SRLF Annual Report

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SIGNIFICANT EVENTS AND ACCOMPLISHMENTS 2009/10Transform the Collection by continuing to build shared collections, by expandingpreservation reformatting services, and by providing excellent management of thedatabase systems for collection inventory control and report capabilities. New Deposits: the SRLF received 227,798 new items, including 4,000 extra deposits fromUCSD, 37,482 items for the UCL Shared Print Collections and 12,131 pre-processed itemsfrom UCLA Film & Television Archive. New items added to the collections in 2009/10 totaled 210,439.UCI Libraries108845%UCLA Libraries9278244%UCLA Film & Television Archive121315.7%UCR Libraries108105%UCSD Libraries178398.4%UCSB Libraries174598.3%UCL Shared Print Collection3990919%86254%UCL JSTOR Archive2

YRL Renovation and SRLF support: in July 2009, the YRL Renovation Collections & ServicesTeam was tasked with preparing, staging, and transferring reference volumes, unboundperiodicals, maps, and microform collections from YRL A Level to the SRLF. A number ofSRLF staff participated in these efforts, including Team Manager and Serials SpecialistReynaldo Quitos, SRLF Processing Manager Tin Tran, and SRLF processors ChristopherBrennan, Lillian Lau, and Kathryn Tam. With construction crews scheduled to clear andrenovate large sections of YRL A Level by late 2009, there was intense pressure to prepareand move the collections as quickly as possible. Between July 2009 and February 2010 thefollowing collections were moved from YRL:Microfilm reels sent to SRLF5,628Microfiche sent to SRLF745 linear ft.Folded Maps sent to SRLF2,459Map Folders sent to SRLF169Unbound Periodicals sent to SRLF10,097Unbound Periodical duplicates identified for discard5,792YRL Bound Journals identified for transfer to SRLF17,189YRL Bound Journal duplicates identified for discard402SRLF staff hours spent preparing these collections for deposit1101 Paging and ILL requests totaled 122,179, a slight decrease of .006% from the previous year.The SRLF filled 8,650 document delivery requests electronically, either direct to the patronvia the Web or to the requesting libraries via Ariel. ILL requests from non-UC libraries continued to increase with 23,573 requests received in2009/10, a 46% increase over the previous year. Non-UC requests now represent morethan 19% of the SRLF’s ILL workload, while UC requests have decreased by near 8%. Theshifting workload from UC to non-UC requests presents some challenges for shipping andreceiving staff. Fortunately the SRLF has been able to assign more student assistancesupport to the ILL section, enabling SRLF to maintain 24-hour turn around for UC requestsand a 48-hour turn around on filling non-UC requests.3

SRLF Preservation Imaging continued to serve the UC needs for preservation reformattingof library collections. In addition to sustaining the existing programs that supportmicrofilming local newspaper titles and digitization of unique manuscript and photographcollections, UCLA Library launched the Stokes Imaging Pilot with SRLF hosting the site fordigitization equipment and scanning technicians.Preservation imaging statistics for 2009/10 include the following:Microfilm images filmed (frames)Microfilm reels produced30704235Digital scanning images capturedMicrofilm reels scanned3994964 JSTOR Phase 3, with 150 new titles and circa 3.6 million pages of content, occupied teammembers throughout the year. Titles began arriving from UC campuses in July 2009, andby the end of June 2010 4.75 million pages had been validated and 8,625 volumes hadbeen added to the Archive. Together with Phase 1 and 2 titles, the JSTOR Team hasvalidated a grand total of 27,342,213 pages and compiled a print archive of 51,206 boundvolumes. In 2009/10 progress was made on acquiring more than 200 volumes that werelisted on the SRLF/JSTOR Wish List. The Wish List contains titles and volumes that aremissing from the Archive and for which the team could not find acceptable copies withinthe UC Library collections. These Wish List contributions were graciously offered byDartmouth University and Occidental College. Work on Phase 4 has already begun, with246 additional titles to be added and ca. 4.2 million paged to be validated in 2010/11.The JSTOR Project successfully completed its third audit in September 2009 with an auditscore of 99.96% accuracy. This result surpassed the previous highest score from 2008 of99.95% accuracy.4

Technology and network support activities during the year included the successfulinstallation and configuration of workstations for the Stokes Pilot. This work includedtesting and installation of Windows Vista and SQL server to support the Stokes software.In addition, the SRLF successfully completed its 3-year replacement plan with purchaseand installation of staff workstations that replaced and retired the oldest hardware in theSRLF network.IT staff continued testing Windows 7 in preparation for the migration from Windows XP inFall 2010, and IT staff served on the Library Computing Services (LCS) team to migrate CLICC’sSoftware Shortcut application to campus Shibboleth authentication.Make Specialized Collections Accessible through digitization projects, andcontinue to explore options and solutions for preserving and servicing thenewspaper collection. Plans and preparation for the Stokes Pilot began in 2008/09, with an offer from StokesImaging to install a newly-designed scanning station at SRLF for testing and evaluation as amass-digitization option. With funding from UCLA Library, the Pilot provided two newworkstations for image capture and processing at SRLF, expanded storage capacity for theDigital Library servers, and support for 1.25 FTE staff at the SRLF, along with support fromUCLA’s Digital Library and Cataloging/Metadata staff. SRLF’s IT staff worked closely withLIT and Digital Library to identify computer specifications that would meet therequirements of the Stokes Imaging Workflow Solution (IWS). In November 2009, theStokes equipment arrived and was installed with hands-on support from SRLF’sPreservation Imaging supervisor. After installation, training, and several months of debugging the Stokes IWS software, the Project staff focused their efforts on digitization ofUCLA Library Special Collections’ Motion Picture Stills Collection and the Aldous HuxleyCollection. The Stokes Pilot will continue in 2010/11 with additional unique photo andmanuscript collections held by UCLA Special Collections. Newspaper Bundles Review and Discard Project: In 2008/09 SRLF organized an effort toreview ca. 1000 newspaper titles held at the SRLF, contained in 12,000 bundles. Thereview was requested because many newspaper bundles have become brittle and couldnot be used without risk of further damage. Working with UCLA Library collection5

development staff and the preservation officer, the SRLF provided detailed spreadsheetsof the UCLA newspaper holdings at SRLF. In 2009 selectors completed reviews andrecorded decisions in the spreadsheets for the majority of titles (retain, replace/reformat,or discard). For those holdings that had been designated “DISCARD”, the SRLF serialsprocessors proceeded with the physical discard and editing of SRLF holdings records. In2009/10 SRLF staff completed the first phase of this project: 1458 bundles werediscarded.The Center for Research Libraries (CRL) has expressed a willingness to accept titles andholdings not already in the CRL. The next phase in this Project, slated for completion inearly 2010/11, will be to update the spreadsheets with summary holdings data and topackage the bundles for shipment to CRL. Titles that are relevant to Los Angeles andsouthern California will be retained and evaluated for local digital or microfilmreformatting. Progress has begun on the effort to process and inventory the preservation microfilmcollections (masters and print negatives). In 2008/09 revised cataloging and processingguidelines were approved by UC catalogers. With those guidelines finally in place, theSRLF processing staff began working on the oldest deposits, and by June 2009 more than1400 microfilm reels had been completed.Enhance Learning Spaces with improvements to physical and virtual spaces. SRLF Deposits and Processing staff provided critical support to UCLA Library’s YRLRenovation Project, with particular emphasis on YRL A Level spaces. SRLF staff rolesincluded Project manager for the YRL Renovation Collections Services Team, consultantsfor preparing and moving maps, periodicals, microfilm and microfiche collections to theSRLF, and working closely with YRL selectors and staff to edit the Voyager holdings andlocation displays for collections that were being relocated within YRL or to the SRLF. SRLFDeposits staff also moved map cases from YRL to the SRLF so that map collections wouldbe adequately stored and accessible. Progress continued on the goal of redesigning and expanding applications on the SRLFintranet site. A new content management system, SiteFinity, was selected and the SRLFDevelopers Team has begun training and design selection with the software. The goal of6

redesigning and enhancing the intranet applications and public web pages is nearer toreality.GOALS AND STRATEGIES FOR 2010/11 Transform the Collection by continuing to build shared collections, by expandingpreservation reformatting services, and by providing excellent management of thedatabase systems for collection inventory control and report capabilities.o Allocate staff resources to receive and process campus deposits totaling up to151,000 volumes (including 22,400 UC Shared Print deposits). Strive to deduplicate 78,000 monograph and serial items from the circulating collection andre-occupy the vacated space with incoming deposits. The de-duplication effortwill extend SRLF storage capacity for circulating materials into 2012/13.o Expand the RLF Non-Duplication Policy: beginning July 2010 libraries that depositcirculating materials at the NRLF or SRLF will be required to pre-screen thedeposits against holdings at both RLFs. In support of this expanded policy, RLFmanagers will provide guidelines and instructions to UC Library staffs so that theymay effectively meet the screening requirements of the non-duplication rule.o Continue commitment to build the UC JSTOR Print Archive with Phase 4 that willinclude 246 new titles and 4.2 million pages of additional content.o Continue to promote and maximize preservation reformatting services, includingmicrofilm-to-digital projects from the UC collection of preservation microfilm.Provide staffing for the Stokes Scanning Pilot to mass-digitize manuscripts andphotograph collections. Provide training for staff to expand their knowledge andexpertise with all scanning devices and in technical metadata requirements.o Maintain and enhance the expanding collection of data sources for projects thatinclude JSTOR Phase 4, SRLF Requests and Voyager Reports, and the DeDuplication projects by adding new data, designing new databases or applicationsor enhancing existing applications with improved functionality.o Incorporate continuous process improvement. Working together with UCLALibrary units, share ideas and explore options for improving workflows within7

technical processing, resource sharing, shared print programs, and thepreservation imaging programs. Coordinate SRLF process improvements with theefforts of UCLA Print Acquisitions, Cataloging/Metadata, Digital CollectionServices, and Preservation. Make Specialized Collections Accessible through digitization projects andcontinue to explore options and solutions for preserving and servicing UC LibraryCollections.oExpand production capacity of digital reformatting, with emphasis on UCLA DigitalLibrary programs. Continue to provide consultations, cost estimates, and projectschedules upon request. Continue testing the capabilities of the Stokes Scanner todigitize UCLA manuscript collections; partner with DL and CRIS to build the digitalmap collection; publicize and encourage microfilm scanning service to allcampuses that deposit microfilm collections.o Prepare for participation in the Google Books project as lists of SRLF holdings arereviewed and prioritized for scanning in 2011.o Complete the processing of preservation microfilm collections (masters and printnegatives), ensuring accuracy of the SRLF holdings in the local catalog and in NextGeneration Melvyl. Goal is to complete the backlog of ca. 25K reels by June 2012.o Work with UCLA Library on the brittle newspaper bundles: provide reports toCenter for Research Libraries (CRL) on titles and holdings at the SRLF; prepare topackage and ship newspapers to CRL pending CRL decision to accept UCLAholdings; for titles that remain at UCLA/SRLF provide microfilm or digitalpreservation by SRLF Preservation Imaging unit as requested.o Participate in WEST (Western Regional Storage Trust) planning andimplementation process: provide data on SRLF journal holdings, validationprocedures, and access policies; position the SRLF to serve as an Archive Providerfor WEST journal titles; coordinate with other WEST archive providers to completejournal runs of selected titles. Enhance Learning Spaces with improvements to physical and virtual spaces.8

o Update Internet site and content: complete the redesign work; bring publicwebsite to current web standards and accessible compliance; update and revisecontent; use Telerik’s SiteFinity content management system software to moreeasily update content without costly programming assistance from a webdeveloper.o Update SRLF’s Intranet site interface: install SiteFinity CMS application softwareon the Intranet server; import and update existing content and ASP.Netapplications; update existing applications and add functionality for improved enduser productivity; upgrade staff workstations to Windows 7 and Office 2010.o Survey the remaining space in SRLF Phase 2 and provide updates to the SharedLibrary Facilities Board on the expected fill dates; assess current shelving patternsand look for opportunities to reclaim under-utilized space, with a goal to extendSRLF storage capacity.o Support efforts to enhance learning spaces at the campus locations by providingstorage space so that UC libraries can open up and repurpose campus space.Staff will be working closely with UCLA Library during the YRL Renovation,Chemistry Library closure, and consolidation and de-duplication of the SELcollections.9

SRLF ORGANIZATION CHART 2009/10University of CaliforniaSouthern Regional Library Facility2009/10SLF BoardAUL Collection Dev &Scholarly Comm.S. FarbDirectorC. CarltonPurchasing Asst.(AAII)C. Barone (.5 FTE)Budget Asst.(LAV)J. Doing (.5FTE)ProgrammerAnalyst IID. SchollProcessingSupervisorT. Tran (LAIVSupervisor)PreservationImaging ServiceP. Lacson (Sr.PhotographicTechnician)Processing Assts.(LAII)J. Anderson (.75 FTE)D. Burns (.75 FTE)E. Dagdagan (.5 FTE)J. Dunbar (.75 FTE)E.Foote (.5FTE)M. Ortiz (.75 FTE)Public ServicesSupervisorJ. Edmondson(LAIV Supervisor)ILL Asst. (AAII)C. Barone (.5 FTE)Vacant (1 FTE)Serials Project SpecialistR. Quitos (LAV)L. Lau (LAIV)Serials ProcessingAssts. (LAIII)C. BrennanJ. Falcon (.75FTE)R. Kieve (.75FTE)K. Russo (.75 FTE)K. Tam3 FTE VacantUCLA Library ULGary E. StrongPhotographicTechnicianP. ChangJ. DaavidQuality ControlAsst. (LAII)E. Dagdagan (.5FTE)Preservation/ILLAsst. (LAII)C. McCullough(.2FTE)Temp StaffStokes Project1 FTEUpdated 06/30/1010Spec. Coll. Asst.(LAII)D. EngPaging Assistants(LAII/LAIII)J. Anderson (.25 FTE)D. Burns (.25FTE)J. Dunbar (.25 FTE)R. Kieve (.25 FTE)M. Ortiz (.25 FTE)K. Russo (.25 FTE)Deposits &Stacks ManagerM. Smith (LAIV)Sr. Auto Equip.OperatorD. DiazAssts. I/II/III/IV7 FTEJSTORProject ManagerJ. Doing (.5FTE)JSTOR TrainingSupervisor(LAIII)J. Falcon (.25FTE)Temp Staff3 FTEJSTORAssistants(LAII)A. LeslieD. VelasquezPreservation/ILLAsst. (LAII)C. McCullough (.8FTE)

SELECTED STATISTICS FOR DEPOSITS AND PUBLIC SERVICES 2009/1011

Campus Deposits in Volume EquivalentsAs of June 30, 2010San Diego6%Santa Barbara6%UCL Shared Print0%UCL JSTOR1%Irvine5%Riverside3%Film & TV Archive10%UCLA Libraries69%A.Total ItemsAdded as of6/30/2010B.Total om the SRLFD.Contributedto JSTORE.Total Volumesto Go 5413,5516,643,264UCL Shared PrintUCL ey ineLOS ANGELESUCLA LibrariesFilm & TV ArchiveSUB TOTAL for Los AngelesRiversideSan DiegoSanta BarbaraSUB TOTALGRAND TOTAL697,8836,98838,7946,739,892

ITEMS RECEIVEDJULY 2009 thru JUNE 2010UCL JSTOR1%UCL Shared Print15%Berkeley0%Irvine6%Santa Barbara8%San Diego9%Riverside7%UCLA Library49%FATA5%Number of Items 0443,3921,357Jun-10To Date3013012,15212,933Los AngelesUCLA Library9,10813,56510,870FATA9101,734Los Angeles Subtotal10,01815,299Riverside1,080San Diego4,3242,2301,6476123,0872,166Santa Barbara2972,1102,3042,2671,045UCL Shared Print3,6192,8971,3572,7021,0054,192UCL JSTORDeposits 816,5412,61016,7962,14415,71120,478

U. C. Southern Regional Library FacilityItems Added By Campus From July 2009 Thru June 2010Santa Barbara7%San Diego6%UCL Shared Print3%UCL JSTOR1%Irvine6%Riverside3%FATA7%UCLA Library67%ItemsAddedUCL Shared PrintUCL JSTORIrvineLos AngelesUCLA LibraryFATALos Angeles Sub-TotalRiversideSan DiegoSanta /2009TOTALGRANDTOTALTO 04,462,022204,741372,992391,5256,014,577

ITEMS ADDEDJULY 2007 thru JUNE 5,00010,0005,0000JULAUGSEPOCT NOV DECJANFEB MAR APR MAY 519,37669,325TOTAL266,128243,363210,439719,930

Southern Regional Library FacilityReport on Campus Contributions to Shared Print Collections 2006-2010UC San Diego17%UCL Shared Print1%UC Berkeley2%UC Davis2%UC Irvine15%UC Santa Cruz20%UC Los Angeles30%UC Santa Barbara5%UC San Francisco0%UC 07/2008JSTOR2008/2009JSTOR2009/2010Current JSTORTotalUC BerkeleyUC DavisUC IrvineUC Los AngelesUC RiversideUC San FranciscoUC Santa BarbaraUC Santa CruzUC San DiegoUCL Shared ,58515,1153,934302,29110,6109,140729Total us51,206

PAGING REQUESTSJULY 2009 thru JUNE 2010Stanford0%On-Site Requests Berkeley5%2%OTHER19%FATA Requests4%Irvine3%Law.Livermore0%Santa Cruz1%Santa Barbara3%San Francisco0%San Diego4%Riverside2%Davis2%Los pr-10513May-10503Jun-10547To Date6,234Origin of Paging rmore6Los Angeles5,655Merced44Riverside127San Diego305San Francisco32Santa Barbara432Santa Cruz96Stanford15SUB Jun-10148129204124,5223416535029267105195,984To ,52028787,497On-Site RequestsFATA 96411,52611,6609,9678,836122,179GRAND TOTAL

PAGING REQUESTSJULY 2007 thru JUNE 020122,179358,929

UCSB Libraries . 17459 . 8.3% . UCL Shared Print Collection . 39909 . 19% . UCL JSTOR Archive . . (masters and print negatives) . In 2008/09 revised cataloging and processing . shared print programs, and the preservation imaging programs. Coordinate SRLF process improvements with the efforts of UCLA Print Acquisitions, Cataloging/Metadata .