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PrintTo print a blank form, check here:OFFICE USE ONLY: SUB FIRM:BR Code:ClearFA Code:Account #:Client Account TransferPlease use this form to transfer securities and/or funds from another financial institution.Section 1Tell Us About Your Brokerage AccountEnter the detailsof the receivingaccount.Brokerage Account Number(Required for WellsTrade and Intuitive InvestorSM Accounts)Social Security Number/Taxpayer ID NumberAccount Name(s) (e.g., John Doe, John and Mary Doe, The Doe Family Trust - John Doe and Mary Doe, Trustees)Account Type (e.g., Individual, Joint, Trust, UGMA/UTMA, IRA, Inherited IRA, Roth IRA, or Other – specify type)Section 2Tell Us About The Account You’re TransferringComplete all fields.Refer to yourstatement.From Account NumberEmployer Plansrequire their ownpaperwork.Name of Firm, Bank, or Mutual Fund Company you are transferring fromAccount Name(s) (as it appears on your account/most recent statement at the delivering firm)Account Type (e.g., Individual, Joint, Trust, UGMA/UTMA, IRA, Inherited IRA, Roth IRA, or Other – specify type)Section 3Tell Us What You Want To TransferComplete A or B.A. Annuity, Bank, Brokerage Firm or Trust Company - Check One Box OnlyCheck eitherFull, Partial,Certificate ofDeposit, orAnnuity.Full – Transfer My Entire Account In-Kind (this includes cash).Partial – The section below is used for Partial Transfers ONLY.Cash Amount and/or the assets listed below.QuantitySecurity Name, Symbol, or CUSIPWrite ALL or Number of Shares(Located on your current statement. The CUSIP is 9 characters long.)Attach a separatesigned page foradditional assets.Certificate of Deposit (CD) – held at a Bank (including Wells Fargo Bank)I/We authorize the CD(s) to be liquidated immediately and acknowledge there may be a penalty and/orsurrender charge for a full liquidation. If within 4 weeks of maturity, liquidate at maturity.Annuity Liquidation – Immediately and entirely. I am aware there may be a penalty.Annuity Liquidation – Percent or AmountUse one formper Mutual FundCompany.B. Mutual Fund CompanyMutual Fund AccountNumber(s)Attach a separatesigned page foradditional funds.Transfer dLiquidateQuantityWrite All, Numberof Shares, orDollar AmountFund Name,Symbol, or CUSIPLocated on your currentstatementCashDividends/Capital GainsIf not checked,it will default toreinvestAccount(s) carried by First Clearing. First Clearing is a trade name used by Wells Fargo Clearing Services, LLC, a registered broker-dealer andnon-bank affiliate of Wells Fargo & Company.587367 (Rev 10 – 06/18) Page 1 of 5

Client Account TransferPage 2 of 5OFFICE USE ONLY: SUB FIRM:BR Code:FA Code:Account #:Section 4Sign and Date - All Owners of All Accounts Must Sign and DateIncludesupportingdocumentationif account titlesare different.The undersigned acknowledges that I/We have read this form in its entirety and understandand agree to be bound by this Account Transfer Form and the Terms and Conditions locatedon page 3 herein. Statement. I have attached a copy of my most recent account statement from mycurrent financial institution. One and the Same. If an owner’s name appears to be different between the titlingof the current account and the new brokerage account, that owner must sign underboth names to certify they are one and the same and there is no change inownership. Different Registration. If this transfer contains a change in registration and/orownership, I/We understand and accept the change in registration and ownership andhold the receiving and the delivering firm harmless from acting on the above instructions.All authorized signer(s) on the current account and your new brokerage accountmust sign.Name change ordifferent name:must sign asappears on bothaccounts (e.g.,marriage, divorce,first/middle namechanged or listeddifferently).Account Owner/Trustee SignaturePrint NameDate (mm/dd/yyyy)Print NameDate (mm/dd/yyyy)Print NameDate (mm/dd/yyyy)Print NameDate (mm/dd/yyyy)XAccount Owner/Trustee SignatureXAccount Owner/Trustee SignatureXAccount Owner/Trustee SignatureX*If additional signature(s) are required, attach a separate signed sheet.OFFICE USE ONLYSignature GuaranteeCustodian AcceptanceWells Fargo Clearing Services, LLC has established a Non-Qualified or IRS-Approved RetirementCustodial Account Plan complying with IRS articles I through VIII as on Form 5305-A. We herebyaccept the transfer of assets from your firm’s account according to the client signed instructions.Successor Custodian SignatureTitleXSubmit your completed form to:WFCS, LLC, Attention: MAC N9160-01P, PO Box 77046, Minneapolis, MN 55480-9902Or Fax to:Account Transfers: 844-879-0941Mutual Fund Direct Transfers: 844-879-0215587367 (Rev 10 – 06/18)Receiving Account Type:Date (mm/dd/yyyy)

Client Account TransferPage 3 of 5Terms and ConditionsI/We Instruct the Delivering Firm to: If this account is a qualified retirement account, Ihave amended the applicable plan so that it namesWells Fargo Clearing Services, LLC as successorcustodian. Unless otherwise indicated in theinstructions above, please transfer all assets in myaccount. Transfer my account as instructed on this form, eventhough my brokerage account may have a differentaccount title or different taxpayer identificationnumber than the delivering firm. Liquidate any nontransferable proprietary moneymarket fund assets that are part of my account andtransfer the resulting credit balance. Deduct any outstanding fee from the credit balance inmy account. If my account does not contain a creditbalance, or if the credit balance in the account isinsufficient to satisfy any outstanding fee, I authorizeyou to liquidate the assets in my account to theextent necessary to satisfy the obligation. Transfer any certificates held in the firm’s physicalpossession in good deliverable form, including affixingany necessary tax waivers, to enable the successorcustodian to transfer them in its name to enable themto be sold when and as directed by me. If this is a full/complete account transfer, pleasefreeze my account when this transfer is validated,including canceling all open orders and not permittingany new orders from the account being transferred(except for transactions closing option positions thatexpire within 7 days or the sale of nontransferableassets). Revocation of Advisory Agreements: I authorizeyou to discontinue all account managementagreements immediately. I will have soleresponsibility for investment decisions with respectto the securities, cash, and other assets in myaccount until I hire a new investment manager.I/We Acknowledge: If an owner’s name appears to be different betweenthe titling of the current account and the newbrokerage account, I have signed all documentationunder both names to certify they are one and thesame. Certain assets in my account may not be readilytransferable, with or without penalties, within the timeframes required by FINRA Rule 11870 or a similar ruleof another designated examining authority. Credit/debit cards and/or unused checks issued to mein connection with my securities account have beendestroyed or returned to the delivering firm. I understand that you will contact me with respect tothe disposition of any assets in my securities accountthat are nontransferable. Fractional shares of equity/stock will not transfer inkind and will require to be liquidated to complete aFULL transfer. The firm is not responsible for changes in the value ofassets that may occur during the transfer process. I/We are aware of any potential tax or financialimplications that may arise in connection with thistransfer or with the sale or liquidation of assets priorto transfer, including penalties, fees, financial losses,or losses of product features or benefits. Margin Agreement – If the client-signed MarginAgreement has not been received, my account may besubject to restriction, sellout, and closure after reviewby the Credit Margin Department.Retirement AccountsAn IRA account has been established namingWells Fargo Clearing Services, LLC as SuccessorCustodian. Simple IRA to Traditional IRA Transfer – Iacknowledge I have met the 2-year waiting period.IRA Direct Rollover from Qualified Retirement Plan(QRP) – The IRA custodian is not responsible forproviding you with tax or legal advice. Therefore,you acknowledge you have been advised to see a taxprofessional and no broker or other employee hasgiven such advice.Cash SweepI/We consent to having uninvested cash includedin your Cash Sweep Program. For most accounts,the Bank Deposit Sweep will be used for uninvestedcash balances, for which no interest is otherwiseearned or paid. Accounts not eligible for the BankDeposit Sweep, such as accounts for banks, creditunions, mutual fund and insurance companies, andgovernment entities will sweep to a Money MarketMutual Fund, which may be affiliated with FirstClearing*. I/We acknowledge First Clearing and itsaffiliates may charge fees and receive certain benefitson the cash sweeps. I/We further acknowledge thatif First Clearing changes the Cash Sweep Programon my/our account I/We will be provided with priorwritten notice. Bank Deposit and Money MarketMutual Fund sweeps are subject to different risksand account protection. The Bank Deposit Sweep issubject to FDIC insurance and Money Market MutualFunds are covered by SIPC. Details about the CashSweep Program, including the different risks andenhanced account protection, are covered in thesweep program disclosure statement which will beincluded in your new account package and can befound online at cash-sweep-program.htm.*Account(s) carried by First Clearing. First Clearing is a trade name used by Wells Fargo Clearing Services, LLC, a registered broker-dealerand non-bank affiliate of Wells Fargo & Company.587367 (Rev 10 – 06/18)