30/2002Hewlett-Packard and Agilent CorporationD. Mass. 7,000,000.00ProcurementDefective patient monitors, anesthesiagas modules and oxygen monitors;failure to investigate product failuresSt. Francis Health Services of Morris, Inc. andLuverne HoffmanD. Minn. 1,680,000.00Health Care 2,122,603.00ProcurementMischarging B&P costs 33,770.00EducationAssistanceFalse statements re household income8/20028/1/2002Lockheed Martin Corporation8/15/2002Hill, Richard and LillieN.D. Ill.8/20/2002Naomi Heller & Associates, Inc.C.D. Cal. 440,000.00Health CareBilling by uncertified units8/22/2002Southcoast Hospital Group, Inc.D. Mass. 3,034,993.00Health CareUpcoding - pneumonia8/22/2002Sperbeck, WilliamD. Mass. 135,000.00ProcurementDOT - Billing for employees who didnot have specifiededucation/experience9/3/2002Galioto, Salvatore "Sam"E.D. Mo. 175,000.00Health CareSupplying nursing home residentswith unnecessary incontinencesupplies9/6/2002 220,000.00Health CareClaims for non-recoverable costsCHRISTUS Health Gulf CoastS.D. Tex.9/12/2002Boeing Company, TheS.D. Ohio9/18/2002Moysey, Douglas M.E.D. Va.9/18/2002Lockheed Martin Corporation and BAE Systems S.D. OhioControls 19,000,000.00 *Settlement amount depended on Procurementoutcome of appeal. 42,250,000 or 61,500,000DOD - Product substitution 20,000.00GovernmentEmploymentFalse information re residential status 6,200,000.00ProcurementProduct substitutionPage 14

4/23/15Brian C. ElmerCrowell & Moring LLPDateSettling DefendantJurisdictionSettlement AmountSpecial TermsSubjectDescription9/19/2002California Department of EducationN.D.

4/23/15 Brian C. Elmer Crowell & Moring LLP Date Settling Defendant Jurisdiction Settlement Amount Special Terms Subject Description 4/25/2000 Newark Cardiovascular and Thoracic Surgery D.N.J. 0.00 Health Care Claim for second surgeon when none Group present 5/9/2000 5/30/2000 6/9/2000 6/15/2000 7/2000 7/2000