WIXLIB

PRAIRIE MEADOWS RACETRACK & CASINO2020 MIXED MEET RACING CALENDAR - 84 DAYSJanuary'20February '20March '20S M T WT F SS M TW T F S123456789 10 11 12 13 14 1516 17 18 19 20 21 2223 24 25 26 27 28 29S M TWT F S123456 78 9 10 11 12 13 1415 16 17 18 19 20 2122 23 24 25 26 27 2829 30 31April '20May '20June '20S M TW T F S12345 6 7 89101112 13 14 15 16 17 1819 20 21 22 23 24 2526 27 28 29 30S M TW T F SS M TWT F S12345 67 8 9 10 11 12 1314 15 16 17 18 19 2021 22 23 24 25 26 2728 29 30512192612346 7 89101113 14 15 16 17 1820 21 22 23 24 2527 28 29 30 31I 23456710 11 12 13 1417 18 19 20 2124 25 26 27 28318915 1622 2329 30July'20August '20S M T WT F S12345 6 7 891011S M TW T F S123456789 10 11 12 13 14 1512 13 14 15 16 17 1819 20 21 22 23 24 2526 27 28 29 30 31September '20SM16 17 18 19 2025 26 27October "20November '20December '20SM T W T F S12345 6 7 891011 12 13 14 15 16 1718 19 20 21 22 23 2425 26 27 28 29 30 31S MTWT F S12345678 9 10 11 12 13 1415 16 17 18 19 20 2122 23 24 25 26 27 2829 30S M TW T F S123456 7 8 9 10 11 1213 14 15 16 17 18 1920 21 22 23 24 25 2627 28 29 30 31TB Only - Bonus Start (6 Races / Day)TB Only (8 Races / Day)MIXED - Early (TB: 8 Races / QH: 3 Races)MIXED - Late (TB: 6 Races / QH: 4 Races)

RACING AND GAMING COMMISSION[491]Notice of Intended ActionProposing rule making related to updates to racing and gaming rules and providing anopportunity for public commentThe Racing and Gaming Commission hereby proposes to amend Chapter 5, “Track, GamblingStructure, and Excursion Gambling Boat Licensees’ Responsibilities,” Chapter 7, “GreyhoundRacing,” Chapter 8, “Wagering, Simulcasting and Advance Deposit Wagering,” Chapter 10,“Thoroughbred and Quarter Horse Racing,” Chapter 11, “Gambling Games,” and Chapter 12,“Accounting and Cash Control,” Iowa Administrative Code.Legal Authority for Rule MakingThis rule making is proposed under the authority provided in Iowa Code sections 99D.7 and99F.4.State or Federal Law ImplementedThis rule making implements, in whole or in part, Iowa Code chapters 99D, 99E and 99F.Purpose and SummaryItem 1 update to the manner of notification for incident reports.Item 2 Removed and replaced with a maintenance plan as described in Item 16.Item 3 removes prohibition on certain types of entries.Item 4 clarifies simulcast wagering transmission requirement.Item 5 allows for certain types of steward’s decisions to be appealed.Item 6 allows for digitally stamped papers.Item 7 clarifies other allowable horse identifiers.Item 8 updates the clerk of scales reporting requirements.Item 9 clarifies recordkeeping requirement for EIA test results.Item 10 relates to Item 7 to include other horse identifiers.Item 11 relates to Item 7 and Item 10 to include other horseidentifiers.Item 12 allows for digital Iowa-foaled horse certificates.Item 13 clarifies when a horse may enter a race after being claimed.Item 14 clarifies racing silk requirements.Item 15 allows for mechanical devices to accept more than one coin, chip or token withauthorization.Item 16 specifies what is included in a surveillance maintenanceplan.Fiscal ImpactThis rule making has no fiscal impact to the State of Iowa.

Jobs ImpactAfter analysis and review of this rule making, no impact on jobs has been found.WaiversAny person who believes that the application of the discretionary provisions of this rulemaking would result in hardship or injustice to that person may petition the Commission for awaiver of the discretionary provisions, if any.Public CommentAny interested person may submit written comments concerning this proposed rule making.Written comments in response to this rule making must be received by the Commission no laterthan 4:30 p.m. on December 18, 2019. Comments should be directed to:Barb BlakeIowa Racing and Gaming Commission1300 Des Moines StreetDes Moines, Iowa 50309Email: barb.blake@iowa.govPublic HearingA public hearing at which persons may present their views orally or in writing will be held asfollows:December 18, 2019 9 a.m.Commission Office, Suite 1001300 Des Moines StreetDes Moines, IowaPersons who wish to make oral comments at the public hearing may be asked to state theirnames for the record and to confine their remarks to the subject of this proposed rule making.Any persons who intend to attend the public hearing and have special requirements, such asthose related to hearing or mobility impairments, should contact the Commission and advise ofspecific needs.Review by Administrative Rules Review CommitteeThe Administrative Rules Review Committee, a bipartisan legislative committee whichoversees rule making by executive branch agencies, may, on its own motion or on written requestby any individual or group, review this rule making at its regular monthly meeting or at a specialmeeting. The Committee’s meetings are open to the public, and interested persons may be heardas provided in Iowa Code section 17A.8(6).The following rule-making actions are proposed:

ITEM 1. Amend subrule 5.4(5) as follows:491—5.4(5) Security force.a. and b. No changec. Incident reports. The licensee shall be required to file a written report, within 72 hours,detailing any incident in which an employee or patron is detected violating a provision of IowaCode chapter 99D or 99F, a commission rule or order, or internal controls; or is removed forreasons subject to subrule 5.4(5)“b.” In addition to the written report, the licensee shall provideimmediate notification to the commission and DCI representatives on duty or, if representativesare not on duty, provide notification on each office’s messaging system in a manner previouslyagreed upon by the representatives if the incident involved employee theft, criminal activity,Iowa Code chapter 99D or 99F violations, or gaming receipts.d. No changeITEM 2. Amend subrule 5.4(7) as follows:5.4(7) Video recording. Licensees shall conduct continuous surveillance with the capability ofvideo recording all on-site gambling activities under Iowa administrative rules 661—Chapter141, promulgated by the department of public safety.a. to c. No change.d. A surveillance department shall develop a standard operating procedure manual, which shallinclude surveillance system maintenance and emergency plans. This manual shall be madeavailable for inspection by the commission and DCI.ed. A facility may include capabilities within the surveillance system for video recording of otherareas of a facility and grounds, provided that commission and DCI access is unrestricted.ITEM 3. Amend subrule 7.7(14) as follows:7.7(14) No trainer or owner shall have more than two greyhounds in any race except in stakes orsweepstakes races. No double entries shall be allowed until all single interests eligible for theperformance are used and double entries shall be uncoupled for wagering purposes. Doubleentries shall be prohibited in all twin trifecta and tri-super races.ITEM 4. Amend subrule 8.4(1) as follows:491—8.4(1) General.a. No changeb. Transmission. The method used to transmit sales transaction and data including, but notlimited to, the odds, will pay, race results, and payoff prices must be approved by thecommission, based upon the determination that provisions to secure the system and transmissionare satisfactory. If the method relies on internet service to transmit, a backup internet serviceshall be used in the event of transmission failure until all transactions are completed for the day.

c. and d. No change.ITEM 5. Amend subparagraph 10.4(4)”a”(6) as follows:(6) General enforcement provisions. Stewards shall enforce the laws of Iowa and the rules of thecommission. The laws of Iowa and the rules of racing apply equally during periods of racing.They supersede the conditions of a race and the regulations of a racing meet and, in matterspertaining to racing, the orders of the stewards supersede the orders of the officers of the facility.The decision of the stewards as to the extent of a disqualification of any horse in any race shallbe final. A decision by the stewards regarding a disqualification of a horse due to a foul,interference, or a riding infraction may not be appealed.ITEM 6. Amend subparagraph 10.4(5)”g”(5) as follows:(5) Iowa-foaled horse allowance. Iowa-foaled horses that are properly registered and whosepapers are stamped, physically or digitally, by the Iowa department of agriculture and landstewardship shall be allowed an additional three pounds beyond the stated conditions of the raceif the race is not limited to Iowa-foaled horses. This allowance does not apply to stakes races.ITEM 7. Amend subrule 10.4(7) as follows:10.4(7) Horse identifier. The horse identifier shall:a. and b. No change.c. Examine every starter in the paddock for sex, color, markings, and microchip, lip tattoo, ordigital tattoo for comparison with its registration certificate to verify the horse’s identity;d. Supervise the tattooing, digital tattooing, microchipping or branding for identification of anyhorse located on facility premises; ande. No change.ITEM 8. Amend subrule 10.4(13) as follows:10.4(13) Clerk of scales. The clerk of scales shall:a. through f. No change.g. Release apprentice jockey certificates, upon the jockey’s departure or upon the conclusion ofthe race meet; andh. Assume the duties of the jockey room custodian in the absence of such employee.; andi. Promptly report to the stewards any infraction of the rules with respect to riding equipment,safety equipment, riding crops, or conduct.ITEM 9. Amend subparagraph 10.5(1)”a”(12) as follows:(12) Having each horse in the trainer’s care that is racing or stabled on facility premises testedfor equine infectious anemia (EIA) in accordance with state law and for filing evidence of suchnegative test results with the racing secretary. The test must have been conducted within theprevious 12 months and must be repeated upon expiration. The certificate must be attached to thefoal certificate or otherwise accessible by the commission or racing association.

ITEM 10. Amend subparagraph 10.6(1)”a”(2) as follows:(2) A horse has been knowingly entered or raced in any jurisdiction under a different name, withan altered registration certificate, altered microchip, or altered lip or digital tattoo by a personhaving lawful custody or control of the horse for the purpose of deceiving any facility orregulatory agency.ITEM 11. Amend subparagraph 10.6(1)”b” as follows:b. A horse is ineligible to start a race when:(1) No change.(2) The horse’s breed registration certificate is not on file, physically or digitally, with the racingsecretary, or horse identifier, except where the racing secretary has submitted the certificate tothe breed registry for correction or transfer of ownership. The stewards may, in their discretion,waive the requirement provided the registration certificate is in the possession of another boardof stewards, a copy of the registration certificate is on file with the racing secretary, and the horseis otherwise properly identified. For claiming races, if the claimed horse has been approved bythe stewards to run without the registration certificate on file in the racing office, then theregistration certificate must be provided to the racing office within seven business days fortransfer to the new owner before claiming funds will be approved for transfer by the stewards.(3) The horse is not fully identified by an official tattoo on the inside of the upper lip or digitaltattoo or microchip.(4) No change.(5) No current negative Coggins test or current negative equine infectious anemia test certificateis attached to the horse’s registration certificate or otherwise accessible by the commission orracing association.(6)- (15)ITEM 12. Amend subrule 10.6(2) as follows:10.6(2) Entries.a. through e. No change.f. Consecutive days. No horse shall be run on two twice within five consecutive calendar days.g. through j. No change.k. Registration certificate to reflect correct ownership. Every breed registry foal certificate filedphysically or digitally with the racing secretary to establish the eligibility of a horse to be enteredfor any race shall accurately reflect the correct and true ownership of the horse. The name of theowner that is printed on the official program for the horse shall conform to the ownership asdeclared on the certificate of registration or eligibility certificate unless a stable name has beenregistered with the commission for the owner or ownership.l. and m. No change.n. Iowa-foaled horse. An Iowa-foaled horse shall not be entered in a race limited to Iowa-foaledhorses unless the horse is registered with and the papers are stamped either physically or digitallyby the department of agriculture and land stewardship. An Iowa-foaled horse would be allowedto run in an open race without the stamp, but would be ineligible for Iowa-bred supplement,Iowa-bred breeders awards and Iowa-bred breeders supplement.ITEM 13. Amend subparagraph 10.6(18)”f”(2) as follows:

(2) Eligibility price. A horse that is declared the official winner in the race in which it is claimedmay not start in a race in which the claiming price is less than the amount for which it wasclaimed. After the first start back or 30 days, whichever occurs first, a horse may start for anyclaiming price. A horse which is not the official winner in the race in which it is claimed maystart for any claiming price. This provision shall not apply to starter handicaps in which theweight to be carried is assigned by the handicapper or for starter allowances. No right, title, orinterest for any claimed horse shall be sold or transferred except in a claiming race for a period of30 days following the date of claiming. The day claimed shall not count, but the followingcalendar day shall be the first day.ITEM 14. Amend subrule 10.6(11) as follows:10.6(11) Racing numbers and Silks.a. and b. No change.c. Racing Silks. Racing silks shall be turned into the racing office of jock room custodian uponarrival to the facility.(1) All horses running in a race are required to race in an owner’s silk or trainer’s silk.(2) In the case of a partnership, the horse shall run with a managing partner’s silk or a trainer’ssilk, if no partnership silk is available.(3) Under special circumstances a horse may be permitted by the srtewards to run in a house silk.ITEM 15. Amend paragraph 11.5(5)”b” as follows:b. Devices shall accept no more than one coin, token or chip per play., unless otherwiseauthorized by the administrator.ITEM 16. Amend subrule 12.3(1) as follows:12.3(1) Each facility shall submit a description of internal controls to the commission. Thesubmission shall be made at least 90 days before gaming operations are to commence unlessotherwise directed by the administrator. The submission shall include and provide for thefollowing:a. – d. No changee. Surveillance internal controls that include:(1)-(2) No change.(3) System maintenance plan that includes management of:1. Installations, changes, movements, and malfunctions;2. Log of available and completed system upgrades, updates, patches, including description;3. UPS capability, live video and recording redundancies;4. Electrical outages, emergency evacuation, providing alternative coverage of dedicated areasfor DCI approval; and

5. Job descriptions and training of employees responsible for system maintenance, any externalmaintenance agreements.f. and g. No change.

RACING AND GAMING COMMISSION[491]ITEM 1. Amend rule 491—1.1(99D,99F) as follows:491—1.1(99D,99E,99F) Function. The racing and gaming commission was created by Iowa Codechapter 99D and is charged with the administration of the Iowa pari-mutuel wagering Act andexcursion boat gambling Act, sports wagering, and internet fantasy sports contests. Iowa Codechapters 99D, 99E and 99F mandate that the commission shall have full jurisdiction over and shallsupervise all race meetings, and gambling operations, sports wagering, and internet fantasy sportscontests governed by Iowa Code chapters 99D, 99E and 99F.ITEM 2. Adopt the following new subrules 1.5(10) to 1.5(13):1.5(10) Sports wagering for excursion gambling boat, gambling structure or racetrack enclosureapplication. This form shall contain, at a minimum, the full name of the applicant, disclosure ofagreements involving sports wagering, a guarantee bond in an amount as determined by thecommission, and a notarized certification of truthfulness. The applicant shall pay a nonrefundableapplication fee in the amount of 45,000 to the commission.1.5(11) Renewal application for sports wagering for excursion gambling boat, gambling structureor racetrack enclosure. This form shall contain, at a minimum, the full name of the applicant, a 10,000 annual fee, disclosure of agreements involving sports wagering, sports wagering operations,internal controls, a guarantee bond in an amount as determined by the commission, a gamblingtreatment program, and a notarized certification of truthfulness. The form may include otherinformation the commission deems necessary to make a decision on the license application.1.5(12) Advance deposit sports wagering operator application. This form shall contain, at aminimum, the full name of the applicant, all ownership interests, balance sheets and profit-and-lossstatements for three fiscal years immediately preceding the application, pending legal action,agreement with licensed facility or description of proposed operation, a gambling treatment program,and a notarized certification of truthfulness. The form may include other information the commissiondeems necessary to make a decision on the license application.1.5(13) Internet fantasy sports contest application. This form shall contain, at a minimum, the fullname of the applicant, board members, all ownership interests, balance sheets and profit-and-lossstatements for the fiscal year immediately preceding the application, pending legal action, proof ofsatisfactory segregation of internet fantasy sports contest player contest funds as determined by thecommission, a description of the proposed operation and a notarized certification of truthfulness. Theform may include other information the commission deems necessary to make a decision on thelicense application.ITEM 3. Amend rule 491—1.7(99D,99F) as follows:491—1.7(99D,99F) Criteria for granting licenses, renewing licenses, and determining race dates.The commission sets forth the following criteria which the commission will consider when decidingwhether to issue a license to conduct racing or gaming or sports wagering in Iowa. The various crit

The Iowa Racing and Gaming Commission and staff will meet for dinner on Wednesday, November 20, 2019 at 6:30 PM at The Farmhouse Kitchen located on property at Q Casino (563-582-3647). Racing and gaming matters may be discussed, but no official action will be taken. P U BL I C PA RT I C I P A T I O N