I. PREAMBLE - U.S. Department Of Health And Human Services

Transcription

CORPORATE INTEGRITY AGREEMENTTHEBETWEENOFFICE OF INSPECTOR GENERATHEDEPARTMENT OF HEALTH AND HUMAN SERVICESOFANDINCPFIZERI. PREAMBLEPfizer Inc (pfizer) hereby enters into this Corporate Integrity Agreement (CIA)with the Office ofInspector General (OIG) ofthe United States Department ofHealth andHuman Services (HHS) to promote compliance with the statutes, regulations, and writtenMedicare, Medicaid, and all other Federal health care programs (as defineddirectives ofin 42 U.S.C. § 1320a-7b(f)) (Federal health care program requirements) and with thestatutes, regulations, and written directives ofthe Food and Drug Administration (FDArequirements). Contemporaneously with this CIA, Pfizer is entering into a SettlementAgreement with the United States. Pfizer wil also enter into settlement agreements withvarious States (State Settlement Agreement and Release) and Pfizer's agreement to thisCIA is a condition precedent to those agreements.Prior to the Effective Date, Pfizer established a compliance program and initiatedcertain voluntary compliance measures. In addition, in May 2004, Pfizer entered into aCIA with the OIG in connection with the May 2004 settlement with the United States ofadifferent matter. Pfizer shall continue to fulfill its obligations as required under the 2004CIA, including the submission of its final Annual Report in September 2009 andresponding to any requests for additional information from the OIG in connection with its2004 CIA.II. TERM AND SCOPE OF THE CIAA. The period of the compliance obligations assumed by Pfizer under this CIAshall be five reporting periods, as defined below. The effective date of this CIA shall bethe date on which the final signatory executes this document (Effective Date). The firstReporting Period shall be from the Effective Date through December 3 i, 20 i O. Thesecond and subsequent Reporting Periods shall be from January i through December 3 iof each of the subsequent four calendar years.Corporate Integrity AgreementPfizer Inci

B. Sections VII, ix, X, and Xi shall expire no later than 120 days after OIG'sreceipt of: (1) Pfizer's final Annual Report; or (2) any additional materials submitted byPfizer pursuant to OIG's request, whichever is later.C. The scope of this CIA shall be governed by the following definitions:i. "Covered Persons" includes:a. all owners who are natural persons (other than shareholders who:less than 5% and (2) acquired the(I) have an ownership interest ofownership interest through public trading);b. all offcers and directors of Pfizer;c. (1) except as carved out below in this Section ILC. I, allemployees of Pfizer who are based in the United States, and (2) allemployees ofPfizer who are based outside the United States andwho have responsibilities relating to Promotional and ProductRelated Functions; andd. all contractors, subcontractors, agents, and other persons whoperform Promotional and Product Related Functions (as definedPfizer.below in Section ILCA) on behalf ofNotwithstanding the above, the term "Covered Persons" does not include:(I) part-time or per diem employees, contractors, subcontractors, agents,and other persons who are not reasonably expected to work more than 160hours per year, except that any such individuals shall become "CoveredPersons" at the point when they work more than i 60 hours during thecalendar year; or (2) officers, employees, contractors, subcontractors,Pfizer Global Manufacturing, Pfizer Animalagents, or other personnel ofHealth, Pfizer Global Research and Development, or the Biotherapeuticsand Bioinnovation Center so long as they do not (i) market, distribute, sell,or promote Government Reimbursed Products or (ii) have responsibilitiesrelating to Promotional and Product Related Functions.2. "Relevant Covered Persons" includes all Covered Persons whose jobresponsibilities relate to Promotional and Product Related Functions.Corporate Integrity AgreementPfizer Inc2

3. "Government Reimbursed Products" refers to all Pfizer humanpharmaceutical products promoted or sold by Pfizer in the United Statesthat are reimbursed by Federal health care programs.4. The term "Promotional and Product Related Functions" includes: (a) theselling, detailing, marketing, advertising, promoting, or branding ofGovernment Reimbursed Products; (b) the development, preparation, ordissemination of materials or information about, or the provision ofservices relating to, Government Reimbursed Products including thosefunctions relating to material review committees and Pfizer's MedicalInformation Department; and (c) research, development, and publicationrelated-activities involving Government Reimbursed Products, includingpostmarketing and other studies, and the authorship, publication anddisclosure of study results.5. The term "Third Party Educational Activity" shall mean any continuingmedical education (CME), disease awareness, or other scientific,educational, or professional program, meeting, or event supported byPfizer, including but not limited to, sponsorship of symposia at medicalconferences.6. The term "Third Party Personnel" shall mean personnel of the entitieswith whom Pfizer has or may in the future (during the term of this CIA)enter into agreements to co-promote a Government Reimbursed Productin the United States or to engage in joint promotional activities in theUnited States relating to such a product. Pfizer has represented that: (1)Third Pary Personnel are employed by entities independent of Pfizer;(2) Pfizer does not control the Third Party Personnel; and (3) it would beThird Partycommercially impracticable to compel the compliance ofPersonnel with the requirements set forth in this CIA. Pfizer agrees topromote compliance by Third Party Personnel with Federal health careprogram and FDA requirements by complying with the provisions setforth below in Sections IILB.2, V.A.7 and V.B.5. Provided that Pfizercomplies with the requirements of Sections IILB.2, V.A.7 and V.B.5,Pfizer shall not be required to fulfill the other CIA obligations thatwould otherwise apply to Third Party Personnel who meet the definitionof Covered Persons.Corporate Integrity AgreementPfizer Inc3

III. CORPORATE INTEGRITY OBLIGATIONSPfizer shall establish and maintain a Compliance Program throughout the term ofthis CIA that includes the following elements:A. Compliance Responsibilities of Certain Pfizer Employees and the Board ofDirectors.1. Chief Compliance Offcer. Prior to the Effective Date, Pfizer appointeda Chief Compliance Officer and Pfizer shall maintain a Chief Compliance Officer duringthe term of the CIA. The Chief Compliance Officer shall be responsible for developingand implementing policies, procedures, and practices designed to ensure compliance withthe requirements set forth in this CIA and with Federal health care program requirementsand FDA requirements. The Chief Compliance Officer shall be a member of seniormanagement ofExecutive Officer ofPfizer, shall report directly to the ChiefPfizer, shallmake periodic (at least quarterly) reports regarding compliance matters directly to thePfizer (Audit Committee), and shall beDirectors ofAudit Committee ofthe Board ofauthorized to report on such matters to the Audit Committee at any time. The ChiefCompliance Offcer shall not be, or be subordinate to, the General Counsel or ChiefFinancial Officer. The Chief Compliance Officer shall be responsible for monitoring theday-to-day compliance activities engaged in by Pfizer as well as for any reportingobligations created under this CIA.the ChiefCompliance Offcer, or any actions or changes that would affect the Chief ComplianceOfficer's ability to perform the duties necessary to meet the obligations in this CIA,within 5 days of such a change.any change in the identity ofPfizer shall report to OIG, in writing, of2. Compliance Committee. Prior to the Effective Date, Pfizer established aCompliance Committee, and Pfizer shall maintain a Compliance Committee during theterm of this CIA. The Compliance Committee shall, at a minimum, include the ChiefCompliance Offcer and other members of senior management necessary to meet therelevant departments). The Chiefthis CIA ( , senior executives ofrequirements ofCompliance Officer shall chair the Compliance Committee and the ComplianceCommittee shall support the Chief Compliance Offcer in fulfilling his/her responsibilitiesthe organization's risk areas and shallunder the CIA ( , shall assist in the analysis ofoversee monitoring of internal and external audits and investigations).Corporate Integrity AgreementPfizer Inc4

theCompliance Committee, or any actions or changes that would affect the ComplianceCommittee's ability to perform the duties necessary to meet the obligattons in this CIA,within 15 days after such a change.Pfizer shall report to OIG, in writing, any changes in the composition of3. Audit Committee Compliance Obligations. Pfizer's AuditCommittee shall be responsible for the review and oversight of matters related tocompliance with Federal health care program requirements, FDA requirements, and theobligations of this CIA. The Audit Committee shall, at a minimum, be responsible for thefollowing:a. The Audit Committee shall meet at least quarterly to review andoversee Pfizer's Compliance Program, including but not limited toevaluating its effectiveness and receiving updates about the activitiesof the Chief Compliance Officer and other compliance personneL.the CIA, the Audit Committee shalladopt a resolution, signed by each individual member of the AuditPfizer'sCommittee, summarizing its review and oversight ofcompliance program and compliance with Federal health careprogram requirements, FDA requirements, and the obligations of thisb. For each Reporting Period ofCIA.At minimum, theresolution shall include the following language:"The Audit Committee has made a reasonable inquiry into theoperations of Pfizer's Compliance Program, including but not limitedto evaluating its effectiveness and receiving updates about theactivities of its Chief Compliance Officer and other compliancepersonneL. Based on its inquiry, the Audit Committee has concludedthat, to the best of its knowledge, Pfizer has implemented aneffective Compliance Program to meet Federal health care programthe CIA."requirements, FDA requirements, and the obligations ofIf the Audit Committee is unable to provide such a conclusion in theresolution, the Audit Committee shall include in the resolution awritten explanation of the reasons why it is unable to provide theCorporate Integrity AgreementPfizer Inc 5

conclusion and the steps it is taking to assure implementation byPfizer of an effective Compliance Program at Pfizer.Pfizer shall report to OIG, in writing, any changes in the composition of the AuditCommittee, or any actions or changes that would affect the Audit Committee's ability toperform the duties necessary to meet the obligations in this CIA, within 15 days after sucha change.4. Management Accountabilty and Certifcations: In addition to theresponsibilities set forth in this CIA for all Covered Persons, certain Pfizer employees arespecifically expected to monitor and oversee activities within their areas of authority. OnPfizer's Business Units (BUs) and the Finance Directoran annual basis, the Presidents ofof each BU within World Pharmaceutical Operations (WPO), with the exception,ofPfizer's Animal Health Business Unit and the Emerging Mai:kets Business Unit, shallcomplete a certification indicating that the leadership teams of the respective BU havetaken all appropriate steps to ensure compliance, that the leadership team has not directlyor indirectly encouraged policy violation, and that controls are operating effectively.The certification of the BU President and Finance Director shall specifically statethat the certifying individual: 1) has reviewed the following: (a) reports from an internalgroup within Pfizer formed to conduct promotional quality assessments; (b) summarreports of speaker programs, advisory boards, consultant payments, travel andentertainment expenses ( c) sales compensation exclusion criteria; and (d) corporatecompliance group statistics; and 2) is currently aware of no violations of law, regulation,Pfizer policy, or the CIA requirements; or, 3) in the event that a potential issue has beenidentified, the certifying individual has referred the potential violations to the CorporateCompliance Group or a member of the Pfizer legal division for further review and followup. The certification shall also state that the signatory understands that the certification isbeing provided to and relied upon by the United States.the BUPresident certification process, representatives ofmarketing/sales, medical, commercial development, strategy and innovation, and USPrimary Care regional business unit presidents shall also complete certifications reliedupon by the Presidents and the Finance Directors of each respective BU, with theand the Emerging Markets BusinessPfizer's Animal Health Business Unitexception ofUnit. The individuals referenced in the preceding sentence shall be referred to hereafteras "Certifying Employees."As part ofCorporate Integrity AgreementPfizer Inc6

The certification of each Certifying Employee shall specifically state that thecertifying individual: 1) has reviewed the following (as applicable): (a) reports from aninternal group within Pfizer formed to conduct promotional quality assessments; (b)summary reports of speaker programs, advisory boards, consultant payments, travel andentertainment expenses (c) sales compensation exclusion criteria; and (d) corporatecompliance group statistics; and 2) is currently aware of no violations of law, regulation,Pfizer policy, or the CIA requirements; or, 3) in the event that a potential issue has beenthe certifying individual has referred the potential violations to the Corporateidentified,Compliance Group ora member ofthe Pfizer legal division for further review and follow-up. The certification shall also state that the signatory understands that the certification isbeing provided to and relied upon by the United States.B. Written Standards.1. Code of Conduct. Prior to the Effective Date, Pfizer developed,implemented, and distributed a written Code of Conduct (known as "The Blue Book") toall Covered Persons. Pfizer currently requires all newly employed Covered Persons tocertify in writing or electronically, that they have received, read, understood, and shallthe promotion of, andConduct. Pfizer shall continue to makeabide by Pfizer's Code ofadherence to, the Code of Conduct an element in evaluating the performance of allCovered Persons.The Code of Conduct sets forth and shall continue to set forth, at aminimum, the following:a.Pfizer's commitment to full compliance with all Federal healthcare program and FDA requirements, including its commitment tomarket, sell, promote, research, develop, provide information about,and advertise its products in accordance with Federal health programrequirements and FDA requirements;b. Pfizer's requirement that all of its Covered Persons shall beexpected to comply with all Federal health care program and FDArequirements and with Pfizer's own Policies and Procedures asimplemented pursuant to Section III.B (including the requirements ofthis CIA);Corporate Integrity AgreementPfizer Inc7

c. the requirement that all of Pfizer's Covered Persons shall beexpected to report to the Chief Compliance Officer, or otherappropriate individual designated by Pfizer, suspected violations ofany Federal health care program and FDA requirements or ofPfizer's own Policies and Procedures;d. the possible consequences to both Pfizer and Covered Persons offailure to comply with Federal health care program and FDArequirements and with Pfizer's own Policies and Procedures and thefailure to report such noncompliance; ande. the right of all individuals to Use the Disclosure Program describedin Section IILG, and Pfizer's commitment to nonretaliation and tomaintain, as appropriate, confidentiality and anonymity with respectto such disclosures.To the extent not already accomplished, within 120 days after the Effective Date,the Code ofConduct shall be distributed to each Covered Person. By March 31, 2010,each Covered Person shall certify, in writing or electronically, that he or she has received,read, understood, and shall abide by Pfizer's Code of Conduct. New Covered Personsshall receive the Code of Conduct within 120 days after the Effective Date or within 30days after becoming a Covered Person, whichever is later, and shall complete the requiredcertification within 30 days after becoming a Covered Person or by March 31, 2010whichever is later.Pfizer shall periodically review the Code of Conduct to determine if revisions areappropriate and shall make any necessary revisions based on such review. Any revisedCode of Conduct shall be distributed within 30 days after any revisions are finalized bythe Compliance Office. Each Covered Person shall certify, in writing or electronically,that he or she has received, read, understood, and shall abide by the revised Code ofConduct within 30 days after the distribution of the revised Code of Conduct.2. Third Party Personnel. Within 120 days after the Effective Date, andannually thereafter by the anniversary of the Effective Date, Pfizer shall send a letter tooutline Pfizer's obligationseach entity employing Third Party PersonneL. The letter shallunder the CIA and its commitment to full compliance with all Federal health careprogram and FDA requirements. The letter shall include a description of Pfizer'sCompliance Program. Pfizer shall attach a copy of its Code of Conduct to the letter andCorporate Integrity AgreementPfizer Inc8

shall request the entity employing Third Party Personnel to either: (a) make a copy ofPfizer's Compliance Program available toits Third Party Personnel; or (b) represent to Pfizer that it has and enforces a substantiallycomparable code of conduct and compliance program for its Third Party PersonneL.Pfizer's Code ofConduct and a description of3. Policies and Procedures. Prior to the Effective Date, Pfizerimplemented written Policies and Procedures regarding the operation of the ComplianceProgram and Pfizer's compliance with Federal health care program and FDArequirements (Policies and Procedures). To the extent not already accomplished, within120 days after the Effective Date, Pfizer shall ensure that the Policies and Proceduresaddress or shall continue to address:a. the subjects relating to the Code of Conduct identified in SectionIILB.l ;b. appropriate ways to conduct Promotional and Product RelatedFunctions in compliance with all applicable Federal healthcareprogram requirements, including, but not limited to the Federalanti-kickback statute (codified at 42 U.S.C. § 1320a-7b), and theFalse Claims Act (codified at 31 U.S.c. §§ 3729-3733);c. appropriate ways to conduct Promotional and Product RelatedFunctions in compliance with all applicable FDA requirements;information that may be distributed by Pfizersales representatives about Pfizer's-Government ReimbursedProducts and the manner in which Pfizer sales representativesrespond to requests for information about non-FDA approved (orPfizer's Government Reimbursed Products."off-label") uses ofThese Policies and Procedures shall require that salesrepresentatives refer all requests for information about non-FDAPfizer's Government Reimbursedapproved ("off-label") uses ofProducts to Pfizer's Medical Information Department (USMI).These policies also shall require that distribution of reprints ofmedical journal articles by sales representatives must beconsistent with applicable FDA guidance and other relevantrequirements;d. the materials andCorporate Integrity AgreementPfizer Inc9

e. the materials and information that may be distributed by USMIand the mechanisms through, and manner in which, USMIreceives and responds to requests for information submitted byPfizer's Governmentsales representatives about off-label uses ofReimbursed Products; the form and content of informationdisseminated by Pfizer in response to such requests; and theinternal review process for the information disseminated.The Policies and Procedures shall include a requirement thatUSMI develop a database( s) to track all requests for informationabout Pfizer's products to USMI. This database shall be referredto as the "USMI Database." The USMI Database shall includethe following items of information for each unique inquiry(Inquiry) received for information about Pfizer's products: I)date ofInquiry; 2) form ofInquiry ( ., fax, phone, etc.); 3)name of the requesting health care professional (HCP) or healthcare institution (HCI) in accordance with applicable privacy laws;4) nature and topic of request (including exact language of theInquiry if made in writing); 5) nature/form of the response fromPfizer (including a record of the materials provided to the HCP orthe PfizerHCI in response to the request); 6) the name ofrepresentative who requested the Inquiry on behalf of the HCP orHCI, as applicable; and 7) the name of the Pfizer representativeknown.who called on or interacted with the HCP or HCI, ifThe Policies and Procedures shall continue to include a processwhereby an alert is triggered when certain systematic thresholdsof sales representative facilitated medical information requests(which are subject to reduction for compliance and otherpurposes) are exceeded ( , when more than a specified numberof facilitated medical information inquiries associated with aparticular sales representative within a specified time period orwhen indicia of potentially improper conduct exist). As of theEffective Date and as described in Section III.L below, Pfizer isimplementing an electronic tablet system to be used by certain of .its sales representatives in detailing activities. The electronictablets and Pfizer's centralized supporting infrastructure shall bereferred to as the "Tablet PC System." Pfizer shall continue theCorporate Integrity AgreementPfizer Inc10

above until it has rolled out theTablet PC System to all relevant sales representatives. i Duringthe term ofthis CIA, Pfizer's Policies and Procedures also shallcontinue the process whereby when USMI provides materials toan HCP or HCI in response to an Inquiry, Pfizer ask that the HCPor HCI notify Pfizer if the HCP or HCI did not request theinformation, and Pfizer shall investigate all such notificationsfrom HCPs or HCIs;QA Alert process describedf. systems, processes, policies, and procedures relating to themanner and circumstances under which medical personnel (suchas Medical Science Liaisons) participate in meetings or, eventswith HCPs or HCIs (either alone or with sales representatives oraccount executives) and the role of the medical personnel at suchmeetings or events, as well as how they handle responses toPfizer'sunsolicited requests about off-label indications ofGovernment Reimbursed Products;g. systems, processes, policies, and procedures relating to thedevelopment, implementation, and review of call plans for fieldsales representatives who promote Government ReimbursedProducts. For each Government Reimbursed Product, thePolicies and Procedures shall require that Pfizer review the callplans for the product and the bases upon, and circumstancesunder, which HCPs and HCIs belonging to specified medicalspecialties or types of clinical practice are included in, orexcluded from, the call plans. The Policies and Procedures shallalso require that Pfizer modify the call plans as necessary in amanner designed to ensure that Pfizer is promoting itsGovernment Reimbursed Products in a manner that complieswith all applicable Federal health care program and FDArequirements. The call plan reviews shall occur at least annuallyand shall also occur each time when the FDA approves a new orindication for a Government Reimbursed Product;additionali To the extent that certain groups of sales representatives do not receive the Tablet PC System, Pfizer shallcontinue the QA Alert system, or an equivalent alert system, for those sales representatives during the term ofCIA.Corporate Integrity AgreementPfizer Inc11the

h. systems, processes, policies, and procedures relating to thedevelopment, implementation, and review of plans for thePfizer's Government Reimburseddistribution of samples ofProducts (Sample Distribution Plans), including specificconsideration of methods to centralize the distribution ofsamples. This shall include a review of the bases upon, andcircumstances under, which HCPs and HCIs belonging tospecified medical specialties or types of clinical practice mayreceive samples from Pfizer. The Policies and Procedures shallalso require that Pfizer modify the Sample Distribution Plans asnecessary to ensure that Pfizer is promoting its products in amanner that complies with all applicable Federal health careprogramand FDA requirements;1. consultant or other fee-for-service arrangements entered into withHCPs or HCIs (including, but not limited to speaker programs,speaker training programs, presentations, consultant taskforcemeetings, advisory boards, preceptorships, mentorships, ad hocadvisory activities, and any other financial engagement orarrangement with an HCP or HCI) and all events and expensesrelating to such engagements or arrangements. These Policiesand Procedures shall be designed to ensure that the arrangementsand related events are used for legitimate and lawful purposes inaccordance with applicable Federal health care program and FDAPolicies shall include requirements about therequirements. Thecontent and circumstances of such arrangements and events;J. funding ofgrants (including educationalgrants) or charitablecontributions. These Policies and Procedures shall be designed toensure that Pfizer's funding complies with all applicable Federalhealth care program and FDA requirements;k. funding of, or participation in, any Third Party EducationalActivity as defined in Section ILC.5 above. These Policies andensure that Pfizer's fudingProcedures shall be designed toand/or sponsorship of such programs satisfies all applicableFederal health care program and FDA requirements.Corporate Integrity AgreementPfizer Inc12

The Policies and Procedures shall require that: 1) Pfizer discloseits financial support of the Third Party Educational Activity and,to the extent feasible consistent with subsection 5 below, anyfinancial relationships with faculty, speakers, or organizers atsuch Activity; 2) as a condition of funding, the third party shallagree to disclose Pfizer's financial support of the Third PartyEducational Activity and any financial relationships that Pfizermight have with faculty, speakers, or organizers at such Activity;3) any faculty, speakers, or organizers at the Third PartyEducational Activity disclose any financial relationship withPfizer; 4) the Third Party Educational Activity have aneducational focus; 5) the content, organization, and operation ofthe Third Party Educational Activity be independent of Pfizercontrol; 6) Pfizer supportonly Third Party Educational Activitythat is non-promotional; and 7) Pfizer support of a Third PartyEducational Activity shall be contingent on the provider'scommitment to provide information at the Educational Activitythat is fair, balanced, accurate and not misleading;i. review of all promotional and other written materials andinformation intended to be disseminated outside Pfizer byappropriate qualified personnel (such as regulatory, medical,and/or legal personnel) in a manner designed to ensure that legal,regulatory, and medical concerns are properly addressed duringwhenPfizer's review and approval process and are elevatedappropriate. The Policies and Procedures shall be designed toensure that such materials and information comply with allapplicable Federal health care program and FDA requirements.The Policies and Procedures shall address requirements regardingthe review of promotional materials by relevant ReviewCommittees of the BUs prior to the distribution or use of suchmaterials andshall require that all material deviations from thestandard Review Committee policy shall be documented andreferred to the Compliance Department for appropriate followup;m. sponsorship, funding of, and disclosures relating to research anddevelopment-related activities (including clinical trials, marketCorporate Integrity AgreementPfizer Inc13

research or authorship of articles and other publications). These'shall be designed to ensure that Pfizer'sPolicies and Proceduresfunding, sponsorship, and disclosure complies with all applicableFederal health care program and/or FDA requirements;n. compensation (including through salaries, bonuses, and contests)for Relevant Covered Persons who are sales representatives.These Policies and Procedures shall: 1) be designed to ensure thatfinancial incentives do not inappropriately motivate suchindividuals to engage in improper promotion, sales, andmarketing of Government Reimbursed Products; 2) includemechanisms designed to exclude or factor from incentivecompensation sales that may be attributable to the off-label use ofPfizer products; and 3) include a requirement that incentivecompensation for Government Reimbursed Products identified ashaving elevated risk in the risk assessment process explainedbelow in Section IILD shall be reviewed and adjusted tominimize the risk of improper promotion; andPfizer'sPolicies and Procedures, including policies relating to Federalhealth care program and FDA requirements.o. disciplinary policies and procedures for violations ofTo the extent not already accomplished, within 120 days after the Effective Date,the relevant portions of the Policies and Procedures shall be made available to all CoveredPersons whose job functions relate to those Policies and Procedures. Appropriate andknowledgeable staff shall be available to explain the Policies an

Agreement with the United States. Pfizer wil also enter into settlement agreements with various States (State Settlement Agreement and Release) and Pfizer's agreement to this CIA is a condition precedent to those agreements. directives of . Prior to the Effective Date, Pfizer established a compliance program and initiated