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Basic Compliance & Ethics AcademiesSECTION 1MrMrsAttendee InformationMsDrOtherMember/ Account ID (if known/applicable) First NameMILast Name Credentials (CHC, CCEP, etc.)Job Title Organization (name of employer) Street AddressCity/Town State/ProvinceZip /Postal CodeWork PhoneSECTION 2Country Email (required) RegistrationOptionsBasic Compliance & Ethics AcademiesFor additional international locations, visit corporatecompliance.org/academiesJanuary 24-27, 2022 Orlando, FLMarch 7-10, 2022 San Diego, CAApril 11-14, 2022 Washington, DCMay 16-19, 2022 Boston, MAAugust 22-25, 2022 Las Vegas, NVSeptember 19-22, 2022 Denver, CONovember 14–17, 2022 Chicago, IL 2,625Non-Member 3,295Registration First-Time Membership Offer * 2,845*Save by joining today (first-time members only). Dues renew at 325. See “Acknowledgements” below for details.Group DiscountSCCE Membership: By selecting the Registration First-Time Membership Offer, you agree to thefull membership Terms and Conditions, including the use of your information,viewable at corporatecompliance.org/membership/tandc. To see the full use of your information orif you wish to opt-out, visit corporatecompliance.org/privacy.Opt-Out: Select if you would like to opt-out of the following: Online Member Directory: SCCE’s member directory lists first and last name, organization, title,address, and phone number.SECTION 3MemberGroup Discount for 3–9 Attendees**( 200)Group Discount for 10 or More**( 400)**See “Group Discount Policy” under “Acknowledgments” below for details.TOTAL Dietary Needs RequestDairy FreeGluten FreeKosherVegetarianVeganOther On‑Site Cell Phone (for emergency on‑site use only) PaymentOnline registration at corporatecompliance.org/academiesMail to SCCE, 6462 City West Parkway, Eden Prairie, MN 55344 USAFax to 1 952.988.0146Email to helpteam@corporatecompliance.org — Due to PCI compliance, do not provide credit card information via email. Email this formwithout credit card information, then call SCCE at 1 952.933.4977 or 888.277.4977 with your payment.Invoice meCheck enclosed (payable to SCCE)Wire transfer requestedI authorize SCCE to charge my credit card:VisaMasterCardDiscoverAmerican ExpressCredit Card Account NumberCardholder NameCardholder Signature Billing AddressSECTION 4Expiration Date Billing Zip/Postal Code AcknowledgementsBy submitting this registration, you agree to the full event Terms and Conditions, viewable atcorporatecompliance.org/conference/tandc, including the use of your information that may beshared with conference exhibitors, attendees, speakers, affiliates, and partners for promotionaland/or networking purposes. To see the full use of your information or if you wish to opt-out,visit corporatecompliance.org/privacy.By registering for this event, you also agree that you have read and agree to the PersonalAccountability Commitment, the Assumption of Risk, and the Liability Waiver and Releaseviewable at ion Fee: A 250 fee will be charged for any registration changed within seven daysof the start of an Academy.Group Discount Policy: Registration forms must be sent together to ensure that the discount isapplied. The group discount is not available through online registration. Note that discounts willnot be applied retroactively if more registrants are added at a later date, but new registrants willreceive the group discount.New Members: By selecting the Registration First-Time Membership Offer, you agree tothe full membership Terms and Conditions, including the use of your information, viewable ideo Release: By registering for this event, you grant SCCE, or anyone authorized by SCCE,the right to use or publish in print or electronic format, any photographs or video containing yourimage or likeness for educational, news, or promotional purposes, without compensation.Questions? Call 1 952.933.4977 or 888.277.4977 or email helpteam@corporatecompliance.org

Basic Compliance & Ethics AcademiesFrequently Asked QuestionsContinuing EducationWhere will my Academy take place?Please see hotel locations on the next page.Can I earn continuing education units (CEUs) for attendingthis Academy?Yes. This Academy offers live Compliance Certification Board (CCB) continuingeducation units (CEUs) for participation as well as other external credit types.What is included in the cost of my attendance?Access to the sessions, supplemental conference materials, and networkingopportunities. You will also enjoy complimentary continental breakfasts, lunches,and snacks with the other attendees.As an attendee you will also receive a 1-year online subscription to The CompleteCompliance & Ethics Manual via COSMOS , available for access on the first day ofthe Academy.What COVID-19 safety precautions will be implemented?SCCE considers the health and safety of all those at in-person programs a top priority.Although participants should recognize that there is risk involved in attending, SCCEwill follow the safety recommendations/guidelines provided by the CDC and other stateand local government agencies in place at the time of the event. Additionally, SCCE willfollow the venue requirements and work with the venue to provide a safe and enjoyableenvironment for all participants.Can I see what sessions will be presented before I arrive on-site?Yes, program information is posted on the conference website.Will I receive a recording of this conference?No. Registered attendees must participate in this event in real time as recordingsare not available for any missed sessions. No audio or video recording by attendeesis allowed.Is there a group discount—if so, what is it?Yes, we offer group discounts for groups of three or more from the same organizationfor all our live in-person and virtual events (excluding webinars). Please send all groupregistration forms together to helpteam@corporatecompliance.org for processing.A separate registration form is required for each registrant. The group discount isNOT available through online registration. Note that discounts will not be appliedretroactively if more registrants are added at a later date, but new registrants willreceive the group discount. For groups of 10 or more, please call 1 952.933.4977 or888.277.4977 or email helpteam@corporatecompliance.org.What do I get with “Registration First Time Membership?”If you’ve never been an SCCE member, you can register as a First-Time Member.This gives you SCCE membership at a discounted rate for your first year. You alsoreceive the member rate for the conference. As a member you receive all SCCE memberbenefits (discounts, Compliance & Ethics Professional (CEP) monthly magazine, Ethikos digital quarterly newsletter, member-exclusive webinars, and more). A full list ofbenefits can be viewed at corporatecompliance.org/membership. Your membership willbegin once payment is received.How do I use the credit on my account for this event?You can complete the registration online and select the “Invoice Me”payment option at checkout. Once you receive your confirmation, emailhelpteam@corporatecompliance.org or call 1 952.933.4977 or 888.277.4977to request your credit be applied toward the registration fee.To see the most up-to-date CEU approval information, go to SCCE’s ies. Select your Academy and choosethe Continuing Education option on the left-hand menu.How many CEUs will I earn from attending?CEUs are assessed based on actual attendance and credit type requested. Should theoverall number of education hours you attend or that the Academy offers decrease orincrease, the maximum number of CEUs available will be changed accordingly.How do I request CEUs following this Academy?While on‑site at this Academy, you will be provided the Application for ContinuingEducation Units (CEUs). To receive CEUs, you must submit this completed applicationfollowing the conference to ccb@compliancecertification.org. Only registeredattendees are eligible to request CEUs for participation.When will I receive my CEU certificate for participation?Once your completed Application for Continuing Education Units (CEUs) has beenreceived by our staff, your CEU account will be updated within 2–4 weeks. To view yourCCB CEUs and access your certificate, you can log in to your corporatecompliance.orgaccount, go to your Account Dashboard, and scroll down to View My CEUs.I would like to sit for one of the Compliance Certification Board (CCB) exams following this Academy; will I qualify?While this Academy, if attended in full, can provide you with all of the CEUs you need tomeet the continuing education requirement, you will need to also review the applicableCandidate Handbook found at corporatecompliance.org/candidate-handbooks toensure you meet the work experience requirement.I have reviewed the Candidate Handbook and want to apply for theexam as soon as the Academy concludes; what’s next?If you want to sit for the exam offered on the last day of the Academy and havereviewed your Candidate Handbook, you can go ahead and apply online for your examat corporatecompliance.org/apply-exam. You must be registered for the Academy firstbefore you can apply to sit for the exam offered on‑site.I would like to sit for the exam, but not onsite at the Academy.Can I take my exam remotely at another time?Yes, CCB offers the flexibility for candidates to take their exam remotely, at a localtesting site, or following certain SCCE conferences. To learn more about our varioustesting options, visit SCCE’s website, corporatecompliance.org/exam-information.I have more questions about exams and seeking certification;who can help me?For more questions about CCB certifications, call to speak to a Certification Specialist at 1 952.933.4977 or 888.277.4977 or email ccb@compliancecertification.org.Can I get the member rate if I am an SCCE member instead of HCCA orvice versa?Yes. As a member of SCCE or HCCA, you can receive the membership discount for bothorganizations’ events, but this cannot be done online. Please send your registrationform via email to helpteam@corporatecompliance.org to complete your registration.How can I cancel my registration?If you need to cancel your participation (or send a substitute), your request must besubmitted by email to helpteam@corporatecompliance.org. A conference credit will beissued for all registration fees paid (minus a 250 cancellation fee if cancelled within7 days of the start of the Academy) and will expire 12 months from the date of theoriginal canceled event. Conference credits will not be issued if you do not attend theevent and have not requested cancellation prior to the event start date. If sending asubstitute, an additional fee may apply depending upon the membership status of thesubstitute.Who can I notify of special needs or concerns prior to the conference?Please call SCCE at 1 952.933.4977 or 888.277.4977 or emailhelpteam@corporatecompliance.org if you have a special needand/or require accommodation to participate.Questions? Call 1 952.933.4977 or 888.277.4977 or email helpteam@corporatecompliance.org

Basic Compliance & Ethics AcademiesHotel and Academy LocationsBasic Compliance & Ethics Academies and optional CCEP exams are held at thelocations listed below. The costs of hotel accommodations are not included in yourconference registration fee. The hotel room rate listed for each Academy is gooduntil the cutoff date indicated or until the room block is full, whichever comes first.Reservations received after the cutoff date or after the room block is full will beaccepted based on space and rate availability. Please note that parking and internetservice charges are set by the hotel and may be subject to change.PLEASE NOTE: Neither SCCE nor any hotel it is affiliated with will ever contact you tomake a hotel reservation. If you receive a call soliciting reservations on behalf of SCCEor the event, it is likely from a room poacher and may be fraudulent. We recommendyou make reservations directly with the hotel using the phone number. If you haveconcerns or questions, please contact 1 952.933.4977 or 888.277.4977.January 24–27, 2022 Orlando, FLHyatt Regency Orlando9801 International DriveOrlando, FL 32819407.284.1231A reduced rate of 259.00 single/quadruple occupancy per night plus applicabletaxes (currently 13.625%, subject to change) has been arranged for this program. Toobtain the special discounted group rate, reservations can be booked online athyatt.com/en-US/group-booking/MCORO/G-PLFA or if you prefer, the reservationsdepartment can be reached at 402.593.5048. Ask for the SCCE and HCCAdiscounted rate.All reservations must be guaranteed with a valid credit card.The cutoff date to receive this discounted rate is Friday, January 7, 2022 or once thegroup block is full, whichever comes first. After the cut-off date, it is at the hotel’sdiscretion whether to accept additional reservations, which may be subject toprevailing rates and availability.For those who wish to extend their stay, sleeping room rates are available three daysbefore and three days after the Academy based on availability.March 7–10, 2022 San Diego, CAThe US Grant326 BroadwaySan Diego, CA 92101A reduced rate of 249.00 per night for single/double occupancy plus taxes andstate fees (currently 10.5%, tourism fee 2%, and an assessment fee of .27% subject tochange) have been arranged for this program.Make reservations by calling 1-866-837-4270 and ask for the SCCE or SCCE BasicCompliance Academy group rate. All reservations must be guaranteed with a majorcredit card.Reservations must be cancelled not later than 72 hours prior to intended arrival inorder to avoid forfeiture of deposit or cancellation charges. The cutoff date for thegroup rate is Sunday, February 13, 2022 or once the group room block is full, whichevercomes first.April 11–14, 2022 Washington, DCWashington Hilton1919 Connecticut Avenue, N.W.Washington, DC 20009202.483.3000A reduced rate of 239.00 single/double occupancy per night plus applicable taxes(currently 14.95%, subject to change) has been arranged for this program. To obtain thespecial discounted group rate, click on the link 2022 HCCA SCCE Health Compliance or callCentral Reservation to 1-800-844-6155 with the group code HCCA1.The cutoff date to receive this discounted rate is March 21, 2022 or once the group blockis full, whichever comes first. After the cut-off date, reservations will be handled on arate and availability basis.To confirm a sleeping room within the Room Block, the sleeping room must be securedwith a valid credit card provided either by Group or the guest attending the Event, alongwith a first night’s deposit, refundable up to 3 days in advance of arrival.For those who wish to extend their stay, sleeping room rates are available three daysbefore and three days after the Academy based on availability.May 16–19, 2022 Boston, MABoston Park Plaza50 Park Plaza at Arlington StreetBoston, MA 02116617.457.2219A reduced rate of 229.00 single/double occupancy per night plus applicable taxes(currently 14.95%, subject to change) has been arranged for this program. To obtainthe special discounted group rate online, visit book.passkey.com/e/50238270.Reservations can also be made by calling 617.203.7165 and asking for the 2022 BostonSCCE & HCCA May Basic Academies rate.All reservations must be guaranteed with a valid credit card.The cutoff date to receive this discounted rate is 5:00 PM Eastern Standard Time (EST)on Sunday, April 24 or once the group block is full, whichever comes first. After the cutoff date, reservations will be handled on a rate and availability basis.Cancellations of individual reservations will be accepted up until 3:00 PM two (2) daysprior to arrival date, at which point a one-night, non-refundable deposit will be chargedto credit card on file.For those who wish to extend their stay, sleeping room rates are available three daysbefore and three days after the Academy based on availability.August 22-25, 2022 Las Vegas, NVAria Resort & Casino3730 Las Vegas Boulevard SouthLas Vegas, NV 89158866.359-7757A reduced rate of 149 single/double occupancy per night plus a reduced 40 dailyresort fee and applicable taxes (currently 13.38%, subject to change) has been arrangedfor this program. To obtain the special discounted group rate, call 866.359.7757 and askfor the Academy group rate. The cutoff date to receive this discounted rate is July 28 oronce the group block is full, whichever comes first. After the cut-off date, reservationswill be handled on a rate and availability basis.To confirm a sleeping room within the Room Block, the sleeping room must be securedwith a valid credit card. Reservations must be cancelled not later than 48 hours prior tointended arrival in order to avoid forfeiture of deposit or cancellation charges. For thosewho wish to extend their stay, sleeping room rates are available three days before andthree days after the Academy based on availability.September 19–22, 2022 Denver, COHilton Denver City Center1701 California StreetDenver, CO 80202(303) 297-1300A reduced rate of 209 single/double occupancy per night plus applicable taxes (currently17.4%, subject to change) has been arranged for this program. To obtain the specialdiscounted group rate, book online at book.passkey.com/e/50271606To confirm a sleeping room within the Room Block, the sleeping room must be securedwith a valid credit card.The cutoff date to receive this discounted rate is August 26, 2022 or once the group blockis full, whichever comes first. After the cut-off date, reservations will be handled on a rateand availability basis.For those who wish to extend their stay, sleeping room rates are available three daysbefore and three days after the Academy based on availability.November 14–17, 2022 Chicago, ILHyatt Centric Chicago Magnificent Mile633 N St. Clair StreetChicago, IL 60611(312) 787-1234A reduced rate of 189 single/double occupancy per night plus applicable taxes(currently 17.4%, subject to change) has been arranged for this program. To obtain thespecial discounted group rate, contact reservations direct at 877.803.7534 or bookonline at hyatt.com/en-US/group-booking/CHIMM/G-SEHC.Once an individual reservation has been made, any changes should be made directlywith the Group Reservations Department. A credit card number or 1 nights advancedeposit will be required to secure a room out of this block. Cancellations must bereceived 72 hours prior to arrival or 1 night room and tax will be assessed.The cutoff date to receive this discounted rate is October 21, 2022 or once the groupblock is full, whichever comes first. After the cut-off date, reservations will be handledon a rate and availability basis.For those who wish to extend their stay, sleeping room rates are available three daysbefore and three days after the Academy based on availability.Questions? Call 1 952.933.4977 or 888.277.4977 or email helpteam@corporatecompliance.org

Legal and business value Practice steps to create and maintain 10:20 - 10:35 am Break 10:35 am - 12:05 pm Introduction to Compliance High level overview of the seven elements of a compliance program Practice and problems for the compliance professional are discussed Highlight of areas of key importance to compliance programs